Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | SVP, Advisor to CEO | December 06, 2022 | December 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date December 06, 2022 · Filed December 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-06 transaction · row 1
1 source rowRow 1 · 2022-12-06 · Sale · Disposed 689 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby 401K | 4,297 |
Reported balance
Holding disclosure · report date 2022-12-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,297 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 23:07 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 5 | $101.09 | $505.45 |
DisclosureSEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 6 Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:07 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 5 Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016 Restricted Stock Unit grant. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016 Restricted Stock Unit grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:07 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 34 | $101.09 | $3,437.06 |
DisclosureSEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 4 Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:07 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 3 Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:07 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 131 | $101.09 | $13,242.79 |
DisclosureSEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 2 Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:07 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012161 · doc4.xml · nonDerivative · entry 1 Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:45 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 1,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-011135 · doc4.xml · derivative · entry 1 Lockwood Barbara D · CIK 0001707478 · SVP, Public Policy, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376 Underlying: Common Stock · 1,376 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 18, 2020, and vests in four equal, annual installments beginning on February 19, 2021, and will be settled in four equal, annual installments beginning February 19, 2021. F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 18, 2020, and vests in four equal, annual installments beginning on February 19, 2021, and will be settled in four equal, annual installments beginning February 19, 2021. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 22:04 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 1,750 | $86.19 | $150,832.50 |
DisclosureSEC source: 0001209191-19-056782 · doc4.xml · nonDerivative · entry 1 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646 Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:38 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 30 | $94.53 | $2,835.90 |
DisclosureSEC source: 0001209191-19-053961 · doc4.xml · nonDerivative · entry 4 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:38 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053961 · doc4.xml · nonDerivative · entry 3 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,426 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 22, 2019. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:38 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 265 | $94.53 | $25,050.45 |
DisclosureSEC source: 0001209191-19-053961 · doc4.xml · nonDerivative · entry 2 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,318 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:38 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053961 · doc4.xml · nonDerivative · entry 1 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,583 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the operational performance metrics. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · derivative · entry 19 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876 Underlying: Common Stock · 292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · derivative · entry 18 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 Underlying: Common Stock · 220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · derivative · entry 17 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261 Underlying: Common Stock · 261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · derivative · entry 16 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 7 | $90.93 | $636.51 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 14 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,607 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 13 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,614 F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants. F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 292 | $90.93 | $26,551.56 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 12 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 11 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 220 | $90.93 | $20,004.60 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 10 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 9 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 35 | $90.93 | $3,182.55 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 8 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 7 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 131 | $90.93 | $11,911.83 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 6 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 5 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 18 | $90.93 | $1,636.74 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 4 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 3 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 65 | $90.93 | $5,910.45 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 2 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,452 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012682 · doc4.xml · nonDerivative · entry 1 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:24 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 996 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012177 · doc4.xml · derivative · entry 6 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996 Underlying: Common Stock · 996 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 19, 2019, and vests in four equal, annual installments beginning on February 20, 2020, and will be settled in four equal, annual installments beginning February 20, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:24 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 26 | $90.65 | $2,356.90 |
DisclosureSEC source: 0001209191-19-012177 · doc4.xml · nonDerivative · entry 4 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,452 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:24 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012177 · doc4.xml · nonDerivative · entry 3 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,478 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 19, 2019. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:24 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 320 | $90.65 | $29,008.00 |
DisclosureSEC source: 0001209191-19-012177 · doc4.xml · nonDerivative · entry 2 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,381 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:24 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012177 · doc4.xml · nonDerivative · entry 1 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,701 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the total shareholder return performance metric. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2016 that were tied to the total shareholder return performance metric. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 22 | $83.69 | $1,841.18 |
DisclosureSEC source: 0001209191-18-055763 · doc4.xml · nonDerivative · entry 4 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055763 · doc4.xml · nonDerivative · entry 3 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2018. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 184 | $83.69 | $15,398.96 |
DisclosureSEC source: 0001209191-18-055763 · doc4.xml · nonDerivative · entry 2 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 22:25 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055763 · doc4.xml · nonDerivative · entry 1 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 1,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 24 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,168 Underlying: Common Stock · 1,168 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019. F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 23 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660 Underlying: Common Stock · 220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 22 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 Underlying: Common Stock · 261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 21 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130 Underlying: Common Stock · 130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · derivative · entry 20 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 14 | $77.20 | $1,080.80 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 18 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 17 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,423 F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants. F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 220 | $77.20 | $16,984.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 16 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 15 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 61 | $77.20 | $4,709.20 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 14 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:28 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012529 · doc4.xml · nonDerivative · entry 13 Lockwood Barbara D · CIK 0001707478 · VP, Regulation, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.