organization · Reporting owner
GS CAPITAL PARTNERS V OFFSHORE FUND, L.P.
Disclosed activity across 10 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EDUCATION MANAGEMENT CORPORATIONEDMC · Entity 12666 | 10% owner | October 02, 2009 | October 07, 2009 |
| HealthMarkets, Inc.UCI · Entity 13682 | 10% owner | April 05, 2006 | April 18, 2006 |
| KINDER MORGAN INCKMI · Entity 13608 | See footnotes 1, 2, 3 and 4 | November 03, 2006 | November 27, 2006 |
| VALIDUS HOLDINGS LTDVR · Entity 13098 | 10% owner | August 16, 2007 | August 21, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EDUCATION MANAGEMENT CORPORATION
Report date October 02, 2009 · Filed October 07, 2009
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GSCP V EDMC HOLDINGS, L.P., GOLDMAN SACHS EDMC INVESTORS, L. P., GS Private Equity Partners 2000, L.P., GS Private Equity Partners 2000 Offshore Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 54,273,978 |
Reported balance
After 2009-10-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2009-10-02 · Grant · Acquired 5,277 · Balance 54,273,978 F1: For text of Footnote 1, see Exhibit 99.a. F2: For text of Footnote 2, see Exhibit 99.a. F3: For text of Footnote 3, see Exhibit 99.a. F6: For text of Footnote 6, see Exhibit 99.a. F7: For text of Footnote 7, see Exhibit 99.a. F8: For text of Footnote 8, see Exhibit 99.a. F9: For text of Footnote 9, see Exhibit 99.a. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 54,275,478 |
Reported balance
After 2009-10-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2009-10-02 · Purchase · Acquired 1,500 · Balance 54,275,478 F4: For text of Footnote 4, see Exhibit 99.a. F1: For text of Footnote 1, see Exhibit 99.a. F2: For text of Footnote 2, see Exhibit 99.a. F3: For text of Footnote 3, see Exhibit 99.a. F5: For text of Footnote 5, see Exhibit 99.a. F6: For text of Footnote 6, see Exhibit 99.a. F7: For text of Footnote 7, see Exhibit 99.a. F8: For text of Footnote 8, see Exhibit 99.a. F9: For text of Footnote 9, see Exhibit 99.a. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 54,273,978 |
Reported balance
After 2009-10-02 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2009-10-02 · Sale · Disposed 1,500 · Balance 54,273,978 F1: For text of Footnote 1, see Exhibit 99.a. F2: For text of Footnote 2, see Exhibit 99.a. F3: For text of Footnote 3, see Exhibit 99.a. F5: For text of Footnote 5, see Exhibit 99.a. F6: For text of Footnote 6, see Exhibit 99.a. F7: For text of Footnote 7, see Exhibit 99.a. F8: For text of Footnote 8, see Exhibit 99.a. F9: For text of Footnote 9, see Exhibit 99.a. |
Filing footnotes · ownership attribution and instrument terms
F1: For text of Footnote 1, see Exhibit 99.a.
F2: For text of Footnote 2, see Exhibit 99.a.
F3: For text of Footnote 3, see Exhibit 99.a.
F4: For text of Footnote 4, see Exhibit 99.a.
F5: For text of Footnote 5, see Exhibit 99.a.
F6: For text of Footnote 6, see Exhibit 99.a.
F7: For text of Footnote 7, see Exhibit 99.a.
F8: For text of Footnote 8, see Exhibit 99.a.
F9: For text of Footnote 9, see Exhibit 99.a.
HealthMarkets, Inc.
Report date April 05, 2006 · Filed April 18, 2006
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A-1 Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 6,756,756.7567 |
Reported balance
Holding disclosure · report date 2006-04-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,756,756.7567 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GMBH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds"), GS Maverick Co. ("GS Maverick"), Mulberry Holdings I, LLC ("Mulberry I"), and Mulberry Holdings II, LLC ("Mulberry II" and, together with Mulberry I, the "Mulberry Entities") (continued in next footnote) F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, GS Maverick, and the Mulberry Entities, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: On April 5, 2006, pursuant to the Agreement and Plan of Merger, dated as of September 15, 2005 (the "Merger Agreement"), by and among Premium Finance LLC, Mulberry Finance Co., Inc., DLJMB IV First Merger LLC, Premium Acquisition, Inc. ("Merger Co 1"), Mulberry Acquisition, Inc. ("Merger Co 2"), DLJMB IV First Merger Co Acquisition Inc. ("Merger Co 3", and each of Merger Co 1, Merger Co 2 and Merger Co 3, a "Merger Co"), and Healthmarkets, Inc. (formerly known as UICI) (the "Company"), each Merger Co merged with and into the Company, with the Company being the surviving corporation (the "Merger"). Upon consummation of the Merger, each share of common stock of each Merger Co was converted into one share of class A-1 common stock of the Company, par value $0.01 per share ("Class A-1 Common Stock") pursuant to the Merger Agreement. (continued in next footnote) F4: The Mulberry Entities held 6,756,756.7567 shares of common stock of Merger Co 2, which were converted into 6,756,756.7567 shares of Class A-1 Common Stock in the Merger. F5: After consummation of the Merger, Goldman Sachs and GS Group may be deemed to beneficially own an aggregate of 6,756,756.7567 shares of Class A-1 Common Stock through the Mulberry Entities, of which affiliates of GS Group and Goldman Sachs are the managing member and non-managing members. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Class A-1 Common Stock beneficially owned by the Mulberry Entities and the Funds except to the extent of their pecuniary interest therein. F6: Mulberry I beneficially owns directly 5,536,722.9729 shares of Class A-1 Common Stock, and GS Capital, GS Offshore and GS Germany, the non-managing members of Mulberry I, may be deemed to beneficially own indirectly, 3,557,837.8378 shares, 1,837,831.0811 shares and 141,054.0540 shares, respectively, of Class A-1 Common Stock. Mulberry II beneficially owns directly, and its sole non-managing member, GS Institutional, may be deemed to beneficially own indirectly, 1,220,033.7838 shares of Class A-1 Common Stock. F7: GSCP Advisors, the general partner of GS Capital, may be deemed to beneficially own indirectly the 3,557,837.8378 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Capital. GSCP Offshore Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly the 1,837,831.0811 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Offshore. GS Advisors, the managing limited partner of GS Germany and the general partner of GS Institutional, may be deemed to beneficially own indirectly the aggregate of 1,361,087.8378 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Germany and GS Institutional. F8: GS GmbH, the general partner of GS Germany, may be deemed to beneficially own 141,054.0540 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Germany. GS Maverick, the sole managing member of each of Mulberry I and Mulberry II, may be deemed to beneficially own indirectly the aggregate of 6,756,756.7567 shares of Class A-1 Common Stock that are beneficially owned by the Mulberry Entities. Each of GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS Capital, GS Offshore, GS Germany, GS Institutional and GS Maverick disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GMBH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds"), GS Maverick Co. ("GS Maverick"), Mulberry Holdings I, LLC ("Mulberry I"), and Mulberry Holdings II, LLC ("Mulberry II" and, together with Mulberry I, the "Mulberry Entities") (continued in next footnote)
F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, GS Maverick, and the Mulberry Entities, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F3: On April 5, 2006, pursuant to the Agreement and Plan of Merger, dated as of September 15, 2005 (the "Merger Agreement"), by and among Premium Finance LLC, Mulberry Finance Co., Inc., DLJMB IV First Merger LLC, Premium Acquisition, Inc. ("Merger Co 1"), Mulberry Acquisition, Inc. ("Merger Co 2"), DLJMB IV First Merger Co Acquisition Inc. ("Merger Co 3", and each of Merger Co 1, Merger Co 2 and Merger Co 3, a "Merger Co"), and Healthmarkets, Inc. (formerly known as UICI) (the "Company"), each Merger Co merged with and into the Company, with the Company being the surviving corporation (the "Merger"). Upon consummation of the Merger, each share of common stock of each Merger Co was converted into one share of class A-1 common stock of the Company, par value $0.01 per share ("Class A-1 Common Stock") pursuant to the Merger Agreement. (continued in next footnote)
F4: The Mulberry Entities held 6,756,756.7567 shares of common stock of Merger Co 2, which were converted into 6,756,756.7567 shares of Class A-1 Common Stock in the Merger.
F5: After consummation of the Merger, Goldman Sachs and GS Group may be deemed to beneficially own an aggregate of 6,756,756.7567 shares of Class A-1 Common Stock through the Mulberry Entities, of which affiliates of GS Group and Goldman Sachs are the managing member and non-managing members. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Class A-1 Common Stock beneficially owned by the Mulberry Entities and the Funds except to the extent of their pecuniary interest therein.
F6: Mulberry I beneficially owns directly 5,536,722.9729 shares of Class A-1 Common Stock, and GS Capital, GS Offshore and GS Germany, the non-managing members of Mulberry I, may be deemed to beneficially own indirectly, 3,557,837.8378 shares, 1,837,831.0811 shares and 141,054.0540 shares, respectively, of Class A-1 Common Stock. Mulberry II beneficially owns directly, and its sole non-managing member, GS Institutional, may be deemed to beneficially own indirectly, 1,220,033.7838 shares of Class A-1 Common Stock.
