organization · Reporting owner
GS CAPITAL PARTNERS V OFFSHORE FUND, L.P.
Disclosed activity across 10 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EDUCATION MANAGEMENT CORPORATIONEDMC · Entity 12666 | 10% owner | October 02, 2009 | October 07, 2009 |
| HealthMarkets, Inc.UCI · Entity 13682 | 10% owner | April 05, 2006 | April 18, 2006 |
| KINDER MORGAN INCKMI · Entity 13608 | See footnotes 1, 2, 3 and 4 | November 03, 2006 | November 27, 2006 |
| VALIDUS HOLDINGS LTDVR · Entity 13098 | 10% owner | August 16, 2007 | August 21, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EDUCATION MANAGEMENT CORPORATION
Report date October 02, 2009 · Filed October 07, 2009
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GSCP V EDMC HOLDINGS, L.P., GOLDMAN SACHS EDMC INVESTORS, L. P., GS Private Equity Partners 2000, L.P., GS Private Equity Partners 2000 Offshore Holdings, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 54,273,978 |
Reported balance
After 2009-10-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2009-10-02 · Grant · Acquired 5,277 · Balance 54,273,978 F1: For text of Footnote 1, see Exhibit 99.a. F2: For text of Footnote 2, see Exhibit 99.a. F3: For text of Footnote 3, see Exhibit 99.a. F6: For text of Footnote 6, see Exhibit 99.a. F7: For text of Footnote 7, see Exhibit 99.a. F8: For text of Footnote 8, see Exhibit 99.a. F9: For text of Footnote 9, see Exhibit 99.a. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 54,275,478 |
Reported balance
After 2009-10-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2009-10-02 · Purchase · Acquired 1,500 · Balance 54,275,478 F4: For text of Footnote 4, see Exhibit 99.a. F1: For text of Footnote 1, see Exhibit 99.a. F2: For text of Footnote 2, see Exhibit 99.a. F3: For text of Footnote 3, see Exhibit 99.a. F5: For text of Footnote 5, see Exhibit 99.a. F6: For text of Footnote 6, see Exhibit 99.a. F7: For text of Footnote 7, see Exhibit 99.a. F8: For text of Footnote 8, see Exhibit 99.a. F9: For text of Footnote 9, see Exhibit 99.a. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 54,273,978 |
Reported balance
After 2009-10-02 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2009-10-02 · Sale · Disposed 1,500 · Balance 54,273,978 F1: For text of Footnote 1, see Exhibit 99.a. F2: For text of Footnote 2, see Exhibit 99.a. F3: For text of Footnote 3, see Exhibit 99.a. F5: For text of Footnote 5, see Exhibit 99.a. F6: For text of Footnote 6, see Exhibit 99.a. F7: For text of Footnote 7, see Exhibit 99.a. F8: For text of Footnote 8, see Exhibit 99.a. F9: For text of Footnote 9, see Exhibit 99.a. |
Filing footnotes · ownership attribution and instrument terms
F1: For text of Footnote 1, see Exhibit 99.a.
F2: For text of Footnote 2, see Exhibit 99.a.
F3: For text of Footnote 3, see Exhibit 99.a.
F4: For text of Footnote 4, see Exhibit 99.a.
F5: For text of Footnote 5, see Exhibit 99.a.
F6: For text of Footnote 6, see Exhibit 99.a.
F7: For text of Footnote 7, see Exhibit 99.a.
F8: For text of Footnote 8, see Exhibit 99.a.
F9: For text of Footnote 9, see Exhibit 99.a.
HealthMarkets, Inc.
Report date April 05, 2006 · Filed April 18, 2006
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A-1 Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 6,756,756.7567 |
Reported balance
Holding disclosure · report date 2006-04-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,756,756.7567 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GMBH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds"), GS Maverick Co. ("GS Maverick"), Mulberry Holdings I, LLC ("Mulberry I"), and Mulberry Holdings II, LLC ("Mulberry II" and, together with Mulberry I, the "Mulberry Entities") (continued in next footnote) F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, GS Maverick, and the Mulberry Entities, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: On April 5, 2006, pursuant to the Agreement and Plan of Merger, dated as of September 15, 2005 (the "Merger Agreement"), by and among Premium Finance LLC, Mulberry Finance Co., Inc., DLJMB IV First Merger LLC, Premium Acquisition, Inc. ("Merger Co 1"), Mulberry Acquisition, Inc. ("Merger Co 2"), DLJMB IV First Merger Co Acquisition Inc. ("Merger Co 3", and each of Merger Co 1, Merger Co 2 and Merger Co 3, a "Merger Co"), and Healthmarkets, Inc. (formerly known as UICI) (the "Company"), each Merger Co merged with and into the Company, with the Company being the surviving corporation (the "Merger"). Upon consummation of the Merger, each share of common stock of each Merger Co was converted into one share of class A-1 common stock of the Company, par value $0.01 per share ("Class A-1 Common Stock") pursuant to the Merger Agreement. (continued in next footnote) F4: The Mulberry Entities held 6,756,756.7567 shares of common stock of Merger Co 2, which were converted into 6,756,756.7567 shares of Class A-1 Common Stock in the Merger. F5: After consummation of the Merger, Goldman Sachs and GS Group may be deemed to beneficially own an aggregate of 6,756,756.7567 shares of Class A-1 Common Stock through the Mulberry Entities, of which affiliates of GS Group and Goldman Sachs are the managing member and non-managing members. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Class A-1 Common Stock beneficially owned by the Mulberry Entities and the Funds except to the extent of their pecuniary interest therein. F6: Mulberry I beneficially owns directly 5,536,722.9729 shares of Class A-1 Common Stock, and GS Capital, GS Offshore and GS Germany, the non-managing members of Mulberry I, may be deemed to beneficially own indirectly, 3,557,837.8378 shares, 1,837,831.0811 shares and 141,054.0540 shares, respectively, of Class A-1 Common Stock. Mulberry II beneficially owns directly, and its sole non-managing member, GS Institutional, may be deemed to beneficially own indirectly, 1,220,033.7838 shares of Class A-1 Common Stock. F7: GSCP Advisors, the general partner of GS Capital, may be deemed to beneficially own indirectly the 3,557,837.8378 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Capital. GSCP Offshore Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly the 1,837,831.0811 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Offshore. GS Advisors, the managing limited partner of GS Germany and the general partner of GS Institutional, may be deemed to beneficially own indirectly the aggregate of 1,361,087.8378 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Germany and GS Institutional. F8: GS GmbH, the general partner of GS Germany, may be deemed to beneficially own 141,054.0540 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Germany. GS Maverick, the sole managing member of each of Mulberry I and Mulberry II, may be deemed to beneficially own indirectly the aggregate of 6,756,756.7567 shares of Class A-1 Common Stock that are beneficially owned by the Mulberry Entities. Each of GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS Capital, GS Offshore, GS Germany, GS Institutional and GS Maverick disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GMBH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds"), GS Maverick Co. ("GS Maverick"), Mulberry Holdings I, LLC ("Mulberry I"), and Mulberry Holdings II, LLC ("Mulberry II" and, together with Mulberry I, the "Mulberry Entities") (continued in next footnote)
F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, GS Maverick, and the Mulberry Entities, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F3: On April 5, 2006, pursuant to the Agreement and Plan of Merger, dated as of September 15, 2005 (the "Merger Agreement"), by and among Premium Finance LLC, Mulberry Finance Co., Inc., DLJMB IV First Merger LLC, Premium Acquisition, Inc. ("Merger Co 1"), Mulberry Acquisition, Inc. ("Merger Co 2"), DLJMB IV First Merger Co Acquisition Inc. ("Merger Co 3", and each of Merger Co 1, Merger Co 2 and Merger Co 3, a "Merger Co"), and Healthmarkets, Inc. (formerly known as UICI) (the "Company"), each Merger Co merged with and into the Company, with the Company being the surviving corporation (the "Merger"). Upon consummation of the Merger, each share of common stock of each Merger Co was converted into one share of class A-1 common stock of the Company, par value $0.01 per share ("Class A-1 Common Stock") pursuant to the Merger Agreement. (continued in next footnote)
F4: The Mulberry Entities held 6,756,756.7567 shares of common stock of Merger Co 2, which were converted into 6,756,756.7567 shares of Class A-1 Common Stock in the Merger.
