Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Agile Growth Corp.AGGR · Entity 115503 | Director | March 09, 2021 | March 09, 2021 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | Director | December 20, 2017 | March 23, 2018 |
| Gold Flora Corp.GRAMF · Entity 81409 | Director | June 01, 2022 | June 03, 2022 |
| INTEL CORPINTC · Entity 2799 | Director | January 17, 2009 | January 21, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Agile Growth Corp.
Report date March 09, 2021 · Filed March 09, 2021
This filing explicitly reported no securities owned.
CISCO SYSTEMS, INC.
Report date December 20, 2017 · Filed March 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-20 transaction · row 1
1 source rowRow 1 · 2017-12-20 · Gift · Disposed 7,638 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 60,026 |
Reported balance
After 2017-12-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-20 · Gift · Acquired 7,638 · Balance 60,026 F1: Shares held by the Carol Ann Bartz Trust. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 2,628 |
Reported balance
Holding disclosure · report date 2017-12-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,628 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the Carol Ann Bartz Trust.
Gold Flora Corp.
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 8,090 |
Reported balance
After 2022-06-01 transaction · row 1
1 source rowRow 1 · 2022-06-01 · Exercise / conversion · Acquired 505 · Balance 8,090 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,136 |
Reported balance
After 2022-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-01 · Exercise / conversion · Disposed 505 · Balance 12,136 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 742,619 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 742,619 F2: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest.
F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.
INTEL CORP
Report date January 17, 2009 · Filed January 21, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,231 |
Reported balance
After 2009-01-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-01-17 · Exercise / conversion · Acquired 1,231 · Balance 1,231 F1: Shares acquired on the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,464 |
Reported balance
After 2009-01-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2009-01-17 · Exercise / conversion · Disposed 1,231 · Balance 2,464 F2: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 6,766 |
Reported balance
Holding disclosure · report date 2009-01-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,766 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on the vesting of restricted stock units.
F2: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
F3: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.
F4: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 3, 2022 16:04 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020928 · doc4.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,136 Underlying: Common Shares · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:04 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-020928 · doc4.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| May 02, 2022 Filed May 2, 2022 19:50 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016189 · doc4.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,641 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| May 02, 2022 Filed May 2, 2022 19:50 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016189 · doc4.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:14 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-013434 · doc4.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,147 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:14 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-013434 · doc4.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 18:30 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008678 · doc4.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,653 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 18:30 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-008678 · doc4.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 19:13 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004231 · doc4.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,158 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 19:13 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004231 · doc4.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:07 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantCommon Shares | 5,606 | $10.00 | $56,060.00 |
DisclosureSEC source: 0000899243-22-002562 · doc4.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 742,619 F1 · shares: These shares were issued pursuant to the terms of the agreement (the "Caliva Acquisition Agreement") pursuant to which the Issuer acquired CMG Partners, Inc. ("Caliva") in connection with the forgiveness of certain Paycheck Protection Program loans made to Caliva prior to the Issuer's acquisition of Caliva. Pursuant to terms of the Caliva Acquistion Agreement, the Common Shares are valued at $10 per share. F1 · price: These shares were issued pursuant to the terms of the agreement (the "Caliva Acquisition Agreement") pursuant to which the Issuer acquired CMG Partners, Inc. ("Caliva") in connection with the forgiveness of certain Paycheck Protection Program loans made to Caliva prior to the Issuer's acquisition of Caliva. Pursuant to terms of the Caliva Acquistion Agreement, the Common Shares are valued at $10 per share. F2 · ownership.nature: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 21:13 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000652 · doc4.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,664 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 21:13 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-000652 · doc4.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:05 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 5,056 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046808 · doc4.xml · derivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,170 Underlying: Common Shares · 5,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:05 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 5,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-046808 · doc4.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| December 20, 2017 Filed Mar 23, 2018 20:51 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 7,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-014815 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,026 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| December 20, 2017 Filed Mar 23, 2018 20:51 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 7,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-014815 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:03 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 200,000 | $37.93 | $7,586,680.00 |
DisclosureSEC source: 0001140361-17-046544 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,388 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 22:30 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 1,975 | $37.96 | $74,971.00 |
DisclosureSEC source: 0001140361-17-046086 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,638 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 22:30 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 5,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-046086 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,663 F1 · shares: Represents a stock award which is fully vested on the date of grant. Read SEC document |
| December 27, 2016 Filed May 26, 2017 21:14 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 17,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022590 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 252,388 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| December 27, 2016 Filed May 26, 2017 21:14 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 17,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022590 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 21:53 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 2,485 | $30.17 | $74,972.45 |