F7: GSCP Advisors, the general partner of GS Capital, may be deemed to beneficially own indirectly the 3,557,837.8378 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Capital. GSCP Offshore Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly the 1,837,831.0811 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Offshore. GS Advisors, the managing limited partner of GS Germany and the general partner of GS Institutional, may be deemed to beneficially own indirectly the aggregate of 1,361,087.8378 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Germany and GS Institutional.
F8: GS GmbH, the general partner of GS Germany, may be deemed to beneficially own 141,054.0540 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Germany. GS Maverick, the sole managing member of each of Mulberry I and Mulberry II, may be deemed to beneficially own indirectly the aggregate of 6,756,756.7567 shares of Class A-1 Common Stock that are beneficially owned by the Mulberry Entities. Each of GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS Capital, GS Offshore, GS Germany, GS Institutional and GS Maverick disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
KINDER MORGAN INC
Report date November 03, 2006 · Filed November 27, 2006
Jointly reported with GOLDMAN SACHS GROUP INC, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH, GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS CAPITAL PARTNERS V FUND, L.P., GOLDMAN SACHS & CO. LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 11,168 |
Reported balance
After 2006-11-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2006-11-03 · Purchase · Acquired 1,000 · Balance 11,168 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 10,168 |
Reported balance
After 2006-11-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2006-11-03 · Sale · Disposed 1,000 · Balance 10,168 F6: Reflects changes due to transactions that were part of baskets that met the requirements for exemption as outlined by the Securities and Exchange Commission, and therefore not reported. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote).
F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F3: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds.
F4: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any.
F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group.
F6: Reflects changes due to transactions that were part of baskets that met the requirements for exemption as outlined by the Securities and Exchange Commission, and therefore not reported.
VALIDUS HOLDINGS LTD
Report date August 16, 2007 · Filed August 21, 2007
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V AIV, L.P., GS Capital Partners V Employee Fund, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GSCP V Institutional AIV, L.P., GS Private Equity Partners 1999, L.P., GS Private Equity Partners 1999 Offshore, L.P., GS Private Equity Partners 1999 - Direct Investment Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee footnotes | 14,057,137 |
Last balance in matching sequence
After 2007-08-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2007-08-16 · Purchase · Acquired 100 · Balance 14,057,237 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote) F2: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote) F3: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons"). F4: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits to Validus Holdings, Ltd. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F6: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. F7: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants. F8: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares. F9: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares. Row 2 · 2007-08-16 · Sale · Disposed 100 · Balance 14,057,137 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote) F2: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote) F3: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons"). F4: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits to Validus Holdings, Ltd. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F6: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. F7: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants. F8: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares. F9: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares. |
| Warrants to purchase Common SharesSEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2015-12-12 | IndirectSee footnotes | 1,604,410.1 |
Reported balance
Holding disclosure · report date 2007-08-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,604,410.1 F10: The warrants are exercisable at any time prior to December 12, 2015. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote) F2: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote) F3: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons"). F4: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. F6: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. F7: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants. F8: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares. F9: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote)
F2: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote)
F3: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons").
F4: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate.
F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits to Validus Holdings, Ltd. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs.
F6: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.
F7: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants.
F8: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares.
F9: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares.
F10: The warrants are exercisable at any time prior to December 12, 2015.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARAMARK CORP/DE
Report date December 04, 2006 · Filed February 03, 2007
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P.
Section 16 reporting ended · disclosed 2007-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,983,064 |
Last balance in matching sequence
After 2007-01-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2006-12-04 · Conversion · Acquired 13,910 · Balance 1,874,465 F5: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2: As a result of an agreement by a group of investors, which includes affiliates of GS Group and Goldman Sachs, to acquire all of the outstanding shares of Aramark Corporation (the "Company"), as disclosed by the Company on a Form 8-K filed with the Securities and Exchange Commission on May 1, 2006, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Class A Common Stock and Class B Common Stock of the Company. The acquisition of the Company closed on January 26, 2007. F3: This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Class A Common Stock or Class B Common Stock for any purpose, other than the securities reported in Tables I and II of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I and II except to the extent of its pecuniary interest therein, if any. F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Row 2 · 2007-01-10 · Conversion · Acquired 108,599 · Balance 1,983,064 F6: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2: As a result of an agreement by a group of investors, which includes affiliates of GS Group and Goldman Sachs, to acquire all of the outstanding shares of Aramark Corporation (the "Company"), as disclosed by the Company on a Form 8-K filed with the Securities and Exchange Commission on May 1, 2006, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Class A Common Stock and Class B Common Stock of the Company. The acquisition of the Company closed on January 26, 2007. F3: This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Class A Common Stock or Class B Common Stock for any purpose, other than the securities reported in Tables I and II of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I and II except to the extent of its pecuniary interest therein, if any. F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
| Variable Prepaid Forward (call equivalent)SEC Table II · derivative / convertible security · Conversion / exercise price $25.45 · Expires 2006-12-04 | IndirectSee footnotes | 0 |
Reported balance
After 2006-12-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2006-12-04 · Conversion · Disposed 13,910 · Balance 0 F5: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
| Variable Prepaid Forward (call equivalent)SEC Table II · derivative / convertible security · Conversion / exercise price $25.55 · Expires 2007-01-10 | IndirectSee footnotes | 0 |
Reported balance
After 2007-01-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-01-10 · Conversion · Disposed 108,599 · Balance 0 F6: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons").
F2: As a result of an agreement by a group of investors, which includes affiliates of GS Group and Goldman Sachs, to acquire all of the outstanding shares of Aramark Corporation (the "Company"), as disclosed by the Company on a Form 8-K filed with the Securities and Exchange Commission on May 1, 2006, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Class A Common Stock and Class B Common Stock of the Company. The acquisition of the Company closed on January 26, 2007.
F3: This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Class A Common Stock or Class B Common Stock for any purpose, other than the securities reported in Tables I and II of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I and II except to the extent of its pecuniary interest therein, if any.
F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group.
F5: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract.
F6: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts.
Aramark
Report date August 21, 2015 · Filed August 25, 2015
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH
Section 16 reporting ended · disclosed 2015-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnotes | 98,084.4154 |
Reported balance
After 2015-08-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2015-08-21 · Sale · Disposed 8,725,722 · Balance 98,084.4154 F2: In connection with the public offering of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an Underwriting Agreement, final prospectus supplement and Share Repurchase Agreement, each dated August 17, 2015, the Funds, as selling stockholders, sold 8,725,722 shares of Common Stock of the Company at $32.30 per share. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F3: GS Group may be deemed to beneficially own 10,284.4154 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 10,159 deferred stock units (the "Deferred Shares") granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, and 125.4154 dividend equivalent rights to Deferred Shares accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Mr. Mehra's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 87,800 shares of Common Stock, due to exempt transactions. F5: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6: As of August 21, 2015, the Reporting Persons are no longer beneficial owners of more than 10% of the Common Stock of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons".
F2: In connection with the public offering of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an Underwriting Agreement, final prospectus supplement and Share Repurchase Agreement, each dated August 17, 2015, the Funds, as selling stockholders, sold 8,725,722 shares of Common Stock of the Company at $32.30 per share. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds.
F3: GS Group may be deemed to beneficially own 10,284.4154 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 10,159 deferred stock units (the "Deferred Shares") granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, and 125.4154 dividend equivalent rights to Deferred Shares accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Mr. Mehra's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group.
F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 87,800 shares of Common Stock, due to exempt transactions.
F5: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F6: As of August 21, 2015, the Reporting Persons are no longer beneficial owners of more than 10% of the Common Stock of the Company.
CVR ENERGY INC
Report date February 08, 2011 · Filed February 10, 2011
Jointly reported with GOLDMAN SACHS GROUP INC, GSCP V OFFSHORE ADVISORS, L.L.C., GSCP V ADVISORS, L.L.C., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS ADVISORS V, L.L.C., GOLDMAN SACHS & CO. LLC
Section 16 reporting ended · disclosed 2011-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,353 |
Reported balance
After 2011-02-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2011-02-08 · Sale · Disposed 15,113,254 · Balance 8,353 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V Institutional, L.P. ("GS Institutional"), GS Capital Partners V GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Institutional, the "Funds") (continued in footnote 2) F2: GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH") and Coffeyville Acquisition II LLC ("CA II", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, Goldman Sachs and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: Pursuant to an underwriting agreement, dated February 2, 2011, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock") of CVR Energy, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on February 4, 2011, which offering was consummated on February 8, 2011, CA II sold 15,113,254 shares of Common Stock, which represented all of the Common Stock that CAII owned. F4: The Funds are members of CA II and own common units of CA II. The Funds' common units corresponded to 14,965,434 shares of Common Stock. The common units of CA II that corresponded to the balance of the Common Stock owned by CA II are held by certain officers and directors of the Company. CAII no longer owns any Common Stock of the Company. F5: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 8,353 shares of Common Stock. CAII and the Funds do not beneficially own directly or indirectly any shares of Common Stock. Goldman Sachs and GS Group may be deemed to have beneficially owned indirectly, through certain investment partnerships that are members of and own common units of CA II, the shares of Common Stock that were sold by CA II because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of those investment partnerships and (ii) those investment partnerships control CA II and had the power to vote and dispose of the Common Stock owned by CA II. F6: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V Institutional, L.P. ("GS Institutional"), GS Capital Partners V GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Institutional, the "Funds") (continued in footnote 2)
F2: GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH") and Coffeyville Acquisition II LLC ("CA II", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, Goldman Sachs and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F3: Pursuant to an underwriting agreement, dated February 2, 2011, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock") of CVR Energy, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on February 4, 2011, which offering was consummated on February 8, 2011, CA II sold 15,113,254 shares of Common Stock, which represented all of the Common Stock that CAII owned.
