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BARTZ CAROL

Disclosed activity across 4 companies

Tapewire entity
12165
SEC CIK
0001197640

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Agile Growth Corp.AGGR · Entity 115503DirectorMarch 09, 2021March 09, 2021
CISCO SYSTEMS, INC.CSCO · Entity 2802DirectorDecember 20, 2017March 23, 2018
Gold Flora Corp.GRAMF · Entity 81409DirectorJune 01, 2022June 03, 2022
INTEL CORPINTC · Entity 2799DirectorJanuary 17, 2009January 21, 2009

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Agile Growth Corp.

Report date March 09, 2021 · Filed March 09, 2021

This filing explicitly reported no securities owned.

CISCO SYSTEMS, INC.

Report date December 20, 2017 · Filed March 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-20 transaction · row 1
1 source row

Row 1 · 2017-12-20 · Gift · Disposed 7,638 · Balance 0

Common StockSEC Table I · non-derivativeIndirectby Trust60,026 Reported balance After 2017-12-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-20 · Gift · Acquired 7,638 · Balance 60,026

F1: Shares held by the Carol Ann Bartz Trust.

Common StockSEC Table I · non-derivativeIndirectby Spouse2,628 Reported balance Holding disclosure · report date 2017-12-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,628

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by the Carol Ann Bartz Trust.

Gold Flora Corp.

Report date June 01, 2022 · Filed June 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect8,090 Reported balance After 2022-06-01 transaction · row 1
1 source row

Row 1 · 2022-06-01 · Exercise / conversion · Acquired 505 · Balance 8,090

F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,136 Reported balance After 2022-06-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-01 · Exercise / conversion · Disposed 505 · Balance 12,136

F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Common SharesSEC Table I · non-derivativeIndirectSee Footnote742,619 Reported balance Holding disclosure · report date 2022-06-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 742,619

F2: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F2: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest.

F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

INTEL CORP

Report date January 17, 2009 · Filed January 21, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,231 Reported balance After 2009-01-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2009-01-17 · Exercise / conversion · Acquired 1,231 · Balance 1,231

F1: Shares acquired on the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,464 Reported balance After 2009-01-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2009-01-17 · Exercise / conversion · Disposed 1,231 · Balance 2,464

F2: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F3: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F4: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust6,766 Reported balance Holding disclosure · report date 2009-01-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,766

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired on the vesting of restricted stock units.

F2: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F3: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F4: Column 9 reports the number of shares underlying the RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held an aggregate of RSUs of 9,139 shares of Intel common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 3, 2022 16:04 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020928 · doc4.xml · derivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,136

Underlying: Common Shares · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:04 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionCommon Shares 505 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-020928 · doc4.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Read SEC document
May 02, 2022 Filed May 2, 2022 19:50 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-016189 · doc4.xml · derivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,641

Underlying: Common Shares · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Read SEC document
May 02, 2022 Filed May 2, 2022 19:50 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionCommon Shares 506 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-016189 · doc4.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 18:14 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013434 · doc4.xml · derivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,147

Underlying: Common Shares · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 18:14 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionCommon Shares 506 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-013434 · doc4.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 18:30 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008678 · doc4.xml · derivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,653

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Read SEC document
March 01, 2022 Filed Mar 2, 2022 18:30 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionCommon Shares 505 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-008678 · doc4.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 19:13 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-004231 · doc4.xml · derivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,158

Underlying: Common Shares · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 19:13 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionCommon Shares 506 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-004231 · doc4.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:07 UTC Gold Flora Corp. GRAMF · Entity 81409 GrantCommon Shares 5,606 $10.00 $56,060.00
Disclosure

SEC source: 0000899243-22-002562 · doc4.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 742,619

F1 · shares: These shares were issued pursuant to the terms of the agreement (the "Caliva Acquisition Agreement") pursuant to which the Issuer acquired CMG Partners, Inc. ("Caliva") in connection with the forgiveness of certain Paycheck Protection Program loans made to Caliva prior to the Issuer's acquisition of Caliva. Pursuant to terms of the Caliva Acquistion Agreement, the Common Shares are valued at $10 per share.

F1 · price: These shares were issued pursuant to the terms of the agreement (the "Caliva Acquisition Agreement") pursuant to which the Issuer acquired CMG Partners, Inc. ("Caliva") in connection with the forgiveness of certain Paycheck Protection Program loans made to Caliva prior to the Issuer's acquisition of Caliva. Pursuant to terms of the Caliva Acquistion Agreement, the Common Shares are valued at $10 per share.

F2 · ownership.nature: Consists of 503,920 Common Shares held by the Layne Alice Marr Family Heritage Trust, 201,331 Common Shares held by Sammy/Holly Partners LP 25,166 Common Shares held by the William George Marr Trust 10/15/1990 and 12,202 Common Shares held by the Carol Ann Bartz Trust u/a/d 10/14/87. Ms. Bartz disclaims beneficial ownership over all of the shares held by these entities, except to the extent of her pecuniary interest.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:13 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-000652 · doc4.xml · derivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,664

Underlying: Common Shares · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:13 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionCommon Shares 506 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-000652 · doc4.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:05 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionRestricted Stock Units · Derivative 5,056 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046808 · doc4.xml · derivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,170

Underlying: Common Shares · 5,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:05 UTC Gold Flora Corp. GRAMF · Entity 81409 Exercise / conversionCommon Shares 5,056 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-046808 · doc4.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.