F5: After consummation of the Merger, Goldman Sachs and GS Group may be deemed to beneficially own an aggregate of 6,756,756.7567 shares of Class A-1 Common Stock through the Mulberry Entities, of which affiliates of GS Group and Goldman Sachs are the managing member and non-managing members. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Class A-1 Common Stock beneficially owned by the Mulberry Entities and the Funds except to the extent of their pecuniary interest therein.
F6: Mulberry I beneficially owns directly 5,536,722.9729 shares of Class A-1 Common Stock, and GS Capital, GS Offshore and GS Germany, the non-managing members of Mulberry I, may be deemed to beneficially own indirectly, 3,557,837.8378 shares, 1,837,831.0811 shares and 141,054.0540 shares, respectively, of Class A-1 Common Stock. Mulberry II beneficially owns directly, and its sole non-managing member, GS Institutional, may be deemed to beneficially own indirectly, 1,220,033.7838 shares of Class A-1 Common Stock.
F7: GSCP Advisors, the general partner of GS Capital, may be deemed to beneficially own indirectly the 3,557,837.8378 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Capital. GSCP Offshore Advisors, the general partner of GS Offshore, may be deemed to beneficially own indirectly the 1,837,831.0811 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Offshore. GS Advisors, the managing limited partner of GS Germany and the general partner of GS Institutional, may be deemed to beneficially own indirectly the aggregate of 1,361,087.8378 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Germany and GS Institutional.
F8: GS GmbH, the general partner of GS Germany, may be deemed to beneficially own 141,054.0540 shares of Class A-1 Common Stock that may be deemed to be beneficially owned by GS Germany. GS Maverick, the sole managing member of each of Mulberry I and Mulberry II, may be deemed to beneficially own indirectly the aggregate of 6,756,756.7567 shares of Class A-1 Common Stock that are beneficially owned by the Mulberry Entities. Each of GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS Capital, GS Offshore, GS Germany, GS Institutional and GS Maverick disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
KINDER MORGAN INC
Report date November 03, 2006 · Filed November 27, 2006
Jointly reported with GOLDMAN SACHS GROUP INC, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH, GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS CAPITAL PARTNERS V FUND, L.P., GOLDMAN SACHS & CO. LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 11,168 |
Reported balance
After 2006-11-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2006-11-03 · Purchase · Acquired 1,000 · Balance 11,168 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 10,168 |
Reported balance
After 2006-11-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2006-11-03 · Sale · Disposed 1,000 · Balance 10,168 F6: Reflects changes due to transactions that were part of baskets that met the requirements for exemption as outlined by the Securities and Exchange Commission, and therefore not reported. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote).
F2: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F3: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds.
F4: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any.
F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group.
F6: Reflects changes due to transactions that were part of baskets that met the requirements for exemption as outlined by the Securities and Exchange Commission, and therefore not reported.
VALIDUS HOLDINGS LTD
Report date August 16, 2007 · Filed August 21, 2007
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V AIV, L.P., GS Capital Partners V Employee Fund, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GSCP V Institutional AIV, L.P., GS Private Equity Partners 1999, L.P., GS Private Equity Partners 1999 Offshore, L.P., GS Private Equity Partners 1999 - Direct Investment Fund, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee footnotes | 14,057,137 |
Last balance in matching sequence
After 2007-08-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2007-08-16 · Purchase · Acquired 100 · Balance 14,057,237 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote) F2: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote) F3: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons"). F4: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits to Validus Holdings, Ltd. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F6: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. F7: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants. F8: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares. F9: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares. Row 2 · 2007-08-16 · Sale · Disposed 100 · Balance 14,057,137 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote) F2: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote) F3: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons"). F4: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits to Validus Holdings, Ltd. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F6: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. F7: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants. F8: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares. F9: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares. |
| Warrants to purchase Common SharesSEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2015-12-12 | IndirectSee footnotes | 1,604,410.1 |
Reported balance
Holding disclosure · report date 2007-08-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,604,410.1 F10: The warrants are exercisable at any time prior to December 12, 2015. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote) F2: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote) F3: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons"). F4: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. F6: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. F7: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants. F8: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares. F9: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote)
F2: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote)
F3: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons").
F4: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate.
F5: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits to Validus Holdings, Ltd. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs.
F6: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any.
F7: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants.
F8: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares.
F9: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares.
F10: The warrants are exercisable at any time prior to December 12, 2015.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARAMARK CORP/DE
Report date December 04, 2006 · Filed February 03, 2007
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P.
Section 16 reporting ended · disclosed 2007-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,983,064 |
Last balance in matching sequence
After 2007-01-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2006-12-04 · Conversion · Acquired 13,910 · Balance 1,874,465 F5: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2: As a result of an agreement by a group of investors, which includes affiliates of GS Group and Goldman Sachs, to acquire all of the outstanding shares of Aramark Corporation (the "Company"), as disclosed by the Company on a Form 8-K filed with the Securities and Exchange Commission on May 1, 2006, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Class A Common Stock and Class B Common Stock of the Company. The acquisition of the Company closed on January 26, 2007. F3: This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Class A Common Stock or Class B Common Stock for any purpose, other than the securities reported in Tables I and II of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I and II except to the extent of its pecuniary interest therein, if any. F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Row 2 · 2007-01-10 · Conversion · Acquired 108,599 · Balance 1,983,064 F6: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2: As a result of an agreement by a group of investors, which includes affiliates of GS Group and Goldman Sachs, to acquire all of the outstanding shares of Aramark Corporation (the "Company"), as disclosed by the Company on a Form 8-K filed with the Securities and Exchange Commission on May 1, 2006, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Class A Common Stock and Class B Common Stock of the Company. The acquisition of the Company closed on January 26, 2007. F3: This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Class A Common Stock or Class B Common Stock for any purpose, other than the securities reported in Tables I and II of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I and II except to the extent of its pecuniary interest therein, if any. F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
| Variable Prepaid Forward (call equivalent)SEC Table II · derivative / convertible security · Conversion / exercise price $25.45 · Expires 2006-12-04 | IndirectSee footnotes | 0 |
Reported balance
After 2006-12-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2006-12-04 · Conversion · Disposed 13,910 · Balance 0 F5: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
| Variable Prepaid Forward (call equivalent)SEC Table II · derivative / convertible security · Conversion / exercise price $25.55 · Expires 2007-01-10 | IndirectSee footnotes | 0 |
Reported balance
After 2007-01-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-01-10 · Conversion · Disposed 108,599 · Balance 0 F6: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons").