F4: The Funds are members of CA II and own common units of CA II. The Funds' common units corresponded to 14,965,434 shares of Common Stock. The common units of CA II that corresponded to the balance of the Common Stock owned by CA II are held by certain officers and directors of the Company. CAII no longer owns any Common Stock of the Company.
F5: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 8,353 shares of Common Stock. CAII and the Funds do not beneficially own directly or indirectly any shares of Common Stock. Goldman Sachs and GS Group may be deemed to have beneficially owned indirectly, through certain investment partnerships that are members of and own common units of CA II, the shares of Common Stock that were sold by CA II because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of those investment partnerships and (ii) those investment partnerships control CA II and had the power to vote and dispose of the Common Stock owned by CA II.
F6: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Edgio, Inc.
Report date March 06, 2018 · Filed March 08, 2018
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., MBD Advisors, L.L.C., GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GOLDMAN, SACHS MANAGEMENT GP GMBH
Section 16 reporting ended · disclosed 2018-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 864,927 |
Reported balance
After 2018-03-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-03-06 · Sale · Disposed 15,272,493 · Balance 864,927 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), MBD Advisors, L.L.C. ("MBD Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, MBD Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2: The selling stockholders, which consisted of GS Capital, GS Offshore, GS Germany and GS Institutional, sold 15,272,493 shares of common stock, par value $0.001 per share (the "Common Stock"), of Limelight Networks, Inc. (the "Company") to the underwriters in a registered public offering of shares of Common Stock, pursuant to the final prospectus supplement filed by the Company and dated March 1, 2018, which offering was consummated on March 6, 2018. The sale by the selling stockholders consisted of 8,041,883 shares of Common Stock sold by GS Capital, 4,154,102 shares of Common Stock sold by GS Offshore, 318,830 shares of Common Stock sold by GS Germany and 2,757,678 shares of Common Stock sold by GS Institutional. F3: GS Group may be deemed to beneficially own, in the aggregate, 317,695 shares of Common Stock that were granted pursuant to the Amended and Restated 2007 Equity Plan (the "Plan"), consisting of 142,831 restricted stock units granted to Mr. Midle, a vice president of Goldman Sachs, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 547,232 shares of Common Stock and Goldman Sachs also had open short positions of 1,862 shares of Common Stock, reflecting changes due to exempt transactions. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F5: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), MBD Advisors, L.L.C. ("MBD Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, MBD Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons").
F2: The selling stockholders, which consisted of GS Capital, GS Offshore, GS Germany and GS Institutional, sold 15,272,493 shares of common stock, par value $0.001 per share (the "Common Stock"), of Limelight Networks, Inc. (the "Company") to the underwriters in a registered public offering of shares of Common Stock, pursuant to the final prospectus supplement filed by the Company and dated March 1, 2018, which offering was consummated on March 6, 2018. The sale by the selling stockholders consisted of 8,041,883 shares of Common Stock sold by GS Capital, 4,154,102 shares of Common Stock sold by GS Offshore, 318,830 shares of Common Stock sold by GS Germany and 2,757,678 shares of Common Stock sold by GS Institutional.
F3: GS Group may be deemed to beneficially own, in the aggregate, 317,695 shares of Common Stock that were granted pursuant to the Amended and Restated 2007 Equity Plan (the "Plan"), consisting of 142,831 restricted stock units granted to Mr. Midle, a vice president of Goldman Sachs, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group.
F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 547,232 shares of Common Stock and Goldman Sachs also had open short positions of 1,862 shares of Common Stock, reflecting changes due to exempt transactions. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein.
F5: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
KINDER MORGAN, INC.
Report date October 17, 2012 · Filed October 20, 2012
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V Offshore Knight Holdings, L.P., GSCP V Germany Knight Holdings, L.P., GS Capital Partners VI Offshore Fund, L.P., GSCP VI Offshore Knight Holdings, L.P., GSCP VI Germany Knight Holdings, L.P., GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P, GS Infrastructure Knight Holdings, L.P.
Section 16 reporting ended · disclosed 2012-10-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class P Common StockSEC Table I · non-derivative | IndirectSee footnotes | 238,416 |
Reported balance
After 2012-10-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2012-10-17 · Sale · Disposed 39,462,543 · Balance 238,416 F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F1: See Exhibit 99.1 for text of footnote (1). F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
PRIMEENERGY RESOURCES CORP
Report date June 03, 2010 · Filed June 08, 2010
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH
Section 16 reporting ended · disclosed 2010-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2010-06-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-06-03 · Sale · Disposed 623,521 · Balance 0 F4: Reflects changes due to exempt transactions. F1: For text of Footnote 1, see Exhibit 99.1. F2: For text of Footnote 2, see Exhibit 99.1. |
| Obligations to pay sale proceedsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnote | 0 |
Reported balance
After 2010-06-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2010-06-03 · Other · Disposed 592,345 · Balance 0 F3: For text of Footnote 3, see Exhibit 99.1. F1: For text of Footnote 1, see Exhibit 99.1. F2: For text of Footnote 2, see Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: For text of Footnote 1, see Exhibit 99.1.
F2: For text of Footnote 2, see Exhibit 99.1.
F3: For text of Footnote 3, see Exhibit 99.1.
F4: Reflects changes due to exempt transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2018 Filed Mar 8, 2018 23:00 UTC | Edgio, Inc. LLNW · Entity 12169 | SaleCommon Stock | 15,272,493 | $3.80 | $58,035,473.40 |
DisclosureSEC source: 0000769993-18-000306 · ownershipdoc03072018012723.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner MBD Advisors, L.L.C. · CIK 0001589295 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 864,927 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), MBD Advisors, L.L.C. ("MBD Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, MBD Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The selling stockholders, which consisted of GS Capital, GS Offshore, GS Germany and GS Institutional, sold 15,272,493 shares of common stock, par value $0.001 per share (the "Common Stock"), of Limelight Networks, Inc. (the "Company") to the underwriters in a registered public offering of shares of Common Stock, pursuant to the final prospectus supplement filed by the Company and dated March 1, 2018, which offering was consummated on March 6, 2018. The sale by the selling stockholders consisted of 8,041,883 shares of Common Stock sold by GS Capital, 4,154,102 shares of Common Stock sold by GS Offshore, 318,830 shares of Common Stock sold by GS Germany and 2,757,678 shares of Common Stock sold by GS Institutional. F3 · ownership.nature: GS Group may be deemed to beneficially own, in the aggregate, 317,695 shares of Common Stock that were granted pursuant to the Amended and Restated 2007 Equity Plan (the "Plan"), consisting of 142,831 restricted stock units granted to Mr. Midle, a vice president of Goldman Sachs, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F4 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 547,232 shares of Common Stock and Goldman Sachs also had open short positions of 1,862 shares of Common Stock, reflecting changes due to exempt transactions. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F5 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 22:19 UTC | Edgio, Inc. LLNW · Entity 12169 | SaleCommon Stock | 15,000,000 | $4.35 | $65,250,000.00 |
DisclosureSEC source: 0000769993-17-000768 · ownershipdoc11272017104145.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner MBD Advisors, L.L.C. · CIK 0001589295 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,714,190 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), MBD Advisors, L.L.C. ("MBD Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, MBD Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The selling stockholders, which consisted of GS Capital, GS Offshore, GS Germany and GS Institutional, sold 15,000,000 shares of common stock, par value $0.001 per share (the "Common Stock"), of Limelight Networks, Inc. (the "Company") to the underwriters in a registered public offering of shares of Common Stock, pursuant to the final prospectus supplement filed by the Company and dated November 30, 2017, which offering was consummated on December 5, 2017. The sale by the selling stockholders consisted of 7,898,400 shares of Common Stock sold by GS Capital, 4,079,985 shares of Common Stock sold by GS Offshore, 313,140 shares of Common Stock sold by GS Germany and 2,708,475 shares of Common Stock sold by GS Institutional. F3 · ownership.nature: GS Group may be deemed to beneficially own, in the aggregate, 317,695 shares of Common Stock that were granted pursuant to the Amended and Restated 2007 Equity Plan (the "Plan"), consisting of 142,831 restricted stock units granted to Mr. Midle, a vice president of Goldman Sachs, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F4 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 15,272,493 shares of the Company's Common Stock by reason of the direct ownership of Common Stock by the Funds. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 124,002 shares of Common Stock and Goldman Sachs also had open short positions of 1,550 shares of Common Stock, reflecting changes due to exempt transactions. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F5 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 8,041,883 shares of Common Stock. GS Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 4,154,102 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 318,830 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, MBD Advisors, may be deemed to beneficially own indirectly 2,757,678 shares of Common Stock. F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 23:03 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantCommon Stock | 39,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000578 · ownershipdoc06052017125250.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner MBD Advisors, L.L.C. · CIK 0001589295 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,591,690 F2 · shares: The 39,585 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") Amended and Restated 2007 Equity Incentive Plan (the "Plan"), consisting of 39,585 restricted stock units granted to Mark J. Midle, a vice president of Goldman Sachs, in his capacity as a director of the Company. The grant of 39,585 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2018 annual shareholder meeting (but in no event later than December 31, 2018), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), MBD Advisors, L.L.C. ("MBD Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, MBD Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The 39,585 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") Amended and Restated 2007 Equity Incentive Plan (the "Plan"), consisting of 39,585 restricted stock units granted to Mark J. Midle, a vice president of Goldman Sachs, in his capacity as a director of the Company. The grant of 39,585 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2018 annual shareholder meeting (but in no event later than December 31, 2018), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F3 · ownership.nature: GS Group may be deemed to beneficially own, in the aggregate, 317,695 shares of Common Stock that were granted pursuant to the Plan, consisting of 142,831 restricted stock units granted to Mr. Midle, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F4 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's Common Stock by reason of the direct ownership of Common Stock by the Funds. