Lockwood Barbara D

SEC source: 0001209191-22-060292 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-22-054317 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · SVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-22-054317 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · SVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2022.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2022.

SEC source: 0001209191-22-054317 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · SVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-22-054317 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Advisor to CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2019 that were tied to the operational performance metric.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2019 that were tied to the operational performance metric.

SEC source: 0001209191-22-029957 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-22-012711 · doc4.xml · derivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

Underlying: Common Stock · 2,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

SEC source: 0001209191-22-012112 · doc4.xml · derivative · entry 13

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

SEC source: 0001209191-22-012112 · doc4.xml · derivative · entry 12

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

SEC source: 0001209191-22-012112 · doc4.xml · derivative · entry 11

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F3 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

SEC source: 0001209191-22-012112 · doc4.xml · derivative · entry 10

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

SEC source: 0001209191-22-012112 · doc4.xml · nonDerivative · entry 8

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

SEC source: 0001209191-22-012112 · doc4.xml · nonDerivative · entry 7

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-22-012112 · doc4.xml · nonDerivative · entry 6

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

SEC source: 0001209191-22-012112 · doc4.xml · nonDerivative · entry 5

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-22-012112 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

SEC source: 0001209191-22-012112 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-22-012112 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

SEC source: 0001209191-22-012112 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-063478 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-21-063478 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,548

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021.

SEC source: 0001209191-21-063478 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-21-063478 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,648

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric.

SEC source: 0001209191-21-013314 · doc4.xml · derivative · entry 13

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

Underlying: Common Stock · 344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

SEC source: 0001209191-21-013314 · doc4.xml · derivative · entry 12

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

SEC source: 0001209191-21-013314 · doc4.xml · derivative · entry 11

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F3 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

SEC source: 0001209191-21-013314 · doc4.xml · derivative · entry 10

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 8

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 7

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 6

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 5

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

SEC source: 0001209191-21-013314 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-21-012101 · doc4.xml · derivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,108

Underlying: Common Stock · 2,108 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 16, 2021, and vests in four equal, annual installments beginning on February 18, 2022, and will be settled in four equal, annual installments beginning February 18, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 16, 2021, and vests in four equal, annual installments beginning on February 18, 2022, and will be settled in four equal, annual installments beginning February 18, 2022.

SEC source: 0001209191-20-057968 · doc4.xml · nonDerivative · entry 4

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-20-057968 · doc4.xml · nonDerivative · entry 3

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 9, 2020.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 9, 2020.

SEC source: 0001209191-20-057968 · doc4.xml · nonDerivative · entry 2

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

SEC source: 0001209191-20-057968 · doc4.xml · nonDerivative · entry 1

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2017 that were tied to the operational performance metric.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2017 that were tied to the operational performance metric.

SEC source: 0001209191-20-012161 · doc4.xml · derivative · entry 17

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

SEC source: 0001209191-20-012161 · doc4.xml · derivative · entry 16

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

SEC source: 0001209191-20-012161 · doc4.xml · derivative · entry 15

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

SEC source: 0001209191-20-012161 · doc4.xml · derivative · entry 14

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

SEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 12

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

SEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 11

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 10

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

SEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 9

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

SEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 8

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

SEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 7

Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.