F2: As a result of an agreement by a group of investors, which includes affiliates of GS Group and Goldman Sachs, to acquire all of the outstanding shares of Aramark Corporation (the "Company"), as disclosed by the Company on a Form 8-K filed with the Securities and Exchange Commission on May 1, 2006, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Class A Common Stock and Class B Common Stock of the Company. The acquisition of the Company closed on January 26, 2007.
F3: This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Class A Common Stock or Class B Common Stock for any purpose, other than the securities reported in Tables I and II of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I and II except to the extent of its pecuniary interest therein, if any.
F4: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group.
F5: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract.
F6: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts.
Aramark
Report date August 21, 2015 · Filed August 25, 2015
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH
Section 16 reporting ended · disclosed 2015-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnotes | 98,084.4154 |
Reported balance
After 2015-08-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2015-08-21 · Sale · Disposed 8,725,722 · Balance 98,084.4154 F2: In connection with the public offering of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an Underwriting Agreement, final prospectus supplement and Share Repurchase Agreement, each dated August 17, 2015, the Funds, as selling stockholders, sold 8,725,722 shares of Common Stock of the Company at $32.30 per share. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons". F3: GS Group may be deemed to beneficially own 10,284.4154 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 10,159 deferred stock units (the "Deferred Shares") granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, and 125.4154 dividend equivalent rights to Deferred Shares accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Mr. Mehra's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group. F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 87,800 shares of Common Stock, due to exempt transactions. F5: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6: As of August 21, 2015, the Reporting Persons are no longer beneficial owners of more than 10% of the Common Stock of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP V Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP V Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital V"), GS Capital Partners V GmbH & Co. KG ("GS Germany V"), GS Capital Partners V Institutional, L.P. ("GS V Institutional"), GS Capital Partners V Offshore Fund, L.P. ("GS V Offshore," and, together with GS Capital V, GS Germany V and GS V Institutional, the "Funds"). GS Group, Goldman Sachs, GSCP V Advisors, GSCP V Offshore Advisors, GS Advisors V, GS GmbH and the Funds are defined collectively, as the "Reporting Persons".
F2: In connection with the public offering of common stock, par value $0.01 per share (the "Common Stock") of Aramark (the "Company") by certain selling stockholders pursuant to an Underwriting Agreement, final prospectus supplement and Share Repurchase Agreement, each dated August 17, 2015, the Funds, as selling stockholders, sold 8,725,722 shares of Common Stock of the Company at $32.30 per share. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is the investment manager of certain of the Funds.
F3: GS Group may be deemed to beneficially own 10,284.4154 shares of Common Stock pursuant to the ARAMARK Holdings Corporation 2013 Stock Incentive Plan (the "Plan"), consisting of 10,159 deferred stock units (the "Deferred Shares") granted to Sanjeev K. Mehra, a managing director of Goldman Sachs, and 125.4154 dividend equivalent rights to Deferred Shares accrued to Mr. Mehra, each in his capacity as a director of the Company and pursuant to the Plan. The dividend equivalent rights vest on the same schedules as the underlying Deferred Shares. The Deferred Shares will vest on the day prior to the first annual stockholders' meeting of the Company occurring after the grant date, subject to continued service, and, if vested, will be settled in shares of Common Stock on the first day of the seventh month after the date of the Mr. Mehra's departure from the board. Mr. Mehra has an understanding with GS Group pursuant to which he holds such shares for the benefit of GS Group.
F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 87,800 shares of Common Stock, due to exempt transactions.
F5: Each of the Reporting Persons and Mr. Mehra disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Persons or individual, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F6: As of August 21, 2015, the Reporting Persons are no longer beneficial owners of more than 10% of the Common Stock of the Company.
CVR ENERGY INC
Report date February 08, 2011 · Filed February 10, 2011
Jointly reported with GOLDMAN SACHS GROUP INC, GSCP V OFFSHORE ADVISORS, L.L.C., GSCP V ADVISORS, L.L.C., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS ADVISORS V, L.L.C., GOLDMAN SACHS & CO. LLC
Section 16 reporting ended · disclosed 2011-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 8,353 |
Reported balance
After 2011-02-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2011-02-08 · Sale · Disposed 15,113,254 · Balance 8,353 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V Institutional, L.P. ("GS Institutional"), GS Capital Partners V GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Institutional, the "Funds") (continued in footnote 2) F2: GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH") and Coffeyville Acquisition II LLC ("CA II", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, Goldman Sachs and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3: Pursuant to an underwriting agreement, dated February 2, 2011, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock") of CVR Energy, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on February 4, 2011, which offering was consummated on February 8, 2011, CA II sold 15,113,254 shares of Common Stock, which represented all of the Common Stock that CAII owned. F4: The Funds are members of CA II and own common units of CA II. The Funds' common units corresponded to 14,965,434 shares of Common Stock. The common units of CA II that corresponded to the balance of the Common Stock owned by CA II are held by certain officers and directors of the Company. CAII no longer owns any Common Stock of the Company. F5: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 8,353 shares of Common Stock. CAII and the Funds do not beneficially own directly or indirectly any shares of Common Stock. Goldman Sachs and GS Group may be deemed to have beneficially owned indirectly, through certain investment partnerships that are members of and own common units of CA II, the shares of Common Stock that were sold by CA II because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of those investment partnerships and (ii) those investment partnerships control CA II and had the power to vote and dispose of the Common Stock owned by CA II. F6: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V Institutional, L.P. ("GS Institutional"), GS Capital Partners V GmbH & Co. KG ("GS Germany", and together with GS Capital, GS Offshore and GS Institutional, the "Funds") (continued in footnote 2)
F2: GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH") and Coffeyville Acquisition II LLC ("CA II", and together with GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, the Funds, Goldman Sachs and GS Group, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate.
F3: Pursuant to an underwriting agreement, dated February 2, 2011, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock") of CVR Energy, Inc. (the "Company"), pursuant to the final prospectus filed by the Company on February 4, 2011, which offering was consummated on February 8, 2011, CA II sold 15,113,254 shares of Common Stock, which represented all of the Common Stock that CAII owned.
F4: The Funds are members of CA II and own common units of CA II. The Funds' common units corresponded to 14,965,434 shares of Common Stock. The common units of CA II that corresponded to the balance of the Common Stock owned by CA II are held by certain officers and directors of the Company. CAII no longer owns any Common Stock of the Company.
F5: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 8,353 shares of Common Stock. CAII and the Funds do not beneficially own directly or indirectly any shares of Common Stock. Goldman Sachs and GS Group may be deemed to have beneficially owned indirectly, through certain investment partnerships that are members of and own common units of CA II, the shares of Common Stock that were sold by CA II because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of those investment partnerships and (ii) those investment partnerships control CA II and had the power to vote and dispose of the Common Stock owned by CA II.
F6: The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Edgio, Inc.