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,502 shares of Common Stock and Goldman Sachs also had open short positions of 1,440 shares of Common Stock. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F5 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, MBD Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| June 09, 2016 Filed Jun 14, 2016 00:44 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantCommon Stock | 87,256 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-16-001663 · ownershipdoc06092016120037.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,551,503 F2 · shares: The 87,256 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") Amended and Restated 2007 Equity Incentive Plan (the "Plan"), consisting of 87,256 restricted stock units granted to Mark J. Midle, a vice president of Goldman Sachs, in his capacity as a director of the Company. The grant of 87,256 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2017 annual shareholder meeting (but in no event later than December 31, 2017), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The 87,256 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") Amended and Restated 2007 Equity Incentive Plan (the "Plan"), consisting of 87,256 restricted stock units granted to Mark J. Midle, a vice president of Goldman Sachs, in his capacity as a director of the Company. The grant of 87,256 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2017 annual shareholder meeting (but in no event later than December 31, 2017), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F3 · ownership.nature: GS Group may be deemed to beneficially own, in the aggregate, 278,110 shares of Common Stock that were granted pursuant to the Plan, consisting of 103,246 restricted stock units granted to Mr. Midle, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 900 shares of the Company's Common Stock. GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's Common Stock by reason of the direct ownership of Common Stock by the Funds. Goldman Sachs also holds open short positions of 1,440 shares of Common Stock. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F6 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| August 21, 2015 Filed Aug 25, 2015 21:14 UTC | Aramark ARMK · Entity 3359 | SaleCommon Stock, par value $0.01 per share | 8,725,722 | $32.30 | $281,840,820.60 |
DisclosureSEC source: 0000769993-15-000887 · ownershipdoc08172015100028.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 98,084.4154 F2 · shares: In connection with the public offering of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an Underwriting Agreement, final prospectus supplement and Share Repurchase Agreement, each dated August 17, 2015, the Funds, as selling stockholders, sold 8,725,722 shares of Common Stock of the Company at $32.30 per share. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F2 · ownership.nature: In connection with the public offering of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an Underwriting Agreement, final prospectus supplement and Share Repurchase Agreement, each dated August 17, 2015, the Funds, as selling stockholders, sold 8,725,722 shares of Common Stock of the Company at $32.30 per share. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F3 · ownership.nature: GS Group may be deemed to beneficially own 10,284.4154 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 10,159 deferred stock units (the "Deferred Shares") granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, and 125.4154 dividend equivalent rights to Deferred Shares accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Mr. Mehra's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F4 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 87,800 shares of Common Stock, due to exempt transactions. F5 · ownership.nature: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6 · ownership.nature: As of August 21, 2015, the Reporting Persons are no longer beneficial owners of more than 10% of the Common Stock of the Company. Read SEC document |
| June 04, 2015 Filed Jun 9, 2015 01:59 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantNon-qualified stock options (right to buy) · Derivative | 26,271 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0000769993-15-000728 · ownershipdoc06072015031947.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,271 Underlying: Common Stock · 26,271 shares Expires 2024-06-05 F7 · derivative.exercise_date: The options to purchase 26,271 shares of Common Stock were granted to Mr. Midle in his capacity as a director of the Company pursuant to the Plan. The grant of 26,271 options is fully vested and exercisable on the day prior to the Company's 2016 annual shareholder meeting (but in no event later than December 31, 2016), subject to continued board service through such date. Mr. Midle has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F7 · ownership.nature: The options to purchase 26,271 shares of Common Stock were granted to Mr. Midle in his capacity as a director of the Company pursuant to the Plan. The grant of 26,271 options is fully vested and exercisable on the day prior to the Company's 2016 annual shareholder meeting (but in no event later than December 31, 2016), subject to continued board service through such date. Mr. Midle has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| June 04, 2015 Filed Jun 9, 2015 01:59 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantCommon Stock | 15,990 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-15-000728 · ownershipdoc06072015031947.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,464,247 F2 · shares: The 15,990 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan (the "Plan"), consisting of 15,990 restricted stock units granted to Mark J. Midle, a vice president of Goldman Sachs, in his capacity as a director of the Company. The grant of 15,990 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2016 annual shareholder meeting (but in no event later than December 31, 2016), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The 15,990 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan (the "Plan"), consisting of 15,990 restricted stock units granted to Mark J. Midle, a vice president of Goldman Sachs, in his capacity as a director of the Company. The grant of 15,990 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2016 annual shareholder meeting (but in no event later than December 31, 2016), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F3 · ownership.nature: GS Group may be deemed to beneficially own, in the aggregate, 190,854 shares of Common Stock that were granted pursuant to the Plan, consisting of 15,990 restricted stock units granted to Mr. Midle, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 900 shares of the Company's Common Stock. GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's Common Stock by reason of the direct ownership of Common Stock by the Funds. Goldman Sachs also holds open short positions of 1,440 shares of Common Stock. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F6 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| May 27, 2015 Filed May 29, 2015 20:03 UTC | Aramark ARMK · Entity 3359 | SaleCommon Stock, par value $0.01 per share | 5,000,000 | $31.47 | $157,350,000.00 |
DisclosureSEC source: 0000769993-15-000675 · ownershipdoc05242015125143.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,735,978.1731 F2 · shares: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated May 21, 2015, the Funds, as selling stockholders, sold 5,000,000 shares of Common Stock of the Company at $31.47 per share. F2 · price: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated May 21, 2015, the Funds, as selling stockholders, sold 5,000,000 shares of Common Stock of the Company at $31.47 per share. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F2 · ownership.nature: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated May 21, 2015, the Funds, as selling stockholders, sold 5,000,000 shares of Common Stock of the Company at $31.47 per share. F3 · ownership.nature: GS Group may be deemed to beneficially own 10,256.1731 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 10,159 deferred stock units (the "Deferred Shares") granted to the Sanjeev K. Mehra, a managing director of Goldman Sachs, and 97.1731 dividend equivalent rights to Deferred Shares accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Mr. Mehra's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F4 · ownership.nature: As of May 27, 2015, Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 8,725,722 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Funds because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F5 · ownership.nature: As of May 27, 2015, GS Capital V may be deemed to beneficially own directly 4,594,616 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Advisors. GS V Offshore may be deemed to beneficially own directly 2,373,388 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Offshore Advisors. GS V Institutional may be deemed to beneficially own directly 1,575,560 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors V. GS Germany V may be deemed to beneficially own directly 182,158 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH. F6 · ownership.nature: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 26, 2015 Filed Mar 30, 2015 20:11 UTC | Aramark ARMK · Entity 3359 | SaleCommon Stock, par value $0.01 per share | 5,595,308 | $32.16 | $179,945,105.28 |
DisclosureSEC source: 0000769993-15-000416 · ownershipdoc03212015060829.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,735,978.1731 F2 · shares: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated March 23, 2015, the Funds, as selling stockholders, sold 5,595,308 shares of Common Stock of the Company at $32.16 per share. F2 · price: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated March 23, 2015, the Funds, as selling stockholders, sold 5,595,308 shares of Common Stock of the Company at $32.16 per share. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F2 · ownership.nature: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated March 23, 2015, the Funds, as selling stockholders, sold 5,595,308 shares of Common Stock of the Company at $32.16 per share. F3 · ownership.nature: GS Group may be deemed to beneficially own 10,256.1731 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 10,159 deferred stock units (the "Deferred Shares") granted to the Sanjeev K. Mehra, a managing director of Goldman Sachs, and 97.1731 dividend equivalent rights to Deferred Shares accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Mr. Mehra's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F4 · ownership.nature: As of March 26, 2015, as a result of the Offering, Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 13,725,722 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Funds because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F5 · ownership.nature: As of March 26, 2015, as a result of the Offering, GS Capital V may be deemed to beneficially own directly 7,227,416 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Advisors. GS V Offshore may be deemed to beneficially own directly 3,733,383 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Offshore Advisors. GS V Institutional may be deemed to beneficially own directly 2,478,385 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors V. GS Germany V may be deemed to beneficially own directly 286,538 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH. F6 · ownership.nature: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 23, 2015 Filed Feb 25, 2015 21:49 UTC | Aramark ARMK · Entity 3359 | SaleCommon Stock, par value $0.01 per share | 7,211,730 | $29.88 | $215,486,492.40 |
