Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass, Inc.COMP · Entity 3646 | Chief Business Officer | December 09, 2022 | December 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass, Inc.
Report date December 09, 2022 · Filed December 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 456,497 |
Reported balance
After 2022-12-09 transaction · row 1
1 source rowRow 1 · 2022-12-09 · Exercise / conversion · Acquired 46,920 · Balance 456,497 |
| Stock Option (right to buy Class A Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2027-03-15 | Direct | 0 |
Reported balance
After 2022-12-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-09 · Exercise / conversion · Disposed 46,920 · Balance 0 F1: The options under this grant vested as to 25% of the total shares on January 1, 2017 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The options under this grant vested as to 25% of the total shares on January 1, 2017 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on January 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2021 Filed Dec 7, 2021 18:37 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 3,874 | $9.23 | $35,757.02 |
DisclosureSEC source: 0001209191-21-068411 · doc4.xml · nonDerivative · entry 2 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,361 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 18:37 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-068411 · doc4.xml · nonDerivative · entry 1 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 17:07 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 31,030 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001209191-21-067300 · doc4.xml · derivative · entry 4 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,970 Underlying: Class A Common Stock · 31,030 shares Expires 2024-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 17:07 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 95,970 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001209191-21-067300 · doc4.xml · derivative · entry 3 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 95,970 shares Expires 2024-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 17:07 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 127,000 | $9.27 | $1,177,290.00 |
DisclosureSEC source: 0001209191-21-067300 · doc4.xml · nonDerivative · entry 2 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,485 F1 · kind: Sale pursuant to a 10(b)5-1 plan adopted by the reporting person on September 7, 2021. F2 · price: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.03 to $9.51 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 17:07 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 127,000 | $0.80 | $101,600.00 |
DisclosureSEC source: 0001209191-21-067300 · doc4.xml · nonDerivative · entry 1 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:17 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-063155 · doc4.xml · derivative · entry 3 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,560 Underlying: Class A Common Stock · 6,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:17 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 3,879 | $12.91 | $50,077.89 |
DisclosureSEC source: 0001209191-21-063155 · doc4.xml · nonDerivative · entry 2 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,485 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 16:17 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 6,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-063155 · doc4.xml · nonDerivative · entry 1 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 18:37 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 141,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062241 · doc4.xml · derivative · entry 4 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,320 Underlying: Class A Common Stock · 141,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_price: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F4 · derivative.exercise_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 18:37 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062241 · doc4.xml · derivative · entry 3 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_price: The RSUs are fully vested. F3 · derivative.exercise_date: The RSUs are fully vested. F3 · derivative.expiration_date: The RSUs are fully vested. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 18:37 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 73,676 | $12.89 | $949,683.64 |
DisclosureSEC source: 0001209191-21-062241 · doc4.xml · nonDerivative · entry 2 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,604 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 18:37 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 144,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-062241 · doc4.xml · nonDerivative · entry 1 Lehman Robert S. · CIK 0001847370 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.