Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date February 01, 2018 · Filed February 05, 2018
Section 16 reporting ended · disclosed 2018-02-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,232.917 |
Reported balance
After 2018-02-01 transaction · row 1
1 source rowRow 1 · 2018-02-01 · Sale · Disposed 4,237 · Balance 4,232.917 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017. |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 71,835 |
Reported balance
Holding disclosure · report date 2018-02-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 71,835 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2013 Filed Aug 8, 2013 22:00 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,914 | $58.37 | $228,460.18 |
DisclosureSEC source: 0001181431-13-043752 · rrd387741.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,269 F2 · shares: Pursuant to the terms of the August 4, 2011 performance-based RSU grant, 3,914 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2013 Filed Aug 8, 2013 22:00 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-043752 · rrd387741.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,183 F1 · price: On August 4, 2011, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2013, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (on August 6, 2013) to cover, based on KLA-Tencor's financial performance during fiscal years 2012 and 2013, 15,000 shares of KLA-Tencor common stock. On August 6, 2013, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| August 05, 2013 Filed Aug 7, 2013 23:02 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 6,070 | $58.90 | $357,523.00 |
DisclosureSEC source: 0001181431-13-043438 · rrd387533.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,683 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $58.67 to $59.08. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 04, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,914 | $59.50 | $232,883.00 |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 12 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,753 F11 · shares: Pursuant to the terms of the August 4, 2011 RSU grant, 3,914 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 04, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 11 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,667 F10 · price: On August 4, 2011, the Reporting Person received a grant of RSUs covering 15,000 shares of KLA-Tencor common stock. On August 4, 2013, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 03, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,126 | $59.50 | $245,497.00 |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 10 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,167 F9 · shares: Pursuant to the terms of the August 3, 2009 RSU grant, 4,126 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 03, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 9,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 9 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,293 F8 · price: On August 3, 2009, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2010, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2010) to cover, based on KLA-Tencor's financial performance during fiscal year 2010, 18,450 shares of KLA-Tencor common stock. On August 3, 2013, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| August 03, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 10,828 | $59.50 | $644,266.00 |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 8 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,068 F7 · shares: Pursuant to the terms of the August 3, 2009 RSU grant, 10,828 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 03, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 20,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 7 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,896 F6 · price: On August 3, 2009, the Reporting Person received a grant of RSUs covering 41,500 shares of KLA-Tencor common stock. On August 3, 2013, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 03, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,814 | $59.50 | $286,433.00 |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 6 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,146 F5 · shares: Pursuant to the terms of the August 3, 2009 RSU grant, 4,814 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 03, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 9,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 5 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,960 F4 · price: On August 3, 2009, the Reporting Person received a grant of RSUs covering 18,450 shares of KLA-Tencor common stock. On August 3, 2013, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 02, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,370 | $59.50 | $81,515.00 |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,735 F3 · shares: Pursuant to the terms of the August 2, 2012 RSU grant, 1,370 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 2,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,105 F2 · price: On August 2, 2012, the Reporting Person received a grant of restricted stock units ("RSUs") covering 10,500 shares of KLA-Tencor common stock. On August 2, 2013, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 3,100 | $0.00 Strike: $58.10 | $0.00 |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · derivative · entry 14 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,100 shares Expires 2014-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: Represents a stock option granted on January 27, 2004, granting the Reporting Person the right to purchase up to 3,100 shares of KLA-Tencor common stock. 620 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 2,480 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,100 | $60.00 | $186,000.00 |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F1 · kind: This sale was effected pursuant to the terms of a Rule 105-1 trading plan adopted by the Reporting Person on May 30, 2013. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 23:04 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,100 | $58.10 | $180,110.00 |
DisclosureSEC source: 0001181431-13-042876 · rrd387169.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 10,250 | $0.00 Strike: $39.89 | $0.00 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · derivative · entry 13 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,250 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Represents a stock option granted on September 16, 2004, granting the Reporting Person the right to purchase up to 10,250 shares of KLA-Tencor common stock. 2,050 of the shares subject to this stock option vested on September 16, 2006, and 1/48th of the remaining 8,200 shares subject to this stock option vested on October 16, 2006 and each monthly anniversary thereafter until September 16, 2010. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,500 | $0.00 Strike: $39.89 | $0.00 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · derivative · entry 12 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,500 shares Expires 2014-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Represents a stock option granted on September 16, 2004, granting the Reporting Person the right to purchase up to 20,500 shares of KLA-Tencor common stock. 