DisclosureSEC source: 0000769993-15-000373 · ownershipdoc02152015042749.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,331,259.0527 F2 · shares: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated February 17, 2015, the Funds, as selling stockholders, sold 7,211,730 shares of Common Stock of the Company at $29.88 per share. F2 · price: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated February 17, 2015, the Funds, as selling stockholders, sold 7,211,730 shares of Common Stock of the Company at $29.88 per share. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F2 · ownership.nature: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated February 17, 2015, the Funds, as selling stockholders, sold 7,211,730 shares of Common Stock of the Company at $29.88 per share. F3 · ownership.nature: GS Group may be deemed to beneficially own 10,229.0527 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 10,159 deferred stock units (the "Deferred Shares") granted to the Sanjeev K. Mehra, a managing director of Goldman Sachs, and 70.0527 dividend equivalent rights to Deferred Shares accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Mr. Mehra's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F4 · ownership.nature: As of February 23, 2015, as a result of the Offering, Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 19,321,030 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Funds because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F5 · ownership.nature: As of February 23, 2015, as a result of the Offering, GS Capital V may be deemed to beneficially own directly 10,173,682 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Advisors. GS V Offshore may be deemed to beneficially own directly 5,255,301 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Offshore Advisors. GS V Institutional may be deemed to beneficially own directly 3,488,702 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors V. GS Germany V may be deemed to beneficially own directly 403,345 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH. F6 · ownership.nature: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 17, 2014 Filed Dec 19, 2014 23:12 UTC | Aramark ARMK · Entity 3359 | SaleCommon Stock, par value $0.01 per share | 8,293,490 | $27.02 | $224,090,099.80 |
DisclosureSEC source: 0000769993-14-000684 · ownershipdoc12132014104044.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,539,082.0527 F2 · shares: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 11, 2014, the Funds, as selling stockholders, sold 7,211,730 shares of Common Stock of the Company at $27.02 per share, which represents the $28.00 Offering price per share of Common Stock, less the underwriting discount of $0.98 per share of Common Stock. The Offering closed on December 17, 2014. F3 · shares: Pursuant to the Underwriting Agreement and in connection with the Offering, the underwriters exercised their option ("Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed concurrently with the Offering on December 17, 2014. The Funds sold an additional 1,081,760 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option. F2 · price: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 11, 2014, the Funds, as selling stockholders, sold 7,211,730 shares of Common Stock of the Company at $27.02 per share, which represents the $28.00 Offering price per share of Common Stock, less the underwriting discount of $0.98 per share of Common Stock. The Offering closed on December 17, 2014. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F2 · ownership.nature: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 11, 2014, the Funds, as selling stockholders, sold 7,211,730 shares of Common Stock of the Company at $27.02 per share, which represents the $28.00 Offering price per share of Common Stock, less the underwriting discount of $0.98 per share of Common Stock. The Offering closed on December 17, 2014. F3 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Offering, the underwriters exercised their option ("Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed concurrently with the Offering on December 17, 2014. The Funds sold an additional 1,081,760 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option. F4 · ownership.nature: GS Group may be deemed to beneficially own 6,322.0527 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 6,252 deferred stock units ("Deferred Shares") granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, and 70.0527 dividend equivalent rights accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights accrued in connection with a quarterly cash dividend on Common Stock paid by the Company on the Deferred Shares that were granted to Mr. Mehra. The Deferred Shares vest one year from the grant date. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares, if vested, will be settled in shares of Common Stock six months following the director's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F5 · ownership.nature: As of December 17, 2014, as a result of the Offering and the exercise of the Over-Allotment Option, Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 26,532,760 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Funds because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F6 · ownership.nature: As of December 17, 2014, as a result of the Offering and the exercise of the Over-Allotment Option, GS Capital V may be deemed to beneficially own directly 13,971,091 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Advisors. GS V Offshore may be deemed to beneficially own directly 7,216,884 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Offshore Advisors. GS V Institutional may be deemed to beneficially own directly 4,790,888 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors V. GS Germany V may be deemed to beneficially own directly 553,897 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH. F7 · ownership.nature: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 05, 2014 Filed Jun 9, 2014 22:29 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantNon-qualified stock options (right to buy) · Derivative | 33,559 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0000769993-14-000375 · ownershipdoc06092014082348.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,559 Underlying: Common Stock · 33,559 shares Expires 2024-06-05 F7 · derivative.exercise_date: The options to purchase 33,559 shares of Common Stock were granted to Mr. Gleberman in his capacity as a director of the Company pursuant to the Plan. The grant of 33,559 options is fully vested and exercisable on the day prior to the Company's 2015 annual shareholder meeting (but in no event later than December 31, 2015), subject to continued board service through such date. Mr. Gleberman has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F7 · ownership.nature: The options to purchase 33,559 shares of Common Stock were granted to Mr. Gleberman in his capacity as a director of the Company pursuant to the Plan. The grant of 33,559 options is fully vested and exercisable on the day prior to the Company's 2015 annual shareholder meeting (but in no event later than December 31, 2015), subject to continued board service through such date. Mr. Gleberman has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| June 05, 2014 Filed Jun 9, 2014 22:29 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantCommon Stock | 30,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-14-000375 · ownershipdoc06092014082348.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,448,257 F2 · shares: The 30,894 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan (the "Plan"), consisting of 30,894 restricted stock units granted to Joseph H. Gleberman in his capacity as a director of the Company. The grant of 30,894 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2015 annual shareholder meeting (but in no event later than December 31, 2015), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Gleberman has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The 30,894 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan (the "Plan"), consisting of 30,894 restricted stock units granted to Joseph H. Gleberman in his capacity as a director of the Company. The grant of 30,894 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2015 annual shareholder meeting (but in no event later than December 31, 2015), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Gleberman has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F3 · ownership.nature: GS Group may be deemed to beneficially own, in the aggregate, 174,864 shares of Common Stock that were granted pursuant to the Plan, consisting of 102,879 restricted stock units granted to Mr. Gleberman, and 71,985 restricted stock units granted to Peter J. Perrone, a former managing director of Goldman Sachs, in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Gleberman and Mr. Perrone each has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 900 shares of the Company's Common Stock. GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's Common Stock by reason of the direct ownership of Common Stock by the Funds. Goldman Sachs also holds open short positions of 1,440 shares of Common Stock. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F6 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| June 04, 2014 Filed Jun 6, 2014 22:52 UTC | Aramark ARMK · Entity 3359 | SaleCommon Stock, par value $0.01 per share | 5,039,422 | $24.54 | $123,686,565.68 |
DisclosureSEC source: 0001181431-14-023195 · rrd410971.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 34,832,518.2193 F2 · shares: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated May 29, 2014, the Funds, as selling stockholders, sold 4,330,683 shares of Common Stock of the Company at $24.54375 per share, which represents the $25.50 Offering price per share of Common Stock, less the underwriting discount of $0.95625 per share of Common Stock. The Offering closed on June 4, 2014. F3 · shares: Pursuant to the Underwriting Agreement and in connection with the Offering, the underwriters exercised their option ("Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed concurrently with the Offering on June 4, 2014. The Funds sold an additional 708,739 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option. F2 · price: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated May 29, 2014, the Funds, as selling stockholders, sold 4,330,683 shares of Common Stock of the Company at $24.54375 per share, which represents the $25.50 Offering price per share of Common Stock, less the underwriting discount of $0.95625 per share of Common Stock. The Offering closed on June 4, 2014. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F2 · ownership.nature: In connection with the public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated May 29, 2014, the Funds, as selling stockholders, sold 4,330,683 shares of Common Stock of the Company at $24.54375 per share, which represents the $25.50 Offering price per share of Common Stock, less the underwriting discount of $0.95625 per share of Common Stock. The Offering closed on June 4, 2014. F3 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Offering, the underwriters exercised their option ("Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed concurrently with the Offering on June 4, 2014. The Funds sold an additional 708,739 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option. F4 · ownership.nature: GS Group may be deemed to beneficially own 6,268.2193 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 6,252 deferred stock units ("Deferred Shares") granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, and 16.2193 dividend equivalent rights accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights accrued in connection with a quarterly cash dividend on Common Stock paid by the Company on the Deferred Shares that were granted to Mr. Mehra. The Deferred Shares vest one year from the grant date. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares, if vested, will be settled in shares of Common Stock six months following the director's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F5 · ownership.nature: As of June 4, 2014, as a result of the Offering and the exercise of the Over-Allotment Option, Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 34,826,250 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Funds because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F6 · ownership.nature: As of June 4, 2014, as a result of the Offering and the exercise of the Over-Allotment Option, GS Capital V may be deemed to beneficially own directly 18,338,110 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Advisors. GS V Offshore may be deemed to beneficially own directly 9,472,706 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Offshore Advisors. GS V Institutional may be deemed to beneficially own directly 6,288,402 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors V. GS Germany V may be deemed to beneficially own directly 727,032 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH. F7 · ownership.nature: Each of the Reporting Persons and Mr. Mehra disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such entity or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 17, 2013 Filed Dec 20, 2013 00:18 UTC | Aramark ARMK · Entity 3359 | SaleCommon Stock, par value $0.01 per share | 2,534,328 | $18.90 | $47,898,799.20 |