Report date March 06, 2018 · Filed March 08, 2018
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., MBD Advisors, L.L.C., GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GOLDMAN, SACHS MANAGEMENT GP GMBH
Section 16 reporting ended · disclosed 2018-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 864,927 |
Reported balance
After 2018-03-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-03-06 · Sale · Disposed 15,272,493 · Balance 864,927 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), MBD Advisors, L.L.C. ("MBD Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, MBD Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2: The selling stockholders, which consisted of GS Capital, GS Offshore, GS Germany and GS Institutional, sold 15,272,493 shares of common stock, par value $0.001 per share (the "Common Stock"), of Limelight Networks, Inc. (the "Company") to the underwriters in a registered public offering of shares of Common Stock, pursuant to the final prospectus supplement filed by the Company and dated March 1, 2018, which offering was consummated on March 6, 2018. The sale by the selling stockholders consisted of 8,041,883 shares of Common Stock sold by GS Capital, 4,154,102 shares of Common Stock sold by GS Offshore, 318,830 shares of Common Stock sold by GS Germany and 2,757,678 shares of Common Stock sold by GS Institutional. F3: GS Group may be deemed to beneficially own, in the aggregate, 317,695 shares of Common Stock that were granted pursuant to the Amended and Restated 2007 Equity Plan (the "Plan"), consisting of 142,831 restricted stock units granted to Mr. Midle, a vice president of Goldman Sachs, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 547,232 shares of Common Stock and Goldman Sachs also had open short positions of 1,862 shares of Common Stock, reflecting changes due to exempt transactions. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F5: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), MBD Advisors, L.L.C. ("MBD Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, MBD Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons").
F2: The selling stockholders, which consisted of GS Capital, GS Offshore, GS Germany and GS Institutional, sold 15,272,493 shares of common stock, par value $0.001 per share (the "Common Stock"), of Limelight Networks, Inc. (the "Company") to the underwriters in a registered public offering of shares of Common Stock, pursuant to the final prospectus supplement filed by the Company and dated March 1, 2018, which offering was consummated on March 6, 2018. The sale by the selling stockholders consisted of 8,041,883 shares of Common Stock sold by GS Capital, 4,154,102 shares of Common Stock sold by GS Offshore, 318,830 shares of Common Stock sold by GS Germany and 2,757,678 shares of Common Stock sold by GS Institutional.
F3: GS Group may be deemed to beneficially own, in the aggregate, 317,695 shares of Common Stock that were granted pursuant to the Amended and Restated 2007 Equity Plan (the "Plan"), consisting of 142,831 restricted stock units granted to Mr. Midle, a vice president of Goldman Sachs, 102,879 restricted stock units that were granted to Joseph H. Gleberman, a former advisory director of Goldman Sachs, and 71,985 restricted stock units that were granted to Peter J. Perrone, a former managing director of Goldman Sachs, each in their capacity as directors of the Company. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. Mr. Midle has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group.
F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 547,232 shares of Common Stock and Goldman Sachs also had open short positions of 1,862 shares of Common Stock, reflecting changes due to exempt transactions. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Funds. Goldman Sachs is the investment manager of certain of the Funds. Goldman Sachs is a subsidiary of GS Group. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein.
F5: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
KINDER MORGAN, INC.
Report date October 17, 2012 · Filed October 20, 2012
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GSCP V Offshore Knight Holdings, L.P., GSCP V Germany Knight Holdings, L.P., GS Capital Partners VI Offshore Fund, L.P., GSCP VI Offshore Knight Holdings, L.P., GSCP VI Germany Knight Holdings, L.P., GS INTERNATIONAL INFRASTRUCTURE PARTNERS I L P, GS Infrastructure Knight Holdings, L.P.
Section 16 reporting ended · disclosed 2012-10-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class P Common StockSEC Table I · non-derivative | IndirectSee footnotes | 238,416 |
Reported balance
After 2012-10-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2012-10-17 · Sale · Disposed 39,462,543 · Balance 238,416 F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). F1: See Exhibit 99.1 for text of footnote (1). F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
PRIMEENERGY RESOURCES CORP
Report date June 03, 2010 · Filed June 08, 2010
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC, GS CAPITAL PARTNERS V FUND, L.P., GS CAPITAL PARTNERS V INSTITUTIONAL, L.P., GS CAPITAL PARTNERS V GMBH & CO. KG, GSCP V ADVISORS, L.L.C., GSCP V OFFSHORE ADVISORS, L.L.C., GS ADVISORS V, L.L.C., GOLDMAN, SACHS MANAGEMENT GP GMBH
Section 16 reporting ended · disclosed 2010-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2010-06-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-06-03 · Sale · Disposed 623,521 · Balance 0 F4: Reflects changes due to exempt transactions. F1: For text of Footnote 1, see Exhibit 99.1. F2: For text of Footnote 2, see Exhibit 99.1. |
| Obligations to pay sale proceedsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnote | 0 |
Reported balance
After 2010-06-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2010-06-03 · Other · Disposed 592,345 · Balance 0 F3: For text of Footnote 3, see Exhibit 99.1. F1: For text of Footnote 1, see Exhibit 99.1. F2: For text of Footnote 2, see Exhibit 99.1. |
Filing footnotes · ownership attribution and instrument terms
F1: For text of Footnote 1, see Exhibit 99.1.
F2: For text of Footnote 2, see Exhibit 99.1.
F3: For text of Footnote 3, see Exhibit 99.1.
F4: Reflects changes due to exempt transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2009 Filed Oct 7, 2009 01:29 UTC | EDUCATION MANAGEMENT CORPORATION EDMC · Entity 12666 | PurchaseCommon Stock | 1,500 | $22.04 | $33,058.05 |
DisclosureSEC source: 0000895345-09-000814 · mg4_gsgroup1ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GSCP V EDMC HOLDINGS, L.P. · CIK 0001473573 · 10% owner GOLDMAN SACHS EDMC INVESTORS, L. P. · CIK 0001367939 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner GS Private Equity Partners 2000 Offshore Holdings, L.P. · CIK 0001363205 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 54,275,478 F4 · shares: For text of Footnote 4, see Exhibit 99.a. F4 · price: For text of Footnote 4, see Exhibit 99.a. F1 · ownership.nature: For text of Footnote 1, see Exhibit 99.a. F2 · ownership.nature: For text of Footnote 2, see Exhibit 99.a. F3 · ownership.nature: For text of Footnote 3, see Exhibit 99.a. F5 · ownership.nature: For text of Footnote 5, see Exhibit 99.a. F6 · ownership.nature: For text of Footnote 6, see Exhibit 99.a. F7 · ownership.nature: For text of Footnote 7, see Exhibit 99.a. F8 · ownership.nature: For text of Footnote 8, see Exhibit 99.a. F9 · ownership.nature: For text of Footnote 9, see Exhibit 99.a. Read SEC document |
| October 02, 2009 Filed Oct 7, 2009 01:29 UTC | EDUCATION MANAGEMENT CORPORATION EDMC · Entity 12666 | GrantCommon Stock | 5,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-09-000814 · mg4_gsgroup1ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS CAPITAL PARTNERS V FUND, L.P. · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GMBH & CO. KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. · CIK 0001322225 · 10% owner GSCP V EDMC HOLDINGS, L.P. · CIK 0001473573 · 10% owner GOLDMAN SACHS EDMC INVESTORS, L. P. · CIK 0001367939 · 10% owner GS Private Equity Partners 2000, L.P. · CIK 0001363112 · 10% owner GS Private Equity Partners 2000 Offshore Holdings, L.P. · CIK 0001363205 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 54,273,978 F1 · ownership.nature: For text of Footnote 1, see Exhibit 99.a. F2 · ownership.nature: For text of Footnote 2, see Exhibit 99.a. F3 · ownership.nature: For text of Footnote 3, see Exhibit 99.a. F6 · ownership.nature: For text of Footnote 6, see Exhibit 99.a. F7 · ownership.nature: For text of Footnote 7, see Exhibit 99.a. F8 · ownership.nature: For text of Footnote 8, see Exhibit 99.a. F9 · ownership.nature: For text of Footnote 9, see Exhibit 99.a. Read SEC document |
| June 10, 2009 Filed Jun 13, 2009 00:11 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantNon-qualified stock options (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.99 | $0.00 |
DisclosureSEC source: 0000769993-09-000772 · llnw420090610gsg_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2019-06-10 F4 · derivative.exercise_date: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2010 annual shareholder meeting (but in no event later than December 31, 2010), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F4 · balance_after: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2010 annual shareholder meeting (but in no event later than December 31, 2010), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F4 · ownership.nature: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2010 annual shareholder meeting (but in no event later than December 31, 2010), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| June 12, 2008 Filed Jul 17, 2008 20:44 UTC | Edgio, Inc. LLNW · Entity 12169 | GrantNon-qualified stock options (right to buy) · Derivative | 40,000 | $0.00 Strike: $3.05 | $0.00 |