4,100 of the shares subject to this stock option vested on September 16, 2005, and 1/48th of the remaining 16,400 shares subject to this stock option vested on October 16, 2005 and each monthly anniversary thereafter until September 16, 2009. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 2,325 | $0.00 Strike: $40.66 | $0.00 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · derivative · entry 11 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,325 shares Expires 2014-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Represents a stock option granted on August 2, 2004, granting the Reporting Person the right to purchase up to 2,325 shares of KLA-Tencor common stock. 465 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 1,860 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 3,875 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · derivative · entry 10 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,875 shares Expires 2014-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Represents a stock option granted on April 26, 2004, granting the Reporting Person the right to purchase up to 3,875 shares of KLA-Tencor common stock. 775 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 3,100 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 10,250 | $58.40 | $598,641.00 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · nonDerivative · entry 8 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F1 · kind: This sale was effected pursuant to the terms of a Rule 105-1 trading plan adopted by the Reporting Person on May 30, 2013. F5 · price: This transaction was executed in multiple trades at prices ranging from $58.18 to $58.60. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 10,250 | $39.89 | $408,872.50 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · nonDerivative · entry 7 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 20,500 | $58.40 | $1,197,282.00 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · nonDerivative · entry 6 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F1 · kind: This sale was effected pursuant to the terms of a Rule 105-1 trading plan adopted by the Reporting Person on May 30, 2013. F4 · price: This transaction was executed in multiple trades at prices ranging from $58.22 to $58.62. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 20,500 | $39.89 | $817,745.00 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · nonDerivative · entry 5 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,325 | $58.10 | $135,087.15 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F1 · kind: This sale was effected pursuant to the terms of a Rule 105-1 trading plan adopted by the Reporting Person on May 30, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $58.06 to $58.21. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,325 | $40.66 | $94,534.50 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,875 | $58.10 | $225,145.25 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F1 · kind: This sale was effected pursuant to the terms of a Rule 105-1 trading plan adopted by the Reporting Person on May 30, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $58.02 to $58.18. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 30, 2013 Filed Aug 1, 2013 21:58 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,875 | $45.16 | $174,995.00 |
DisclosureSEC source: 0001181431-13-042267 · rrd386971.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2013 Filed Jul 16, 2013 22:46 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 6,200 | $0.00 Strike: $53.86 | $0.00 |
DisclosureSEC source: 0001181431-13-040196 · rrd385845.xml · derivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,200 shares Expires 2013-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents a stock option granted on October 27, 2003, granting the Reporting Person the right to purchase up to 6,200 shares of KLA-Tencor common stock. 1,240 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 4,960 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008. Read SEC document |
| July 12, 2013 Filed Jul 16, 2013 22:46 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 6,200 | $60.00 | $372,000.00 |
DisclosureSEC source: 0001181431-13-040196 · rrd385845.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 F2 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2012, the applicable portion of which plan was administratively transferred to a new broker effective November 2, 2012. Read SEC document |
| July 12, 2013 Filed Jul 16, 2013 22:46 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,200 | $53.86 | $333,932.00 |
DisclosureSEC source: 0001181431-13-040196 · rrd385845.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 504 shares of KLA-Tencor common stock acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2013. Read SEC document |
| May 06, 2013 Filed May 7, 2013 22:46 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,651 | $54.25 | $252,316.75 |
DisclosureSEC source: 0001181431-13-025982 · rrd378689.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,976 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2012. Read SEC document |
| February 06, 2013 Filed Feb 9, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-008081 · rrd369138.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,000 F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest in twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (February 6, 2013) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through February 6, 2017, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| February 06, 2013 Filed Feb 9, 2013 00:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,647 | $56.13 | $260,829.14 |
DisclosureSEC source: 0001181431-13-008081 · rrd369138.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,627 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2012. Read SEC document |
| January 25, 2013 Filed Jan 30, 2013 00:12 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 3,250 | $0.00 Strike: $51.23 | $0.00 |
DisclosureSEC source: 0001181431-13-005428 · rrd367823.xml · derivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,250 shares Expires 2013-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents a stock option granted on July 30, 2003, granting the Reporting Person the right to purchase up to 3,250 shares of KLA-Tencor common stock. 650 of the shares subject to this stock option vested on the November 8, 2003, and 1/48 of the remaining 2,600 shares subject to this stock option vested on December 8, 2003 and each monthly anniversary thereafter until November 8, 2007. Read SEC document |
| January 25, 2013 Filed Jan 30, 2013 00:12 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,250 | $56.00 | $182,000.00 |
DisclosureSEC source: 0001181431-13-005428 · rrd367823.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,274 F2 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2012, the applicable portion of which plan was administratively transferred to a new broker effective November 2, 2012. Read SEC document |
| January 25, 2013 Filed Jan 30, 2013 00:12 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,250 | $51.23 | $166,494.25 |
DisclosureSEC source: 0001181431-13-005428 · rrd367823.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 31 shares of KLA-Tencor common stock acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on December 31, 2012. Read SEC document |