DisclosureSEC source: 0001181431-13-063884 · rrd398124.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,866,922 F2 · shares: In connection with the initial public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark Holdings Corporation (the "Company") by the Company and certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 11, 2013, the Funds, as selling stockholders, sold 1,444,364 shares of Common Stock of the Company at $18.90 per share, which represents the $20.00 Offering price per share of Common Stock, less the underwriting discount of $1.10 per share of Common Stock. The Offering closed on December 17, 2013. F3 · shares: Pursuant to the Underwriting Agreement and in connection with the Offering, the underwriters exercised their option ("Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed concurrently with the Offering on December 17, 2013. The Funds sold an additional 1,089,964 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option. F2 · price: In connection with the initial public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark Holdings Corporation (the "Company") by the Company and certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 11, 2013, the Funds, as selling stockholders, sold 1,444,364 shares of Common Stock of the Company at $18.90 per share, which represents the $20.00 Offering price per share of Common Stock, less the underwriting discount of $1.10 per share of Common Stock. The Offering closed on December 17, 2013. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F2 · ownership.nature: In connection with the initial public offering (the "Offering") of common stock, par value $0.01 per share (the "Common Stock") of Aramark Holdings Corporation (the "Company") by the Company and certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") and final prospectus supplement, each dated December 11, 2013, the Funds, as selling stockholders, sold 1,444,364 shares of Common Stock of the Company at $18.90 per share, which represents the $20.00 Offering price per share of Common Stock, less the underwriting discount of $1.10 per share of Common Stock. The Offering closed on December 17, 2013. F3 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Offering, the underwriters exercised their option ("Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders. Goldman Sachs is one of several underwriters under the Underwriting Agreement. The Over-Allotment Option closed concurrently with the Offering on December 17, 2013. The Funds sold an additional 1,089,964 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option. F4 · ownership.nature: GS Group may be deemed to beneficially own 1,250 shares of Common Stock, representing restricted stock units (the "Restricted Shares") which were granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, in his capacity as a director of the Company, pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan. The Restricted Shares shall vest one year from the grant date of December 11, 2013. The Restricted Shares will be settled in shares of Common Stock six months following the director's departure from the board. The Reporting Person has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F5 · ownership.nature: As of December 17, 2013, as a result of the Offering and the exercise of the Over-Allotment Option, Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 39,865,672 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Funds because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F6 · ownership.nature: As of December 17, 2013, as a result of the Offering and the exercise of the Over-Allotment Option, GS Capital V may be deemed to beneficially own directly 20,991,668 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Advisors. GS V Offshore may be deemed to beneficially own directly 10,843,424 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP V Offshore Advisors. GS V Institutional may be deemed to beneficially own directly 7,198,345 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors V. GS Germany V may be deemed to beneficially own directly 832,235 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH. F7 · ownership.nature: Each of the Reporting Persons and Mr. Mehra disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such entity or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 13, 2013 Filed Jun 17, 2013 22:22 UTC | Edgio, Inc. LLNW · Entity 12169 | PurchaseCall Option (right to buy) · Derivative | 100 | $25.00 Strike: $3.00 | $2,500.00 |
DisclosureSEC source: 0000769993-13-000387 · ownershipdoc06172013095621.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2013-12-21 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any. F2 · ownership.nature: The securities reported herein as indirectly sold and purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to Limelight Networks, Inc. Read SEC document |
| June 13, 2013 Filed Jun 17, 2013 22:22 UTC | Edgio, Inc. LLNW · Entity 12169 | SaleCall Option (obligation to sell) · Derivative | 100 | $10.00 Strike: $3.00 | $1,000.00 |
DisclosureSEC source: 0000769993-13-000387 · ownershipdoc06172013095621.xml · derivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 100 Underlying: Common Stock · 10,000 shares Expires 2013-12-21 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any. F2 · ownership.nature: The securities reported herein as indirectly sold and purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to Limelight Networks, Inc. Read SEC document |
| June 06, 2013 Filed Jun 10, 2013 23:07 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantNon-qualified stock options (right to buy) · Derivative | 72,812 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0000769993-13-000358 · ownershipdoc06032013013940.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 72,812 Underlying: Common Stock · 72,812 shares Expires 2023-06-06 F7 · derivative.exercise_date: The options to purchase 72,812 shares of Common Stock were granted pursuant to the Plan, consisting of 36,406 options granted to Joseph H. Gleberman, an advisory director of Goldman Sachs and 36,406 options granted to Peter J. Perrone, a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 36,406 options is fully vested and exercisable on the day prior to the Company's 2014 annual shareholder meeting (but in no event later than December 31, 2014), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F7 · ownership.nature: The options to purchase 72,812 shares of Common Stock were granted pursuant to the Plan, consisting of 36,406 options granted to Joseph H. Gleberman, an advisory director of Goldman Sachs and 36,406 options granted to Peter J. Perrone, a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 36,406 options is fully vested and exercisable on the day prior to the Company's 2014 annual shareholder meeting (but in no event later than December 31, 2014), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| June 06, 2013 Filed Jun 10, 2013 23:07 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantCommon Stock | 62,542 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-13-000358 · ownershipdoc06032013013940.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,417,363 F2 · shares: The 62,542 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan (the "Plan"), consisting of 31,271 restricted stock units granted to Joseph H. Gleberman, an advisory director of Goldman Sachs and 31,271 restricted stock units granted to Peter J. Perrone, a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 31,271 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2014 annual shareholder meeting (but in no event later than December 31, 2014), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The 62,542 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan (the "Plan"), consisting of 31,271 restricted stock units granted to Joseph H. Gleberman, an advisory director of Goldman Sachs and 31,271 restricted stock units granted to Peter J. Perrone, a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 31,271 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2014 annual shareholder meeting (but in no event later than December 31, 2014), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F3 · ownership.nature: GS Group also may be deemed to beneficially own 51,496 shares of Common Stock that were granted pursuant to the Plan on June 7, 2012, consisting of 25,748 restricted stock units granted to Joseph H. Gleberman, an advisory director of Goldman Sachs and 25,748 restricted stock units granted to Peter J. Perrone, a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 25,748 restricted stock units became fully vested and exercisable on June 5, 2013. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F4 · ownership.nature: GS Group also may be deemed to beneficially own 29,932 shares of Common Stock that were granted pursuant to the Plan on June 9, 2011, consisting of 14,966 restricted stock units granted to Joseph H. Gleberman, an advisory director of Goldman Sachs and 14,966 restricted stock units granted to Peter J. Perrone, a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 14,966 restricted stock units became fully vested and exercisable on June 6, 2012. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 900 shares of the Company's Common Stock. GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's Common Stock by reason of the direct ownership of Common Stock by the Funds. Goldman Sachs also holds open short positions of 1,440 shares of Common Stock. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F6 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| October 17, 2012 Filed Oct 20, 2012 00:36 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 39,462,543 | $33.90 | $1,337,780,207.70 |
DisclosureSEC source: 0001140361-12-044262 · doc1.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · Former Director GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner · See footnotes (1), (2) and (3) GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner · See footnotes (1), (2) and (3) GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 238,416 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| September 12, 2012 Filed Sep 15, 2012 00:39 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 4,911,162 | $34.51 | $169,484,200.62 |
DisclosureSEC source: 0001140361-12-040572 · doc1.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · Former Director GOLDMAN SACHS & CO · CIK 0000769993 · Former Director GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · Former Director GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · Former Director GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · Former Director GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · Former Director GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · Former Director GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · Former Director GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · Former Director GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · Former Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 238,416 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 15, 2012 Filed Aug 17, 2012 22:33 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | Exercise / conversionClass A Common Stock, Series A-2 · Derivative | 7,816,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-037664 · doc1.xml · derivative · entry 5 GOLDMAN SACHS GROUP INC · CIK 0000886982 · Director · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · Director · 10% owner · See footnotes (1), (2) and (3) GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner · See footnotes (1), (2) and (3) GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,365,893 Underlying: Class P Common Stock · 6,491,549 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 15, 2012 Filed Aug 17, 2012 22:33 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | Exercise / conversionClass A Common Stock, Series A-1 · Derivative | 31,560,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-037664 · doc1.xml · derivative · entry 4 GOLDMAN SACHS GROUP INC · CIK 0000886982 · Director · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · Director · 10% owner · See footnotes (1), (2) and (3) GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner · See footnotes (1), (2) and (3) GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 46,006,702 Underlying: Class P Common Stock · 26,249,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 15, 2012 Filed Aug 17, 2012 22:33 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 32,741,081 | $34.51 | $1,129,894,705.31 |
