Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | SVP, Advisor to CEO | December 06, 2022 | December 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date December 06, 2022 · Filed December 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-06 transaction · row 1
1 source rowRow 1 · 2022-12-06 · Sale · Disposed 689 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby 401K | 4,297 |
Reported balance
Holding disclosure · report date 2022-12-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,297 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 131 | $77.20 | $10,113.20 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 12 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 11 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 31 | $77.20 | $2,393.20 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 10 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 9 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 65 | $77.20 | $5,018.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 8 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 7 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 49 | $77.20 | $3,782.80 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 6 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 5 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 21 | $77.20 | $1,621.20 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 4 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 3 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 190 | $77.20 | $14,668.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 2 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 401 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 1 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 18 | $87.76 | $1,579.68 |
DisclosureSEC source: 0001209191-17-057505 · doc4.xml · nonDerivative · entry 4 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057505 · doc4.xml · nonDerivative · entry 3 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 165 | $87.76 | $14,480.40 |
DisclosureSEC source: 0001209191-17-057505 · doc4.xml · nonDerivative · entry 2 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057505 · doc4.xml · nonDerivative · entry 1 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2014. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.