Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Agile Growth Corp.AGGR · Entity 115503 | Director | March 09, 2021 | March 09, 2021 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | Director | December 20, 2017 | March 23, 2018 |
| Gold Flora Corp.GRAMF · Entity 81409 | Director | June 01, 2022 | June 03, 2022 |
| INTEL CORPINTC · Entity 2799 | Director | January 17, 2009 | January 21, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Agile Growth Corp.
Report date March 09, 2021 · Filed March 09, 2021
This filing explicitly reported no securities owned.
CISCO SYSTEMS, INC.
Report date December 20, 2017 · Filed March 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-20 transaction · row 1
1 source rowRow 1 · 2017-12-20 · Gift · Disposed 7,638 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 60,026 |
Reported balance
After 2017-12-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-20 · Gift · Acquired 7,638 · Balance 60,026 F1: Shares held by the Carol Ann Bartz Trust. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 2,628 |
Reported balance
Holding disclosure · report date 2017-12-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,628 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the Carol Ann Bartz Trust.
Gold Flora Corp.
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 8,090 |
Reported balance
After 2022-06-01 transaction · row 1
1 source rowRow 1 · 2022-06-01 · Exercise / conversion · Acquired 505 · Balance 8,090 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,136 |
Reported balance
After 2022-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-01 · Exercise / conversion · Disposed 505 · Balance 12,136 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 742,619 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 742,619 F2: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest.
F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.
INTEL CORP
Report date January 17, 2009 · Filed January 21, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,231 |
Reported balance
After 2009-01-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-01-17 · Exercise / conversion · Acquired 1,231 · Balance 1,231 F1: Shares acquired on the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,464 |
Reported balance
After 2009-01-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2009-01-17 · Exercise / conversion · Disposed 1,231 · Balance 2,464 F2: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 6,766 |
Reported balance
Holding disclosure · report date 2009-01-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,766 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on the vesting of restricted stock units.
F2: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
F3: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
F4: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2013 Filed Sep 11, 2013 20:48 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 20,000 | $23.92 | $478,428.00 |
DisclosureSEC source: 0001140361-13-035644 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,590 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.9204 to $23.925. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:48 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 20,000 | $19.52 | $390,400.00 |
DisclosureSEC source: 0001140361-13-035644 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2012 Filed Mar 7, 2013 23:35 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 14,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-011376 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 198,306 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| December 07, 2012 Filed Mar 7, 2013 23:35 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 14,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-011376 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,590 Read SEC document |
| November 15, 2012 Filed Nov 20, 2012 01:21 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 4,180 | $17.94 | $74,994.63 |
DisclosureSEC source: 0001140361-12-048126 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,770 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 15, 2012 Filed Nov 20, 2012 01:21 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 10,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-048126 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,590 F1 · shares: Represents a restricted stock unit award covering shares which will fully vest upon the completion of one year of board service measured from November 15, 2012. Read SEC document |
| December 09, 2011 Filed Jun 13, 2012 22:18 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 13,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-029843 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 184,126 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| December 09, 2011 Filed Jun 13, 2012 22:18 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 13,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-029843 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 07, 2011 Filed Dec 9, 2011 21:35 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 3,949 | $18.99 | $74,991.51 |
DisclosureSEC source: 0001140361-11-056897 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,949 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| December 07, 2011 Filed Dec 9, 2011 21:35 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-056897 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents a restricted stock unit award covering 10,000 shares, which shares will fully vest upon the completion of one year of board service measured from December 7, 2011. Read SEC document |
| November 10, 2011 Filed Nov 15, 2011 22:45 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $13.66 | $0.00 |
DisclosureSEC source: 0001140361-11-053763 · doc1.xml · derivative · entry 5 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2011-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vested in two successive equal annual installments upon the reporting person's completion of each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from the date of the option grant of 11/19/2002. Read SEC document |
| November 10, 2011 Filed Nov 15, 2011 22:45 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-053763 · doc1.xml · nonDerivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,177 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| November 10, 2011 Filed Nov 15, 2011 22:45 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-053763 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 10, 2011 Filed Nov 15, 2011 22:45 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 15,000 | $13.66 | $204,900.00 |
DisclosureSEC source: 0001140361-11-053763 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2011 Filed Jul 5, 2011 21:12 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035541 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 155,177 F4 · kind: Represents a charitable donation of the shares received. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. F3 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 21:12 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | OtherCommon Stock | 293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-11-035541 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 155,470 F1 · kind: Represents a pro rata distribution from a venture fund of which the Reporting Person is a Limited Partner and in which the Reporting Person does not have or share investment control over the partnership's portfolio. The venture fund received the shares of the Issuer upon release from escrow in connection with the Issuer's prior acquisition of one of the venture fund's portfolio companies. The shares received were donated to a charity. F2 · price: Not applicable. The closing price of the Issuer's shares on June 29, 2011, the last trading day prior to the distribution, was $15.34. F3 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| November 22, 2010 Filed Feb 26, 2011 00:35 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 13,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-012393 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 155,177 F1 · ownership.nature: Carol Ann Bartz Trust. Read SEC document |
| November 22, 2010 Filed Feb 26, 2011 00:35 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 13,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-11-012393 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 18, 2010 Filed Nov 20, 2010 01:40 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 3,824 | $19.61 | $74,988.64 |
DisclosureSEC source: 0001140361-10-046703 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,824 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 18, 2010 Filed Nov 20, 2010 01:40 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-10-046703 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents a restricted stock unit award covering 10,000 shares, which shares will fully vest upon the completion of one year of board service measured from November 18, 2010. Read SEC document |
| August 16, 2010 Filed Aug 16, 2010 23:02 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $19.58 | $0.00 |
DisclosureSEC source: 0001140361-10-033858 · doc1.xml · derivative · entry 5 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2010-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vested in two successive equal annual installments upon the reporting person's completion of each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from the date of the option grant of 11/13/2001. Read SEC document |
