Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date February 01, 2018 · Filed February 05, 2018
Section 16 reporting ended · disclosed 2018-02-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,232.917 |
Reported balance
After 2018-02-01 transaction · row 1
1 source rowRow 1 · 2018-02-01 · Sale · Disposed 4,237 · Balance 4,232.917 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 71,835 |
Reported balance
Holding disclosure · report date 2018-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 71,835 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2012 Filed Aug 2, 2012 14:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 542 | $34.67 | $18,791.14 |
DisclosureSEC source: 0001181431-12-043096 · rrd352030.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2012 Filed Aug 2, 2012 14:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 17,000 | $47.95 | $815,150.00 |
DisclosureSEC source: 0001181431-12-043096 · rrd352030.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2012 Filed Jul 3, 2012 20:25 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,394 | $49.07 | $68,403.58 |
DisclosureSEC source: 0001181431-12-039422 · rrd350189.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,945 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2011. F2 · balance_after: Includes 495 shares of KLA-Tencor common stock acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2012. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:33 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,881 | $52.06 | $306,192.50 |
DisclosureSEC source: 0001181431-12-027032 · rrd343667.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,844 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2011. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.86 to $52.21. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:49 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,880 | $51.73 | $304,175.34 |
DisclosureSEC source: 0001181431-12-005802 · rrd332194.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,725 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2011. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.58 to $51.83. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 71 shares of KLA-Tencor common stock acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on December 31, 2011. Read SEC document |
| November 17, 2011 Filed Nov 18, 2011 00:33 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,394 | $47.30 | $65,936.20 |
DisclosureSEC source: 0001181431-11-056835 · rrd325966.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,534 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2011. Read SEC document |
| November 15, 2011 Filed Nov 18, 2011 00:33 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,882 | $48.42 | $236,386.44 |
DisclosureSEC source: 0001181431-11-056835 · rrd325966.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,928 F2 · shares: Pursuant to the terms of the November 15, 2007 performance-based RSU grant, 4,882 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| November 15, 2011 Filed Nov 18, 2011 00:33 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 10,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-056835 · rrd325966.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,810 F1 · price: On November 15, 2007, Mr. Bell received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2008, were determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2008) to cover, based on KLA-Tencor's financial peformance during fiscal year 2008, 20,917 shares of KLA-Tencor common stock. On November 15, 2011, Mr. Bell vested in the remaining fifty percent (50%) of such RSUs. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 23:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,896 | $0.00 Strike: $37.43 | $0.00 |
DisclosureSEC source: 0001181431-11-054412 · rrd324747.xml · derivative · entry 6 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,896 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents a stock option granted on November 8, 2002, granting the Reporting Person the right to purchase up to 1,896 shares of KLA-Tencor common stock. 1/35 of the 1,896 shares subject to this stock option vested on the 26-month anniversary of the grant date and each monthly anniversary thereafter until November 8, 2007. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 23:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 1,354 | $0.00 Strike: $37.05 | $0.00 |
DisclosureSEC source: 0001181431-11-054412 · rrd324747.xml · derivative · entry 5 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,354 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents a stock option granted on November 8, 2002, granting the Reporting Person the right to purchase up to 1,354 shares of KLA-Tencor common stock. 650 of the shares subject to this stock option vested on November 8, 2003, and 1/13 of the remaining 704 shares subject to this stock option vested on the 13-month anniversary of the grant date and each monthly anniversary thereafter until December 8, 2004. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 23:10 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 7,736 | $45.48 | $351,862.68 |
DisclosureSEC source: 0001181431-11-054412 · rrd324747.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,352 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2011. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.3305 to $45.68. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 23:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,896 | $37.43 | $70,967.28 |
DisclosureSEC source: 0001181431-11-054412 · rrd324747.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 23:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,354 | $37.05 | $50,165.70 |
DisclosureSEC source: 0001181431-11-054412 · rrd324747.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2011 Filed Aug 26, 2011 21:52 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 10,000 | $35.42 | $354,228.00 |
DisclosureSEC source: 0001181431-11-047209 · rrd320776.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,838 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.42 to $35.44. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 04, 2011 Filed Aug 5, 2011 23:18 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044268 · rrd319141.xml · nonDerivative · entry 7 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,158 F8 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F9 · shares: Represents a grant of RSUs subject only to service-vesting requirements. Mr. Bell will vest in fifty percent (50% of the RSUs upon his completion of two years of service with KLA-Tencor measured from the grant date (August 4, 2011) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the RSU vests. F10 · balance_after: Does not include performance-based RSUs, if any, held by Mr. Bell for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 03, 2011 Filed Aug 5, 2011 23:18 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 8,973 | $39.08 | $350,664.84 |
DisclosureSEC source: 0001181431-11-044268 · rrd319141.xml · nonDerivative · entry 6 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,838 F7 · shares: Pursuant to the terms of the August 3, 2009 supplemental RSU grant, 8,973 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 03, 2011 Filed Aug 5, 2011 23:18 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 20,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-044268 · rrd319141.xml · nonDerivative · entry 5 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,811 F6 · price: On August 3, 2009, Mr. Bell received a supplemental grant of RSUs covering 41,500 shares of KLA-Tencor common stock. On August 3, 2011, Mr. Bell vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 03, 2011 Filed Aug 5, 2011 23:18 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,384 | $39.08 | $132,246.72 |
DisclosureSEC source: 0001181431-11-044268 · rrd319141.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,061 F5 · shares: Pursuant to the terms of the August 3, 2009 performance-based RSU grant, 3,384 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 03, 2011 Filed Aug 5, 2011 23:18 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 9,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-044268 · rrd319141.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,445 F4 · price: On August 3, 2009, Mr. Bell received a grant of performance-based RSUs that, following the completion of fiscal year 2010, were determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2010) to cover, based on KLA-Tencor's financial performance during fiscal year 2010, 18,450 shares of KLA-Tencor common stock. On August 3, 2011, Mr. Bell vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| August 03, 2011 Filed Aug 5, 2011 23:18 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,384 | $39.08 | $132,246.72 |
DisclosureSEC source: 0001181431-11-044268 · rrd319141.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,220 F3 · shares: Pursuant to the terms of the August 3, 2009 RSU grant, 3,384 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 03, 2011 Filed Aug 5, 2011 23:18 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 9,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-044268 · rrd319141.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,604 F1 · price: On August 3, 2009, Mr. Bell received a grant of restricted stock units ("RSUs") covering 18,450 shares of KLA-Tencor common stock. On August 3, 2011, Mr. Bell vested in fifty percent (50%) of such RSUs. F2 · balance_after: Includes 569 shares of KLA-Tencor common stock acquired by Mr. Bell under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2011. Read SEC document |
| November 03, 2010 Filed Nov 4, 2010 20:34 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 20,000 | $35.76 | $715,128.00 |
DisclosureSEC source: 0001181431-10-053492 · rrd289966.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,810 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.75 to $35.80. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 19, 2010 Filed Sep 20, 2010 23:51 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,377 | $31.05 | $135,905.85 |
DisclosureSEC source: 0001181431-10-047389 · rrd286713.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,810 F2 · shares: Pursuant to the terms of the September 19, 2006 RSU grant, 4,377 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| September 19, 2010 Filed Sep 20, 2010 23:51 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 9,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-047389 · rrd286713.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,187 F1 · price: On September 19, 2006, Mr. Bell received a grant of restricted stock units ("RSUs") covering 18,750 shares of KLA-Tencor common stock. On September 19, 2010, Mr. Bell vested in fifty percent (50%) of such RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.