DisclosureSEC source: 0001140361-12-037664 · doc1.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC · CIK 0000886982 · Director · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · Director · 10% owner · See footnotes (1), (2) and (3) GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner · See footnotes (1), (2) and (3) GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 238,416 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 15, 2012 Filed Aug 17, 2012 22:33 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | Exercise / conversionClass P Common Stock | 6,491,549 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-037664 · doc1.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · Director · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · Director · 10% owner · See footnotes (1), (2) and (3) GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner · See footnotes (1), (2) and (3) GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,979,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 15, 2012 Filed Aug 17, 2012 22:33 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | Exercise / conversionClass P Common Stock | 26,249,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-037664 · doc1.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · Director · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · Director · 10% owner · See footnotes (1), (2) and (3) GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner · See footnotes (1), (2) and (3) GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,487,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2012 Filed Jun 14, 2012 01:47 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | ConversionClass A Common Stock, Series A-2 · Derivative | 7,554,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-029867 · doc1.xml · derivative · entry 6 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,182,551 Underlying: Class P Common Stock · 7,277,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F3 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2012 Filed Jun 14, 2012 01:47 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | ConversionClass A Common Stock, Series A-1 · Derivative | 30,521,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-029867 · doc1.xml · derivative · entry 5 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 77,567,460 Underlying: Class P Common Stock · 29,418,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F3 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (3). F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2012 Filed Jun 14, 2012 01:47 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 36,695,835 | $31.73 | $1,164,358,844.55 |
DisclosureSEC source: 0001140361-12-029867 · doc1.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 238,659 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2012 Filed Jun 14, 2012 01:47 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | ConversionClass P Common Stock | 36,695,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-029867 · doc1.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 36,934,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 07, 2012 Filed Jun 11, 2012 22:03 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantNon-qualified stock options (right to buy) · Derivative | 68,050 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0000769993-12-000374 · llnw420120606gsg_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,050 Underlying: Common Stock · 68,050 shares Expires 2022-06-07 F6 · derivative.exercise_date: The options to purchase 68,050 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 34,025 options granted to Joseph H. Gleberman and 34,025 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 34,025 options is fully vested and exercisable on the day prior to the Company's 2013 annual shareholder meeting (but in no event later than December 31, 2013), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F6 · ownership.nature: The options to purchase 68,050 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 34,025 options granted to Joseph H. Gleberman and 34,025 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 34,025 options is fully vested and exercisable on the day prior to the Company's 2013 annual shareholder meeting (but in no event later than December 31, 2013), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| June 07, 2012 Filed Jun 11, 2012 22:03 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantCommon Stock | 51,496 | $2.40 | $123,590.40 |
DisclosureSEC source: 0000769993-12-000374 · llnw420120606gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,354,821 F2 · shares: The 51,496 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan, consisting of 25,748 restricted stock units granted to Joseph H. Gleberman and 25,748 restricted stock units granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 25,748 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2013 annual shareholder meeting (but in no event later than December 31, 2013), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The 51,496 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan, consisting of 25,748 restricted stock units granted to Joseph H. Gleberman and 25,748 restricted stock units granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 25,748 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2013 annual shareholder meeting (but in no event later than December 31, 2013), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F3 · ownership.nature: GS Group also may be deemed to beneficially own 29,932 shares of Common Stock that were granted pursuant to the Company's 2007 Equity Incentive Plan on June 9, 2011, consisting of 14,966 restricted stock units granted to Joseph H. Gleberman and 14,966 restricted stock units granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 14,966 restricted stock units became fully vested and exercisable on June 6, 2012. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F4 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 900 shares of the Company's Common Stock. GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's Common Stock by reason of the direct ownership of Common Stock by the Funds. Goldman Sachs also holds open short positions of 1,440 shares of Common Stock, reflecting changes due to exempt transactions. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F5 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| June 06, 2012 Filed Jun 22, 2012 19:48 UTC Amendment | KINDER MORGAN, INC. KMI · Entity 2974 | SaleWarrants (right to buy) · Derivative | 1,274 | $2.25 Strike: $40.00 | $2,870.96 |
DisclosureSEC source: 0001140361-12-030955 · doc1.xml · derivative · entry 3 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 360,639 Underlying: Class P Common Stock · 1,274 shares Expires 2017-05-25 F3 · kind: See Exhibit 99.1 for text of footnote (3). F4 · shares: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F6 · ownership.nature: See Exhibit 99.1 for text of footnote (6). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| June 06, 2012 Filed Jun 22, 2012 19:48 UTC Amendment | KINDER MORGAN, INC. KMI · Entity 2974 | PurchaseWarrants (right to buy) · Derivative | 32 | $2.25 Strike: $40.00 | $72.00 |
DisclosureSEC source: 0001140361-12-030955 · doc1.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 361,913 Underlying: Class P Common Stock · 32 shares Expires 2017-05-25 F3 · kind: See Exhibit 99.1 for text of footnote (3). F4 · shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| May 30, 2012 Filed Jun 14, 2012 01:47 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | OtherWarrants (right to buy) · Derivative | 360,639 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001140361-12-029867 · doc1.xml · derivative · entry 4 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 360,639 Underlying: Class P Common Stock · 360,639 shares Expires 2017-05-25 F2 · kind: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 30, 2012 Filed Jun 14, 2012 01:47 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | OtherClass P Common Stock | 238,659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-12-029867 · doc1.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 238,659 F2 · kind: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 30, 2012 Filed Jun 22, 2012 19:48 UTC Amendment | KINDER MORGAN, INC. KMI · Entity 2974 | OtherWarrants (right to buy) · Derivative | 361,881 | Not disclosed Strike: $40.00 | Not disclosed |
DisclosureSEC source: 0001140361-12-030955 · doc1.xml · derivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 361,881 Underlying: Class P Common Stock · 361,881 shares Expires 2017-05-25 F2 · kind: See Exhibit 99.1 for text of footnote (2). F3 · shares: See Exhibit 99.1 for text of footnote (3). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| June 09, 2011 Filed Jun 13, 2011 23:33 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantNon-qualified stock options (right to buy) · Derivative | 46,174 | $0.00 Strike: $4.77 | $0.00 |
DisclosureSEC source: 0000769993-11-000472 · llnw420110609gsg_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 46,174 Underlying: Common Stock · 46,174 shares Expires 2021-06-09 F5 · derivative.exercise_date: The options to purchase 46,174 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 23,087 options granted to Joseph H. Gleberman and 23,087 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 23,087 options is fully vested and exercisable on the day prior to the Company's 2012 annual shareholder meeting (but in no event later than December 31, 2012), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F5 · ownership.nature: The options to purchase 46,174 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 23,087 options granted to Joseph H. Gleberman and 23,087 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 23,087 options is fully vested and exercisable on the day prior to the Company's 2012 annual shareholder meeting (but in no event later than December 31, 2012), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| June 09, 2011 Filed Jun 13, 2011 23:33 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantCommon Stock | 29,932 | $4.77 | $142,775.64 |
DisclosureSEC source: 0000769993-11-000472 · llnw420110609gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,303,325 F2 · shares: The 29,932 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan, consisting of 14,966 restricted stock units granted to Joseph H. Gleberman and 14,966 restricted stock units granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 14,966 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2012 annual shareholder meeting (but in no event later than December 31, 2012), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The 29,932 shares of common stock, par value $0.001 per share (the "Common Stock"), were granted pursuant to Limelight Network, Inc.'s (the "Company") 2007 Equity Incentive Plan, consisting of 14,966 restricted stock units granted to Joseph H. Gleberman and 14,966 restricted stock units granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 14,966 restricted stock units, if eligible, shall become fully vested and exercisable on the day prior to the Company's 2012 annual shareholder meeting (but in no event later than December 31, 2012), subject to continued board service through such date. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Each of Mr. Gleberman and Mr. Perrone has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F3 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 900 shares of the Company's Common Stock. GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's Common Stock by reason of the direct ownership of Common Stock by the Funds. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F4 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| February 16, 2011 Filed Feb 18, 2011 23:08 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | ConversionClass A Common Stock, Series A-2 · Derivative | 8,653,938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-11-008492 · a4.xml · derivative · entry 4 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,736,842 Underlying: Class P Common Stock · 8,653,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| February 16, 2011 Filed Feb 18, 2011 23:08 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | ConversionClass A Common Stock, Series A-1 · Derivative | 34,985,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-11-008492 · a4.xml · derivative · entry 3 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 108,089,296 Underlying: Class P Common Stock · 34,985,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| February 16, 2011 Filed Feb 18, 2011 23:08 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | SaleClass P Common Stock | 43,639,298 | $29.10 | $1,269,903,571.80 |