| August 16, 2010 Filed Aug 16, 2010 23:02 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-10-033858 · doc1.xml · nonDerivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 141,353 F1 · ownership.nature: Carol Ann Bartz Trust. Read SEC document |
| August 16, 2010 Filed Aug 16, 2010 23:02 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-10-033858 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| August 16, 2010 Filed Aug 16, 2010 23:02 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 15,000 | $19.58 | $293,700.00 |
DisclosureSEC source: 0001140361-10-033858 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2009 Filed Feb 10, 2010 22:00 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 13,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-10-005404 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,353 F1 · ownership.nature: Carol Ann Bartz Trust. Read SEC document |
| November 16, 2009 Filed Feb 10, 2010 22:00 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 13,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-10-005404 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 12, 2009 Filed Nov 17, 2009 01:46 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 3,205 | $23.40 | $74,997.00 |
DisclosureSEC source: 0001140361-09-026445 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,205 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 12, 2009 Filed Nov 17, 2009 01:46 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-09-026445 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents a restricted stock unit award covering 10,000 shares, which shares will fully vest upon the completion of one year of board service measured from November 12, 2009. Read SEC document |
| June 15, 2009 Filed Jun 16, 2009 21:12 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 3,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005477-09-002985 · edgar123.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 113,148 F4 · kind: Represents a charitable donation of the shares received. F2 · price: Not applicable. The closing price of the Issuer's shares on June 11, 2009, the last trading day prior to the distribution, was $20.10. F3 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| June 12, 2009 Filed Jun 16, 2009 21:12 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | OtherCommon Stock | 3,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005477-09-002985 · edgar123.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 116,201 F1 · kind: Represents a pro rata distribution from a venture fund of which the Reporting Person is a Limited Partner and in which the Reporting Person does not have or share investment control over the partnership's portfolio. The venture fund received shares of the Issuer in connection with the Issuer's acquisition of one of the venture fund's portfolio companies. The shares received were donated to a charity. F2 · price: Not applicable. The closing price of the Issuer's shares on June 11, 2009, the last trading day prior to the distribution, was $20.10. F3 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| January 17, 2009 Filed Jan 21, 2009 21:26 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 1,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-001458 · form4.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464 Underlying: Common Stock · 1,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4 · balance_after: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock. Read SEC document |
| January 17, 2009 Filed Jan 21, 2009 21:26 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 1,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-001458 · form4.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 17, 2008 Filed Jun 5, 2009 21:00 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 9,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-09-002603 · edgar123.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 113,148 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| November 17, 2008 Filed Jun 5, 2009 21:00 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 9,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-09-002603 · edgar123.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 13, 2008 Filed Nov 15, 2008 01:23 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 4,345 | $17.26 | $74,994.70 |
DisclosureSEC source: 0001005477-08-006400 · edgar123.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,345 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 13, 2008 Filed Nov 15, 2008 01:23 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-08-006400 · edgar123.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Represents a restricted stock unit award covering 10,000 shares, which shares will fully vest upon the completion of one year of board service measured from November 13, 2008. Read SEC document |
| July 17, 2008 Filed Jul 21, 2008 16:57 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 2,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000257 · edgar.xml · derivative · entry 4 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370 Underlying: COM.STK · 2,225 shares Expires 2011-07-17 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 17, 2008 Filed Jul 21, 2008 16:57 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 2,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000257 · edgar.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,145 Underlying: COM.STK · 2,225 shares Expires 2010-07-17 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| July 17, 2008 Filed Jul 21, 2008 16:57 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 2,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000257 · edgar.xml · derivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,920 Underlying: COM.STK · 2,225 shares Expires 2009-07-17 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 17, 2008 Filed Jan 18, 2008 17:22 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 1,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000041 · edgar.xml · derivative · entry 4 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695 Underlying: COM.STK · 1,232 shares Expires 2011-01-17 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 17, 2008 Filed Jan 18, 2008 17:22 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 1,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000041 · edgar.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,463 Underlying: COM.STK · 1,232 shares Expires 2010-01-17 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 17, 2008 Filed Jan 18, 2008 17:22 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 1,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-08-000041 · edgar.xml · derivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231 Underlying: COM.STK · 1,231 shares Expires 2009-01-17 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| November 16, 2007 Filed Jun 13, 2008 20:54 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 7,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-08-004110 · edgar123.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,803 F1 · ownership.nature: Carol Ann Bartz Trust. Read SEC document |
| November 16, 2007 Filed Jun 13, 2008 20:54 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 7,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-08-004110 · edgar123.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:56 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0001005477-07-009708 · edgar123.xml · derivative · entry 5 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2016-11-15 F4 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion of each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2007. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:56 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 2,559 | $29.30 | $74,978.70 |
DisclosureSEC source: 0001005477-07-009708 · edgar123.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,559 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 15, 2007 Filed Nov 19, 2007 22:56 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-07-009708 · edgar123.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents 5,000 shares of restricted stock which shares will fully vest upon the completion of one year of board service measured from November 15, 2007. Read SEC document |
| November 21, 2006 Filed Dec 1, 2006 23:25 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 704 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-06-005761 · edgar123.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 96,244 F1 · ownership.nature: Carol Ann Bartz Trust. Read SEC document |
| November 21, 2006 Filed Dec 1, 2006 23:25 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 704 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-06-005761 · edgar123.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 15, 2006 Filed Nov 17, 2006 02:20 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $26.60 | $0.00 |
DisclosureSEC source: 0001005477-06-005488 · edgar123.xml · derivative · entry 5 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2015-11-15 F4 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion of each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.