DisclosureSEC source: 0001140361-16-089686 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,715 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 21:53 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 7,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089686 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,230 F1 · shares: Represents a stock award which is fully vested on the date of grant. Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 22:44 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0001140361-16-078009 · doc1.xml · derivative · entry 6 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2016-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is immediately exercisable. Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 22:44 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 15,000 | $31.25 | $468,784.50 |
DisclosureSEC source: 0001140361-16-078009 · doc1.xml · nonDerivative · entry 4 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 234,673 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $31.2501 to $31.26. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 22:44 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-078009 · doc1.xml · nonDerivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 249,673 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 22:44 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-078009 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,104 Read SEC document |
| August 25, 2016 Filed Aug 26, 2016 22:44 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 15,000 | $29.30 | $439,500.00 |
DisclosureSEC source: 0001140361-16-078009 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2015 Filed Mar 15, 2016 22:25 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 10,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-057893 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 234,673 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| December 08, 2015 Filed Mar 15, 2016 22:25 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 10,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-057893 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,104 Read SEC document |
| November 19, 2015 Filed Nov 24, 2015 00:23 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 2,740 | $27.37 | $74,993.80 |
DisclosureSEC source: 0001140361-15-042648 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,713 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 19, 2015 Filed Nov 24, 2015 00:23 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 8,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-15-042648 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,973 F1 · shares: Represents a restricted stock unit award covering shares which will fully vest upon the completion of one year of board service measured from November 19, 2015. Read SEC document |
| August 19, 2015 Filed Aug 21, 2015 20:24 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $26.60 | $0.00 |
DisclosureSEC source: 0001140361-15-033100 · doc1.xml · derivative · entry 6 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2015-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is immediately exercisable. Read SEC document |
| August 19, 2015 Filed Aug 21, 2015 20:24 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 15,000 | $27.75 | $416,320.50 |
DisclosureSEC source: 0001140361-15-033100 · doc1.xml · nonDerivative · entry 4 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 224,064 F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.751 to $27.7615. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| August 19, 2015 Filed Aug 21, 2015 20:24 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-15-033100 · doc1.xml · nonDerivative · entry 3 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 239,064 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| August 19, 2015 Filed Aug 21, 2015 20:24 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-15-033100 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,869 Read SEC document |
| August 19, 2015 Filed Aug 21, 2015 20:24 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 15,000 | $26.60 | $399,000.00 |
DisclosureSEC source: 0001140361-15-033100 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2014 Filed Mar 17, 2015 00:07 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 11,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-15-012063 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 224,064 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| December 01, 2014 Filed Mar 17, 2015 00:07 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 11,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-15-012063 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,869 Read SEC document |
| November 20, 2014 Filed Nov 25, 2014 00:09 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 2,797 | $26.81 | $74,987.57 |
DisclosureSEC source: 0001140361-14-043300 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,536 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 20, 2014 Filed Nov 25, 2014 00:09 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 7,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-14-043300 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,739 F1 · shares: Represents a restricted stock unit award covering shares which will fully vest upon the completion of one year of board service measured from November 20, 2014. Read SEC document |
| June 18, 2014 Filed Jun 20, 2014 22:40 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $17.27 | $0.00 |
DisclosureSEC source: 0001140361-14-026323 · doc1.xml · derivative · entry 5 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2014-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is immediately exercisable. Read SEC document |
| June 18, 2014 Filed Jun 20, 2014 22:40 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 20,000 | $24.56 | $491,220.00 |
DisclosureSEC source: 0001140361-14-026323 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,870 F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.56 to $24.565. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 18, 2014 Filed Jun 20, 2014 22:40 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 20,000 | $17.27 | $345,400.00 |
DisclosureSEC source: 0001140361-14-026323 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2013 Filed Mar 14, 2014 23:44 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 14,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-14-012836 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 212,397 F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust. Read SEC document |
| November 25, 2013 Filed Mar 14, 2014 23:44 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 14,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-14-012836 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,870 Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:04 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 3,501 | $21.42 | $74,991.42 |
DisclosureSEC source: 0001140361-13-043846 · doc1.xml · nonDerivative · entry 2 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,961 F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 19, 2013 Filed Nov 21, 2013 23:04 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 8,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-043846 · doc1.xml · nonDerivative · entry 1 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,460 F1 · shares: Represents a restricted stock unit award covering shares which will fully vest upon the completion of one year of board service measured from November 19, 2013. Read SEC document |
| September 09, 2013 Filed Sep 11, 2013 20:48 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $19.52 | $0.00 |
DisclosureSEC source: 0001140361-13-035644 · doc1.xml · derivative · entry 5 BARTZ CAROL · CIK 0001197640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.