| November 06, 2012 Filed Nov 8, 2012 00:08 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,647 | $48.34 | $224,655.03 |
DisclosureSEC source: 0001181431-12-057472 · rrd359657.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,243 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2012. Read SEC document |
| August 06, 2012 Filed Aug 7, 2012 22:34 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,647 | $52.26 | $242,838.28 |
DisclosureSEC source: 0001181431-12-044131 · rrd352495.xml · nonDerivative · entry 7 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,890 F7 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2012. F8 · price: This transaction was executed in multiple trades at prices ranging from $52.22 to $52.31. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 05, 2012 Filed Aug 7, 2012 22:34 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,502 | $52.10 | $286,654.20 |
DisclosureSEC source: 0001181431-12-044131 · rrd352495.xml · nonDerivative · entry 6 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,537 F6 · shares: Pursuant to the terms of the August 5, 2008 RSU grant, 5,502 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 05, 2012 Filed Aug 7, 2012 22:34 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-044131 · rrd352495.xml · nonDerivative · entry 5 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,039 F5 · price: On August 5, 2008, the Reporting Person received a grant of RSUs covering 30,000 shares of KLA-Tencor common stock. On August 5, 2012, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 05, 2012 Filed Aug 7, 2012 22:34 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,852 | $52.10 | $200,689.20 |
DisclosureSEC source: 0001181431-12-044131 · rrd352495.xml · nonDerivative · entry 4 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,039 F4 · shares: Pursuant to the terms of the August 5, 2010 performance-based RSU grant, 3,852 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 05, 2012 Filed Aug 7, 2012 22:34 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 8,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-044131 · rrd352495.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,891 F3 · price: On August 5, 2010, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2012, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2012) to cover, based on KLA-Tencor's financial performance during fiscal years 2011 and 2012, 16,500 shares of KLA-Tencor common stock. On August 5, 2012, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| August 05, 2012 Filed Aug 7, 2012 22:34 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,554 | $52.10 | $185,163.40 |
DisclosureSEC source: 0001181431-12-044131 · rrd352495.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,641 F2 · shares: Pursuant to the terms of the August 5, 2010 RSU grant, 3,554 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 05, 2012 Filed Aug 7, 2012 22:34 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 8,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-044131 · rrd352495.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,195 F1 · price: On August 5, 2010, the Reporting Person received a grant of restricted stock units ("RSUs") covering 16,500 shares of KLA-Tencor common stock. On August 5, 2012, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 02, 2012 Filed Aug 4, 2012 00:34 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 31,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-043615 · rrd352331.xml · nonDerivative · entry 2 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,500 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: Represents grants of RSUs subject only to service-vesting requirements. 10,500 of these RSUs are subject to the following vesting schedule: The Reporting Person will vest in twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 2, 2012) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 2, 2016, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The remaining 20,800 of these RSUs are subject to the following vesting schedule: The Reporting Person will vest in fifty percent (50%) of the RSUs upon his completion of two years of service with KLA-Tencor measured from the grant date (August 2, 2012) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. With respect to all of these RSUs, the shares of common stock will be issued as the RSUs vest. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2012 Filed Aug 4, 2012 00:34 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-043615 · rrd352331.xml · nonDerivative · entry 1 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,200 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 5, 2010, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs have been previously reported on Form 4), the Reporting Person was also granted RSUs covering up to 16,500 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2012 fiscal year, the Compensation Committee of KLA-Tencor's Board of Directors determined on August 2, 2012 the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,500. F3 · shares: The Reporting Person will vest in fifty percent (50%) of the RSUs upon his completion of two years of service with KLA-Tencor measured from the grant date (August 5, 2010) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the RSUs vest. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 31, 2012 Filed Aug 2, 2012 14:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 542 | $0.00 Strike: $34.67 | $0.00 |
DisclosureSEC source: 0001181431-12-043096 · rrd352030.xml · derivative · entry 6 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 542 shares Expires 2013-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Represents a stock option granted on January 28, 2003, granting the Reporting Person the right to purchase up to 6,500 shares of KLA-Tencor common stock. 1,300 of the shares subject to this stock option vested on November 8, 2003 and 1/48 of the remaining 5,200 shares subject to this stock option vested on December 8, 2003 and each monthly anniversary of such date thereafter until November 8, 2007. Read SEC document |
| July 31, 2012 Filed Aug 2, 2012 14:17 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $47.95 | $0.00 |
DisclosureSEC source: 0001181431-12-043096 · rrd352030.xml · derivative · entry 5 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2012-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Represents a stock option granted on September 26, 2005, granting the Reporting Person the right to purchase up to 17,000 shares of KLA-Tencor common stock. 3,400 of the shares subject to this stock option vested on September 26, 2006 and 1/48 of the remaining 13,600 shares subject to this stock option vested on the 13-month anniversary of the grant date and each monthly anniversary thereafter until September 26, 2010. Read SEC document |
| July 31, 2012 Filed Aug 2, 2012 14:17 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 17,542 | $51.15 | $897,217.17 |
DisclosureSEC source: 0001181431-12-043096 · rrd352030.xml · nonDerivative · entry 3 Bell Bobby R · CIK 0001498385 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,945 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.00 to $51.42. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.