Read SEC document
December 20, 2017 Filed Mar 23, 2018 20:51 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 7,638 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014815 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 60,026

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
December 20, 2017 Filed Mar 23, 2018 20:51 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 7,638 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-014815 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 14, 2017 Filed Dec 18, 2017 22:03 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 200,000 $37.93 $7,586,680.00
Disclosure

SEC source: 0001140361-17-046544 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 52,388

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:30 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 1,975 $37.96 $74,971.00
Disclosure

SEC source: 0001140361-17-046086 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,638

F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:30 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 5,663 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-046086 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,663

F1 · shares: Represents a stock award which is fully vested on the date of grant.

Read SEC document
December 27, 2016 Filed May 26, 2017 21:14 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 17,715 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022590 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 252,388

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
December 27, 2016 Filed May 26, 2017 21:14 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 17,715 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022590 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:53 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 2,485 $30.17 $74,972.45
Disclosure

SEC source: 0001140361-16-089686 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,715

F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:53 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 7,126 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089686 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,230

F1 · shares: Represents a stock award which is fully vested on the date of grant.

Read SEC document
August 25, 2016 Filed Aug 26, 2016 22:44 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0001140361-16-078009 · doc1.xml · derivative · entry 6

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2016-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is immediately exercisable.

Read SEC document
August 25, 2016 Filed Aug 26, 2016 22:44 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 15,000 $31.25 $468,784.50
Disclosure

SEC source: 0001140361-16-078009 · doc1.xml · nonDerivative · entry 4

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 234,673

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $31.2501 to $31.26. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
August 25, 2016 Filed Aug 26, 2016 22:44 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-078009 · doc1.xml · nonDerivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 249,673

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

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August 25, 2016 Filed Aug 26, 2016 22:44 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-078009 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,104

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August 25, 2016 Filed Aug 26, 2016 22:44 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionCommon Stock 15,000 $29.30 $439,500.00
Disclosure

SEC source: 0001140361-16-078009 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 08, 2015 Filed Mar 15, 2016 22:25 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 10,609 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-057893 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 234,673

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
December 08, 2015 Filed Mar 15, 2016 22:25 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 10,609 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-057893 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,104

Read SEC document
November 19, 2015 Filed Nov 24, 2015 00:23 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 2,740 $27.37 $74,993.80
Disclosure

SEC source: 0001140361-15-042648 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,713

F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer.

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November 19, 2015 Filed Nov 24, 2015 00:23 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 8,104 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-042648 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,973

F1 · shares: Represents a restricted stock unit award covering shares which will fully vest upon the completion of one year of board service measured from November 19, 2015.

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August 19, 2015 Filed Aug 21, 2015 20:24 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $26.60 $0.00
Disclosure

SEC source: 0001140361-15-033100 · doc1.xml · derivative · entry 6

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2015-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is immediately exercisable.

Read SEC document
August 19, 2015 Filed Aug 21, 2015 20:24 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 15,000 $27.75 $416,320.50
Disclosure

SEC source: 0001140361-15-033100 · doc1.xml · nonDerivative · entry 4

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 224,064

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $27.751 to $27.7615. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
August 19, 2015 Filed Aug 21, 2015 20:24 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-033100 · doc1.xml · nonDerivative · entry 3

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 239,064

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
August 19, 2015 Filed Aug 21, 2015 20:24 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-033100 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,869

Read SEC document
August 19, 2015 Filed Aug 21, 2015 20:24 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionCommon Stock 15,000 $26.60 $399,000.00
Disclosure

SEC source: 0001140361-15-033100 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2014 Filed Mar 17, 2015 00:07 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-012063 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 224,064

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
December 01, 2014 Filed Mar 17, 2015 00:07 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-012063 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,869

Read SEC document
November 20, 2014 Filed Nov 25, 2014 00:09 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 2,797 $26.81 $74,987.57
Disclosure

SEC source: 0001140361-14-043300 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,536

F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer.

Read SEC document
November 20, 2014 Filed Nov 25, 2014 00:09 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 7,869 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-043300 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,739

F1 · shares: Represents a restricted stock unit award covering shares which will fully vest upon the completion of one year of board service measured from November 20, 2014.

Read SEC document
June 18, 2014 Filed Jun 20, 2014 22:40 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $17.27 $0.00
Disclosure

SEC source: 0001140361-14-026323 · doc1.xml · derivative · entry 5

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2014-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is immediately exercisable.

Read SEC document
June 18, 2014 Filed Jun 20, 2014 22:40 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 20,000 $24.56 $491,220.00
Disclosure

SEC source: 0001140361-14-026323 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.56 to $24.565. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 18, 2014 Filed Jun 20, 2014 22:40 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionCommon Stock 20,000 $17.27 $345,400.00
Disclosure

SEC source: 0001140361-14-026323 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2013 Filed Mar 14, 2014 23:44 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 14,091 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-012836 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 212,397

F1 · ownership.nature: Shares held by the Carol Ann Bartz Trust.

Read SEC document
November 25, 2013 Filed Mar 14, 2014 23:44 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GiftCommon Stock 14,091 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-012836 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870

Read SEC document
November 19, 2013 Filed Nov 21, 2013 23:04 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 3,501 $21.42 $74,991.42
Disclosure

SEC source: 0001140361-13-043846 · doc1.xml · nonDerivative · entry 2

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,961

F2 · shares: Shares were acquired in lieu of the director's regular annual cash retainer.

Read SEC document
November 19, 2013 Filed Nov 21, 2013 23:04 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 8,870 $0.00 $0.00
Disclosure

SEC source: 0001140361-13-043846 · doc1.xml · nonDerivative · entry 1

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,460

F1 · shares: Represents a restricted stock unit award covering shares which will fully vest upon the completion of one year of board service measured from November 19, 2013.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:48 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $19.52 $0.00
Disclosure

SEC source: 0001140361-13-035644 · doc1.xml · derivative · entry 5

BARTZ CAROL · CIK 0001197640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2013-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is immediately exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.