DisclosureSEC source: 0001104659-11-008492 · a4.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · shares: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| February 16, 2011 Filed Feb 18, 2011 23:08 UTC | KINDER MORGAN, INC. KMI · Entity 2974 | ConversionClass P Common Stock | 43,639,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-11-008492 · a4.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GSCP V Offshore Knight Holdings, L.P. · CIK 0001511327 · 10% owner GSCP V Germany Knight Holdings, L.P. · CIK 0001511329 · 10% owner GS Capital Partners VI Offshore Fund, L.P. · CIK 0001394285 · 10% owner GSCP VI Offshore Knight Holdings, L.P. · CIK 0001511324 · 10% owner GSCP VI Germany Knight Holdings, L.P. · CIK 0001511326 · 10% owner GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P · CIK 0001373059 · 10% owner GS Infrastructure Knight Holdings, L.P. · CIK 0001511330 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 43,639,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| February 08, 2011 Filed Feb 10, 2011 23:12 UTC | CVR ENERGY INC CVI · Entity 4008 | SaleCommon Stock | 15,113,254 | $16.00 | $241,756,144.96 |
DisclosureSEC source: 0001209191-11-008567 · c12079_4x0.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,353 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V Institutional, L.P. ("GS Institutional"), GS Capital Partners V GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Institutional, the "Funds") (continued in footnote 2) F2 · ownership.nature: GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH") and Coffeyville Acquisition II LLC ("CA II", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, Goldman Sachs and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: Pursuant to an underwriting agreement, dated February 2, 2011, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock") of CVR Energy, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on February 4, 2011, which offering was consummated on February 8, 2011, CA II sold 15,113,254 shares of Common Stock, which represented all of the Common Stock that CAII owned. F4 · ownership.nature: The Funds are members of CA II and own common units of CA II. The Funds' common units corresponded to 14,965,434 shares of Common Stock. The common units of CA II that corresponded to the balance of the Common Stock owned by CA II are held by certain officers and directors of the Company. CAII no longer owns any Common Stock of the Company. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 8,353 shares of Common Stock. CAII and the Funds do not beneficially own directly or indirectly any shares of Common Stock. Goldman Sachs and GS Group may be deemed to have beneficially owned indirectly, through certain investment partnerships that are members of and own common units of CA II, the shares of Common Stock that were sold by CA II because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of those investment partnerships and (ii) those investment partnerships control CA II and had the power to vote and dispose of the Common Stock owned by CA II. F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 24, 2010 Filed Nov 29, 2010 23:59 UTC | CVR ENERGY INC CVI · Entity 4008 | SaleCommon Stock | 8,943,842 | $10.24 | $91,579,575.77 |
DisclosureSEC source: 0001209191-10-057201 · c09072_4x0.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,113,454 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V Institutional, L.P. ("GS Institutional"), GS Capital Partners V GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Institutional, the "Funds") (continued in footnote 2) F2 · ownership.nature: GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH") and Coffeyville Acquisition II LLC ("CA II", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, Goldman Sachs and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: Pursuant to an underwriting agreement, dated November 18, 2010, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock") of CVR Energy, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on November 22, 2010, which offering was consummated on November 24, 2010, CA II sold 8,943,842 shares of Common Stock. F4 · ownership.nature: Of the shares of Common Stock reported herein, 15,113,254 shares of Common Stock are beneficially owned directly by CA II. The Funds are members of CA II and own common units of CA II. At this time, the Funds' common units correspond to 14,965,434 shares of Common Stock. The common units of CA II that correspond to the balance of the Common Stock owned by CA II are held by certain officers and directors of the Company. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 200 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, all of the Common Stock owned directly by CA II through the Funds because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of the Funds and (ii) the Funds control CA II and have the power to vote or dispose of the Common Stock owned by CA II. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of the Funds. F6 · ownership.nature: GS Capital, and its general partner GSCP Advisors, may be deemed to beneficially own indirectly 7,880,200 shares of Common Stock by reason of the direct beneficial ownership of such shares by CA II. GS Offshore, and its general partner GSCP Offshore Advisors, may be deemed to beneficially own indirectly 4,070,583 shares of Common Stock by reason of the direct beneficial ownership of such shares by CA II. GS Institutional, and its general partner GS Advisors, may be deemed to beneficially own indirectly 2,702,229 shares of Common Stock by reason of the direct beneficial ownership of such shares by CA II. GS Germany, and its general partner GS GmbH, may be deemed to beneficially own indirectly 312,422 shares of Common Stock by reason of the direct beneficial ownership of such shares by CA II. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 10, 2010 Filed Jun 14, 2010 22:01 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantNon-qualified stock options (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0000769993-10-000364 · llnw420100610gsg_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2020-06-10 F4 · derivative.exercise_date: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2011 annual shareholder meeting (but in no event later than December 31, 2011), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F4 · balance_after: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2011 annual shareholder meeting (but in no event later than December 31, 2011), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F4 · ownership.nature: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2011 annual shareholder meeting (but in no event later than December 31, 2011), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| June 03, 2010 Filed Jun 8, 2010 01:48 UTC | PRIMEENERGY RESOURCES CORP PNRG · Entity 5796 | OtherObligations to pay sale proceeds · Derivative | 592,345 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140361-10-024542 · doc1.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 592,345 shares Expires not disclosed F3 · price: For text of Footnote 3, see Exhibit 99.1. F3 · derivative.exercise_date: For text of Footnote 3, see Exhibit 99.1. F3 · derivative.expiration_date: For text of Footnote 3, see Exhibit 99.1. F1 · ownership.nature: For text of Footnote 1, see Exhibit 99.1. F2 · ownership.nature: For text of Footnote 2, see Exhibit 99.1. F3 · ownership.nature: For text of Footnote 3, see Exhibit 99.1. Read SEC document |
| June 03, 2010 Filed Jun 8, 2010 01:48 UTC | PRIMEENERGY RESOURCES CORP PNRG · Entity 5796 | SaleCommon Stock, $0.10 par value | 623,521 | $12.00 | $7,482,252.00 |
DisclosureSEC source: 0001140361-10-024542 · doc1.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · balance_after: Reflects changes due to exempt transactions. F1 · ownership.nature: For text of Footnote 1, see Exhibit 99.1. F2 · ownership.nature: For text of Footnote 2, see Exhibit 99.1. Read SEC document |
| November 12, 2009 Filed Nov 17, 2009 00:08 UTC | CVR ENERGY INC CVI · Entity 4008 | SaleCommon Stock | 7,376,264 | $8.95 | $66,017,562.80 |
DisclosureSEC source: 0000769993-09-001014 · cvi420091112gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GSCP V ADVISORS, L.L.C. · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS, L.L.C. · CIK 0001359610 · 10% owner GS ADVISORS V, L.L.C. · CIK 0001359614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 24,057,296 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V Institutional, L.P. ("GS Institutional"), GS Capital Partners V GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Institutional, the "Funds") (continued in footnote 2), F2 · ownership.nature: GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH") and Coffeyville Acquisition II LLC ("CA II", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, Goldman Sachs and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: Pursuant to an underwriting agreement, dated November 5, 2009 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock") of CVR Energy, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on November 9, 2009, which offering was consummated on November 12, 2009, CA II sold 7,376,264 shares of Common Stock. F4 · ownership.nature: Of the shares of Common Stock reported herein, 24,057,096 shares of Common Stock are beneficially owned directly by CA II. The Funds are members of CA II and own common units of CA II. At this time, the Funds' common units correspond to 23,821,799 shares of Common Stock. The common units of CA II that correspond to the balance of the Common Stock owned by CA II are held by certain officers and directors of the Company. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 200 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, all of the Common Stock owned directly by CA II through the Funds because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of the Funds and (ii) the Funds control CA II and have the power to vote or dispose of the Common Stock owned by CA II. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of the Funds. F6 · ownership.nature: GS Capital, and its general partner GSCP Advisors, may be deemed to beneficially own indirectly 12,543,608 shares of Common Stock by reason of the direct beneficial ownership of such shares by CA II. GS Offshore, and its general partner GSCP Offshore Advisors, may be deemed to beneficially own indirectly 6,479,505 shares of Common Stock by reason of the direct beneficial ownership of such shares by CA II. GS Institutional, and its general partner GS Advisors, may be deemed to beneficially own indirectly 4,301,376 shares of Common Stock by reason of the direct beneficial ownership of such shares by CA II. GS Germany, and its general partner GS GmbH, may be deemed to beneficially own indirectly 497,310 shares of Common Stock by reason of the direct beneficial ownership of such shares by CA II. F7 · ownership.nature: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 02, 2009 Filed Oct 7, 2009 01:29 UTC | EDUCATION MANAGEMENT CORPORATION EDMC · Entity 12666 | SaleCommon Stock | 1,500 | $20.50 | $30,750.00 |
DisclosureSEC source: 0000895345-09-000814 · mg4_gsgroup1ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GSCP V EDMC HOLDINGS, L.P. · CIK 0001473573 · 10% owner GOLDMAN SACHS EDMC INVESTORS, L. P. · CIK 0001367939 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner GS Private Equity Partners 2000 Offshore Holdings, L.P. · CIK 0001363205 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 54,273,978 F1 · ownership.nature: For text of Footnote 1, see Exhibit 99.a. F2 · ownership.nature: For text of Footnote 2, see Exhibit 99.a. F3 · ownership.nature: For text of Footnote 3, see Exhibit 99.a. F5 · ownership.nature: For text of Footnote 5, see Exhibit 99.a. F6 · ownership.nature: For text of Footnote 6, see Exhibit 99.a. F7 · ownership.nature: For text of Footnote 7, see Exhibit 99.a. F8 · ownership.nature: For text of Footnote 8, see Exhibit 99.a. F9 · ownership.nature: For text of Footnote 9, see Exhibit 99.a. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.