DisclosureSEC source: 0000769993-08-000747 · llnw420080612gsg_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2018-06-12 F4 · shares: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2009 annual shareholder meeting (but in no event later than December 31, 2009), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F4 · derivative.exercise_date: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2009 annual shareholder meeting (but in no event later than December 31, 2009), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F4 · balance_after: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2009 annual shareholder meeting (but in no event later than December 31, 2009), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. F4 · ownership.nature: The options to purchase 40,000 shares of Common Stock were granted pursuant to the Company's 2007 Equity Incentive Plan, consisting of 20,000 options granted to Joseph H. Gleberman and 20,000 options granted to Peter J. Perrone, each a managing director of Goldman Sachs, in their capacity as directors of the Company. Each grant of 20,000 options is fully vested and exercisable on the day prior to the Company's 2009 annual shareholder meeting (but in no event later than December 31, 2009), subject to continued board service through such date. Each of Joseph H. Gleberman and Peter J. Perrone has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. Read SEC document |
| October 04, 2007 Filed Oct 9, 2007 16:49 UTC | Edgio, Inc. LLNW · Entity 12169 | PurchaseCommon Stock | 600 | $9.71 | $5,826.00 |
DisclosureSEC source: 0000769993-07-000978 · llnw420071004gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,273,393 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The securities reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Limelight Networks, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F3 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 900 shares of the Company's common stock, par value $0.001 per share (the "Common Stock"). GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's Common Stock by reason of direct ownership of Common Stock by the Funds. Affiliates of GS Group are the general partner, managing general partner or managing partner of he Funds. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F4 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| August 16, 2007 Filed Aug 21, 2007 21:45 UTC | VALIDUS HOLDINGS LTD VR · Entity 13098 | SaleCommon Shares | 100 | $21.61 | $2,161.00 |
DisclosureSEC source: 0000769993-07-000906 · vr420070816gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V AIV, L.P. · CIK 0001407485 · 10% owner GS Capital Partners V Employee Fund, L.P. · CIK 0001407503 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GSCP V Institutional AIV, L.P. · CIK 0001407502 · 10% owner GS Private Equity Partners 1999, L.P. · CIK 0001407505 · 10% owner GS Private Equity Partners 1999 Offshore, L.P. · CIK 0001407519 · 10% owner GS Private Equity Partners 1999 - Direct Investment Fund, L.P. · CIK 0001407507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,057,137 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote) F2 · ownership.nature: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote) F3 · ownership.nature: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons"). F4 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. F5 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits to Validus Holdings, Ltd. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F6 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. F7 · ownership.nature: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants. F8 · ownership.nature: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares. F9 · ownership.nature: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares. Read SEC document |
| August 16, 2007 Filed Aug 21, 2007 21:45 UTC | VALIDUS HOLDINGS LTD VR · Entity 13098 | PurchaseCommon Shares | 100 | $21.61 | $2,161.00 |
DisclosureSEC source: 0000769993-07-000906 · vr420070816gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GSCP V AIV, L.P. · CIK 0001407485 · 10% owner GS Capital Partners V Employee Fund, L.P. · CIK 0001407503 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GSCP V Institutional AIV, L.P. · CIK 0001407502 · 10% owner GS Private Equity Partners 1999, L.P. · CIK 0001407505 · 10% owner GS Private Equity Partners 1999 Offshore, L.P. · CIK 0001407519 · 10% owner GS Private Equity Partners 1999 - Direct Investment Fund, L.P. · CIK 0001407507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,057,237 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V AIV, L.P. ("GSCP V AIV"), GS Capital Partners V Employee Fund, L.P. ("GSCP V Employee"), GS Capital Partners V Offshore, L.P. ("GSCP V Offshore"), GS Capital Partners V GmbH & Co. KG ("GSCP V Germany"), GSCP V Institutional AIV, L.P. ("GSCP V Institutional"), GS Private Equity Partners 1999, L.P. ("PEP 1999"), GS Private Equity Partners 1999 Offshore, L.P. ("PEP 1999 Offshore"), GS Private Equity Partners 1999 - Direct Investment Fund, L.P. ("PEP 1999 Direct"), GS Private Equity Partners 2000, L.P. ("PEP 2000"), GS Private Equity Partners 2000 Offshore Holdings, L.P. ("PEP 2000 Offshore") and GS Private Equity Partners 2000 - Direct Investment Fund, L.P. ("PEP 2000 Direct" and, (continued in next footnote) F2 · ownership.nature: together with GSCP V AIV, GSCP V Employee, GSCP V Offshore, GSCP V Germany, GSCP V Institutional, PEP 1999, PEP 1999 Offshore, PEP 1999 Direct, PEP 2000 and PEP 2000 Offshore,(the "Limited Partnerships"), GS Advisors V AIV, Ltd. ("GS Advisors V AIV"), GS Capital Partners V Employee Funds GP, L.L.C. ("GSCP V Employee GP"), GS Advisors V, L.L.C. ("GS Advisors V"), Goldman, Sachs Management GP GmbH ("GS Germany GP"), GS PEP 1999 Advisors, L.L.C. ("PEP 1999 GP"), GS PEP 1999 Offshore Advisors, Inc. ("PEP 1999 Offshore GP"), GS PEP 1999 Direct Investment Advisors, L.L.C. ("PEP 1999 Direct GP"), GS PEP 2000 Advisors, L.L.C. ("PEP 2000 GP"), GS PEP 2000 Offshore Holdings Advisors, Inc., ("PEP 2000 Offshore GP") and GS PEP 2000 Direct Investment Advisors, L.L.C. (continued in next footnote) F3 · ownership.nature: ("PEP 2000 Direct GP" and, together with the Limited Partnerships, GS Group, Goldman Sachs, GS Advisors V AIV, GSCP V Employee GP, GS Advisors V, GS Germany GP, PEP 1999 GP, PEP 1999 Offshore GP, PEP 1999 Direct GP, PEP 2000 GP and PEP 2000 Offshore GP, the "Reporting Persons"). F4 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. F5 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits to Validus Holdings, Ltd. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the shares beneficially owned directly by Goldman Sachs. F6 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 14,057,137 of the Company's common shares, par value $ 0.175 per share (the "Common Shares"), and 1,604,410.1 warrants to purchase Common Shares ("Warrants") through the Limited Partnerships, of which affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing limited partner. Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Limited Partnerships. GS Group, Goldman Sachs and the Limited Partnerships share voting power and investment power with certain of their respective affiliates. Each of Goldman Sachs and GS Group disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. F7 · ownership.nature: GSCP V AIV beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 4,798,022 Common Shares and 638,459.4 Warrants. GSCP V Employee beneficially owns directly and its general partner, GSCP V Employee GP, may be deemed to beneficially own indirectly 1,550,787 Common Shares and 206,358.9 Warrants. GSCP V Offshore beneficially owns directly and its general partner, GS Advisors V, may be deemed to beneficially own indirectly 3,279,530 Common Shares and 436,397.9 Warrants. GSCP V Germany beneficially owns directly and its general partner, GS Germany GP, may be deemed to beneficially own indirectly 251,708 Common Shares and 33,494.2 Warrants. F8 · ownership.nature: GSCP V Institutional beneficially owns directly and its general partner, GS Advisors V AIV, may be deemed to beneficially own indirectly 2,177,093 Common Shares and 289,699.7 Warrants. PEP 1999 beneficially owns directly and its general partner, PEP 1999 GP, may be deemed to beneficially own indirectly 1,039,607 Common Shares. PEP 1999 Offshore beneficially owns directly and its general partner, PEP 1999 Offshore GP, may be deemed to beneficially own indirectly 166,143 Common Shares. PEP 1999 Direct beneficially owns directly and its general partner, PEP 1999 Direct GP, may be deemed to beneficially own indirectly 29,720 Common Shares. PEP 2000 beneficially owns directly and its general partner, PEP 2000 GP, may be deemed to beneficially own indirectly 439,293 Common Shares. F9 · ownership.nature: PEP 2000 Offshore beneficially owns directly and its general partner, PEP 2000 Offshore GP, may be deemed to beneficially own indirectly 154,627 Common Shares. PEP 2000 Direct beneficially owns directly and its general partner, PEP 2000 Direct GP, may be deemed to beneficially own indirectly 170,607 Common Shares. The number of Common Shares issuable upon exercise of the Warrants as reported herein has been provided to the Reporting Persons by the Company based on the Company's estimate of the total number of Common Shares, Warrants and options to purchase Common Shares outstanding immediately prior to the consummation of the Company's initial public offering of Common Shares. Read SEC document |
| July 16, 2007 Filed Jul 19, 2007 01:09 UTC | Edgio, Inc. LLNW · Entity 12169 | PurchaseCommon Stock | 200 | $20.45 | $4,090.00 |
DisclosureSEC source: 0000769993-07-000831 · llnw420070711gsg_ex.xml · nonDerivative · entry 4 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,272,793 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Limelight Networks, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F3 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's common stock, par value $0.001 per share (the "Common Stock") by reason of direct ownership of Common Stock by the Funds. Affiliates of GS Group are the general partner, managing general partner or managing partner of he Funds. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F4 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| July 16, 2007 Filed Jul 19, 2007 01:09 UTC | Edgio, Inc. LLNW · Entity 12169 | PurchaseCommon Stock | 100 | $20.49 | $2,049.00 |
DisclosureSEC source: 0000769993-07-000831 · llnw420070711gsg_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,272,593 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Limelight Networks, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F3 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's common stock, par value $0.001 per share (the "Common Stock") by reason of direct ownership of Common Stock by the Funds. Affiliates of GS Group are the general partner, managing general partner or managing partner of he Funds. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F4 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| July 16, 2007 Filed Jul 19, 2007 01:09 UTC | Edgio, Inc. LLNW · Entity 12169 | PurchaseCommon Stock | 84 | $20.31 | $1,706.04 |
DisclosureSEC source: 0000769993-07-000831 · llnw420070711gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,272,493 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Limelight Networks, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F3 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's common stock, par value $0.001 per share (the "Common Stock") by reason of direct ownership of Common Stock by the Funds. Affiliates of GS Group are the general partner, managing general partner or managing partner of he Funds. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F4 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| July 11, 2007 Filed Jul 19, 2007 01:09 UTC | Edgio, Inc. LLNW · Entity 12169 | SaleCommon Stock | 84 | $23.05 | $1,936.20 |
DisclosureSEC source: 0000769993-07-000831 · llnw420070711gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,272,409 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Limelight Networks, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F3 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's common stock, par value $0.001 per share (the "Common Stock") by reason of direct ownership of Common Stock by the Funds. Affiliates of GS Group are the general partner, managing general partner or managing partner of he Funds. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F4 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| June 13, 2007 Filed Jun 15, 2007 18:24 UTC | Edgio, Inc. LLNW · Entity 12169 | ConversionSeries B Convertible Preferred Stock · Derivative | 30,272,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-037248 · bpx73975_bpx26gsg4.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 30,272,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Company's Series B Convertible Preferred Stock converted into Common Stock on a one-for-one basis, without consideration, immediately prior to the closing of the Company's initial public offering of Common Stock on June 13, 2007 (the "Conversion"). F4 · price: The Company's Series B Convertible Preferred Stock converted into Common Stock on a one-for-one basis, without consideration, immediately prior to the closing of the Company's initial public offering of Common Stock on June 13, 2007 (the "Conversion"). F4 · derivative.exercise_date: The Company's Series B Convertible Preferred Stock converted into Common Stock on a one-for-one basis, without consideration, immediately prior to the closing of the Company's initial public offering of Common Stock on June 13, 2007 (the "Conversion"). F4 · derivative.expiration_date: The Company's Series B Convertible Preferred Stock converted into Common Stock on a one-for-one basis, without consideration, immediately prior to the closing of the Company's initial public offering of Common Stock on June 13, 2007 (the "Conversion"). F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F5 · ownership.nature: Following the Conversion, the Reporting Persons no longer beneficially own the Company's Series B Convertible Preferred Stock. Read SEC document |
| June 13, 2007 Filed Jun 15, 2007 18:24 UTC | Edgio, Inc. LLNW · Entity 12169 | ConversionCommon Stock | 30,272,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-07-037248 · bpx73975_bpx26gsg4.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,272,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Company's Series B Convertible Preferred Stock converted into Common Stock on a one-for-one basis, without consideration, immediately prior to the closing of the Company's initial public offering of Common Stock on June 13, 2007 (the "Conversion"). F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of common stock, par value $0.001 per share (the "Common Stock") of Limelight Networks, Inc. (the "Company") by reason of direct ownership of Common Stock by the Funds. Affiliates of GS Group are the general partner, managing general partner or managing partner of the Funds. GS Group disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Goldman Sachs is a wholly owned subsidiary of GS Group. Goldman Sachs and GS Group each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F3 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| June 12, 2007 Filed Jun 26, 2007 20:35 UTC | Edgio, Inc. LLNW · Entity 12169 | SaleCommon Stock | 75 | $19.81 | $1,485.75 |
DisclosureSEC source: 0000769993-07-000808 · llnw420070608gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,272,493 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Limelight Networks, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F3 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's common stock, par value $0.001 per share (the "Common Stock") by reason of direct ownership of Common Stock by the Funds. Affiliates of GS Group are the general partner, managing general partner or managing partner of he Funds. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F4 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| June 08, 2007 Filed Jun 26, 2007 20:35 UTC | Edgio, Inc. LLNW · Entity 12169 | PurchaseCommon Stock | 75 | $22.50 | $1,687.50 |
DisclosureSEC source: 0000769993-07-000808 · llnw420070608gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · 10% owner GSCP V ADVISORS, LLC · CIK 0001359609 · 10% owner GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · 10% owner GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · 10% owner GS Capital Partners V Institutional L P · CIK 0001322225 · 10% owner GS ADVISORS V LLC · CIK 0001359614 · 10% owner GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · 10% owner GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 30,272,568 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs or an affiliate will remit appropriate profits, if any, to Limelight Networks, Inc. (the "Company"). The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Goldman Sachs is a wholly-owned subsidiary of GS Group. F3 · ownership.nature: GS Group and Goldman Sachs may be deemed to beneficially own indirectly, in the aggregate, 30,272,493 shares of the Company's common stock, par value $0.001 per share (the "Common Stock") by reason of direct ownership of Common Stock by the Funds. Affiliates of GS Group are the general partner, managing general partner or managing partner of he Funds. GS Group and Goldman Sachs each disclaims beneficial ownership of the shares of Common Stock owned by the Funds except to the extent of its pecuniary interest therein. F4 · ownership.nature: GS Capital beneficially owns directly and its general partner, GSCP Advisors, may be deemed to beneficially own indirectly 15,940,283 shares of Common Stock. GSCP Offshore beneficially owns directly and its general partner, GSCP Offshore Advisors, may be deemed to beneficially own indirectly 8,234,087 shares of Common Stock. GS Institutional beneficially owns directly and its general partner, GS Advisors, may be deemed to beneficially own indirectly 5,466,153 shares of Common Stock. GS Germany beneficially owns directly and its general partner, GS GmbH, may be deemed to beneficially own indirectly 631,970 shares of Common Stock. Read SEC document |
| January 10, 2007 Filed Feb 3, 2007 00:06 UTC | ARAMARK CORP/DE RMK · Entity 13592 | ConversionVariable Prepaid Forward (call equivalent) · Derivative | 108,599 | Not disclosed Strike: $25.55 | Not disclosed |
DisclosureSEC source: 0000769993-07-000150 · rmk412406011007gsg_ex.xml · derivative · entry 4 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 2 and 3 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 2 and 3 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 2 and 3 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 2 and 3 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 2 and 3 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 2 and 3 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 2 and 3 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 2 and 3 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 2 and 3 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 2 and 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · Not disclosed shares Expires 2007-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. F6 · price: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. F6 · derivative.underlying_shares: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. F4 · ownership.nature: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. F6 · ownership.nature: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. Read SEC document |
| January 10, 2007 Filed Feb 3, 2007 00:06 UTC | ARAMARK CORP/DE RMK · Entity 13592 | ConversionClass B Common Stock | 108,599 | $25.55 | $2,774,704.45 |
DisclosureSEC source: 0000769993-07-000150 · rmk412406011007gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 2 and 3 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 2 and 3 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 2 and 3 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 2 and 3 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 2 and 3 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 2 and 3 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 2 and 3 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 2 and 3 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 2 and 3 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 2 and 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,983,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: On January 10, 2007, GS received an aggregate of 108,599 shares of Class B Common Stock, in connection with the physical settlement of pre-paid variable share forward contracts GS entered into on December 4, 2002. Under the contracts, GS paid cash in the amount of $2,774,770.60 on the date the contracts were entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contracts. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: As a result of an agreement by a group of investors, which includes affiliates of GS Group and Goldman Sachs, to acquire all of the outstanding shares of Aramark Corporation (the "Company"), as disclosed by the Company on a Form 8-K filed with the Securities and Exchange Commission on May 1, 2006, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Class A Common Stock and Class B Common Stock of the Company. The acquisition of the Company closed on January 26, 2007. F3 · ownership.nature: This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Class A Common Stock or Class B Common Stock for any purpose, other than the securities reported in Tables I and II of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I and II except to the extent of its pecuniary interest therein, if any. F4 · ownership.nature: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| December 04, 2006 Filed Feb 3, 2007 00:06 UTC | ARAMARK CORP/DE RMK · Entity 13592 | ConversionVariable Prepaid Forward (call equivalent) · Derivative | 13,910 | Not disclosed Strike: $25.45 | Not disclosed |
DisclosureSEC source: 0000769993-07-000150 · rmk412406011007gsg_ex.xml · derivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 2 and 3 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 2 and 3 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 2 and 3 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 2 and 3 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 2 and 3 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 2 and 3 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 2 and 3 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 2 and 3 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 2 and 3 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 2 and 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · Not disclosed shares Expires 2006-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. F5 · price: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. F5 · derivative.underlying_shares: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. F4 · ownership.nature: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. F5 · ownership.nature: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. Read SEC document |
| December 04, 2006 Filed Feb 3, 2007 00:06 UTC | ARAMARK CORP/DE RMK · Entity 13592 | ConversionClass B Common Stock | 13,910 | $25.45 | $354,009.50 |
DisclosureSEC source: 0000769993-07-000150 · rmk412406011007gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 2 and 3 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 2 and 3 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 2 and 3 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 2 and 3 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 2 and 3 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 2 and 3 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 2 and 3 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 2 and 3 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 2 and 3 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 2 and 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,874,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: On December 4, 2006, GS received 13,910 shares of Class B Common Stock, in connection with the physical settlement of the pre-paid variable share forward contract GS entered into on December 4, 2002. Under the contract, GS paid cash in the amount of $354,000 on the date the contract was entered into, in exchange for the delivery of such shares, with the number of shares delivered calculated pursuant to a formula included in such forward contract. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & CO. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: As a result of an agreement by a group of investors, which includes affiliates of GS Group and Goldman Sachs, to acquire all of the outstanding shares of Aramark Corporation (the "Company"), as disclosed by the Company on a Form 8-K filed with the Securities and Exchange Commission on May 1, 2006, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Class A Common Stock and Class B Common Stock of the Company. The acquisition of the Company closed on January 26, 2007. F3 · ownership.nature: This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Class A Common Stock or Class B Common Stock for any purpose, other than the securities reported in Tables I and II of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I and II except to the extent of its pecuniary interest therein, if any. F4 · ownership.nature: The securities reported herein may be deemed to be beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group ("GS"). Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| November 17, 2006 Filed Nov 21, 2006 17:49 UTC | KINDER MORGAN INC KMI · Entity 13608 | SaleCommon Stock | 224 | $105.10 | $23,542.40 |
DisclosureSEC source: 0000769993-06-000909 · kmi40611061117gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 1, 2, 3 and 4 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 1, 2, 3 and 4 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 1, 2, 3 and 4 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 1, 2, 3 and 4 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 1, 2, 3 and 4 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,168 F6 · balance_after: Reflects changes due to transactions that were part of baskets that met the requirements for exemption as outlined by the Securities and Exchange Commission, and therefore not reported. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2 · ownership.nature: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4 · ownership.nature: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5 · ownership.nature: The securities reported herein as indirectly sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| November 03, 2006 Filed Nov 27, 2006 19:14 UTC | KINDER MORGAN INC KMI · Entity 13608 | SaleCommon Stock | 1,000 | $105.30 | $105,300.00 |
DisclosureSEC source: 0000769993-06-000913 · kmi4061103gsg_exex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 1, 2, 3 and 4 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 1, 2, 3 and 4 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 1, 2, 3 and 4 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 1, 2, 3 and 4 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 1, 2, 3 and 4 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,168 F6 · balance_after: Reflects changes due to transactions that were part of baskets that met the requirements for exemption as outlined by the Securities and Exchange Commission, and therefore not reported. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2 · ownership.nature: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4 · ownership.nature: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| November 03, 2006 Filed Nov 27, 2006 19:14 UTC | KINDER MORGAN INC KMI · Entity 13608 | PurchaseCommon Stock | 1,000 | $105.55 | $105,550.00 |
DisclosureSEC source: 0000769993-06-000913 · kmi4061103gsg_exex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 1, 2, 3 and 4 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 1, 2, 3 and 4 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 1, 2, 3 and 4 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 1, 2, 3 and 4 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 1, 2, 3 and 4 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,168 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2 · ownership.nature: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4 · ownership.nature: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5 · ownership.nature: The securities reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. GS Group may be deemed to beneficially own indirectly 10,168 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| October 17, 2006 Filed Oct 19, 2006 18:07 UTC | KINDER MORGAN INC KMI · Entity 13608 | SaleCommon Stock | 1,000 | $105.73 | $105,732.00 |
DisclosureSEC source: 0000769993-06-000884 · kmi4061017gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 1, 2, 3 and 4 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 1, 2, 3 and 4 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 1, 2, 3 and 4 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 1, 2, 3 and 4 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 1, 2, 3 and 4 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,365 F6 · balance_after: Reflects changes due to exempt transactions. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2 · ownership.nature: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4 · ownership.nature: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5 · ownership.nature: GS Group may be deemed to beneficially own indirectly 10,365 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| October 17, 2006 Filed Oct 19, 2006 18:07 UTC | KINDER MORGAN INC KMI · Entity 13608 | PurchaseCommon Stock | 1,000 | $105.78 | $105,781.00 |
DisclosureSEC source: 0000769993-06-000884 · kmi4061017gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 1, 2, 3 and 4 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 1, 2, 3 and 4 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 1, 2, 3 and 4 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 1, 2, 3 and 4 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 1, 2, 3 and 4 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 1, 2, 3 and 4 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 1, 2, 3 and 4 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,365 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Global Infrastructure Advisors 2006, L.L.C. ("GS Global Advisors"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany"), GS Capital Partners V Institutional, L.P. ("GS Institutional") and GS Global Infrastructure Partners I, L.P. ("GS Global Partners" and, together with GS Capital, GS Offshore and GS Germany and GS Institutional, the "Funds") (continued in next footnote). F2 · ownership.nature: (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH, GS Global Advisors and the Funds, collectively, the "Reporting Persons"). Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. F3 · ownership.nature: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F4 · ownership.nature: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F5 · ownership.nature: GS Group may be deemed to beneficially own indirectly 10,365 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| August 16, 2006 Filed Aug 18, 2006 20:46 UTC | KINDER MORGAN INC KMI · Entity 13608 | SaleCommon Stock | 4 | $101.35 | $405.40 |
DisclosureSEC source: 0000769993-06-000802 · kmi40608021114gsg_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 1, 2 and 3 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 1, 2 and 3 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 1, 2 and 3 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 1, 2 and 3 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 1, 2 and 3 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 1, 2 and 3 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 1, 2 and 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,423 F5 · balance_after: Reflects changes due to exempt transactions. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F3 · ownership.nature: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F4 · ownership.nature: The securities reported herein as purchased and sold may be deemed to have been beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. GS Group may be deemed to beneficially own indirectly 11,423 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| August 14, 2006 Filed Aug 18, 2006 20:46 UTC | KINDER MORGAN INC KMI · Entity 13608 | SaleCommon Stock | 100 | $100.90 | $10,090.00 |
DisclosureSEC source: 0000769993-06-000802 · kmi40608021114gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 1, 2 and 3 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 1, 2 and 3 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 1, 2 and 3 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 1, 2 and 3 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 1, 2 and 3 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 1, 2 and 3 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 1, 2 and 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,527 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F3 · ownership.nature: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F4 · ownership.nature: The securities reported herein as purchased and sold may be deemed to have been beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. GS Group may be deemed to beneficially own indirectly 11,423 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| August 11, 2006 Filed Aug 18, 2006 20:46 UTC | KINDER MORGAN INC KMI · Entity 13608 | PurchaseCommon Stock | 72 | $100.40 | $7,228.80 |
DisclosureSEC source: 0000769993-06-000802 · kmi40608021114gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · See footnotes 1, 2 and 3 GSCP V ADVISORS, LLC · CIK 0001359609 · See footnotes 1, 2 and 3 GSCP V OFFSHORE ADVISORS LLC · CIK 0001359610 · See footnotes 1, 2 and 3 GS ADVISORS V LLC · CIK 0001359614 · See footnotes 1, 2 and 3 GOLDMAN SACHS MANAGEMENT GP GMBH · CIK 0001232073 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V OFFSHORE FUND LP · CIK 0001359612 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V GmbH & CO KG · CIK 0001359670 · See footnotes 1, 2 and 3 GS Capital Partners V Institutional L P · CIK 0001322225 · See footnotes 1, 2 and 3 GS CAPITAL PARTNERS V FUND LP · CIK 0001359613 · See footnotes 1, 2 and 3 GOLDMAN SACHS & CO · CIK 0000769993 · See footnotes 1, 2 and 3 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,627 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP V Advisors, L.L.C. ("GSCP Advisors"), GSCP V Offshore Advisors, L.L.C. ("GSCP Offshore Advisors"), GS Advisors V, L.L.C. ("GS Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), GS Capital Partners V Fund, L.P. ("GS Capital"), GS Capital Partners V Offshore Fund, L.P. ("GS Offshore"), GS Capital Partners V GmbH & Co. KG ("GS Germany") and GS Capital Partners V Institutional, L.P. ("GS Institutional" and, together with GS Capital, GS Offshore and GS Germany, the "Funds") (GS Group, Goldman Sachs, GSCP Advisors, GSCP Offshore Advisors, GS Advisors, GS GmbH and the Funds, collectively, the "Reporting Persons"). F2 · ownership.nature: On May 28, 2006, Richard D. Kinder, the Chairman of the Board of Directors and Chief Executive Officer of Kinder Morgan, Inc. (the "Company"), together with GS Capital Partners and other investors (collectively, the "Investors"), delivered a letter to the Board of Directors of the Company in which it was proposed that Mr. Kinder and funds managed by the other investors would offer to acquire by merger all of the outstanding shares of the Company's common stock, par value $5 per share ("Common Stock"), other than any shares held by any of the Investors and shares held by members of the Company's senior management team that are to be invested in the transaction (the "Proposal"). Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing limited partner, or investment manager of the Funds. F3 · ownership.nature: As a result of the Proposal, the Reporting Persons, together with the other investors and certain of their affiliates, may be deemed to constitute a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, that beneficially owns more than 10% of the outstanding shares of Common Stock of the Company. This Form 4 shall not be deemed an admission that any Reporting Person is a beneficial owner of any shares of Common Stock for any purpose, other than the securities reported in Tables I of this Form 4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported in Table I except to the extent of its pecuniary interest therein, if any. F4 · ownership.nature: The securities reported herein as purchased and sold may be deemed to have been beneficially owned indirectly by GS Group by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. GS Group may be deemed to beneficially own indirectly 11,423 shares of Common Stock by reason of the direct ownership of such securities by Goldman Sachs or another direct or indirect wholly-owned subsidiary of GS Group. Goldman Sachs is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.