Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rithm Property Trust Inc.AJX · Entity 6782 | Director · CHIEF EXECUTIVE OFFICER | December 14, 2022 | December 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rithm Property Trust Inc.
Report date December 14, 2022 · Filed December 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Gregory Funding LLC | 0 |
Reported balance
After 2022-12-14 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2022-12-14 · Other · Disposed 361,912 · Balance 0 F2: As was previously publicly disclosed, on December 9, 2021, Gregory Funding LLC ("Gregory") issued a promissory note to Great Ajax Corp. ("Great Ajax") under which Gregory was given the opportunity to borrow up to $3.5 million on a revolving line of credit from Great Ajax with interest accruing at 7.2% annually. On December 14, 2022, Gregory and Great Ajax agreed to exchange 361,912 shares of Great Ajax held by Gregory for a reduction in the amount of outstanding debt owed under the promissory note based upon the volume-weighted average price of the shares as reported during the ten trading day period preceding the date of the exchange. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 133,434 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 133,434 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Thetis Asset Management LLC | 127,315 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 127,315 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Flanders Street Credit Partners I., L.P. | 16,061 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16,061 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Aspen Uranus LLC | 69,184 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 69,184 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy wife | 73 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 73 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy son | 73 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 73 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy AIM Capital | 1,088 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,088 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectRPM Capital LLC | 4,742 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 4,742 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy wife through RAD Children's Trust | 544 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 544 |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Aspen Yo LLC | 127,730 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 127,730 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. F2: As was previously publicly disclosed, on December 9, 2021, Gregory Funding LLC ("Gregory") issued a promissory note to Great Ajax Corp. ("Great Ajax") under which Gregory was given the opportunity to borrow up to $3.5 million on a revolving line of credit from Great Ajax with interest accruing at 7.2% annually. On December 14, 2022, Gregory and Great Ajax agreed to exchange 361,912 shares of Great Ajax held by Gregory for a reduction in the amount of outstanding debt owed under the promissory note based upon the volume-weighted average price of the shares as reported during the ten trading day period preceding the date of the exchange. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. F3: Includes 127,315 shares held by Thetis Asset Management LLC, and 415 shares held by Aspen Yo LLC reported herein. Total is net of distributions of 122,380 shares; this includes 471 shares distributed to Aspen Uranus LLC, 182 shares distributed to AIM Capital, 794 shares distributed to RPM Capital LLC, 92 shares distributed to RAD Children's Trust, 1,478 shares distributed to Mendelsohn Family Limited Partnership, and 119,363 shares distributed to entities not controlled by Mr. Mendelsohn. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Mendelsohn Family Limited Partnership | 14,953 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 14,953 F4: Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership. |
| 7.25% Convertible Notes due 2024SEC Table II · derivative / convertible security · Conversion / exercise price $14.36 · Expires 2024-04-30 | IndirectBy Aspen Uranus LLC | 8,000 |
Reported balance
Holding disclosure · report date 2022-12-14 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 8,000 F5: The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7405 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $14.36 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. F6: Calculated based on the conversion rate of 1.7405 shares of the Issuer's common stock per $25.00 principal amount of Notes. F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
F2: As was previously publicly disclosed, on December 9, 2021, Gregory Funding LLC ("Gregory") issued a promissory note to Great Ajax Corp. ("Great Ajax") under which Gregory was given the opportunity to borrow up to $3.5 million on a revolving line of credit from Great Ajax with interest accruing at 7.2% annually. On December 14, 2022, Gregory and Great Ajax agreed to exchange 361,912 shares of Great Ajax held by Gregory for a reduction in the amount of outstanding debt owed under the promissory note based upon the volume-weighted average price of the shares as reported during the ten trading day period preceding the date of the exchange. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
F3: Includes 127,315 shares held by Thetis Asset Management LLC, and 415 shares held by Aspen Yo LLC reported herein. Total is net of distributions of 122,380 shares; this includes 471 shares distributed to Aspen Uranus LLC, 182 shares distributed to AIM Capital, 794 shares distributed to RPM Capital LLC, 92 shares distributed to RAD Children's Trust, 1,478 shares distributed to Mendelsohn Family Limited Partnership, and 119,363 shares distributed to entities not controlled by Mr. Mendelsohn.
F4: Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership.
F5: The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7405 shares of the Issuer's common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $14.36 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
F6: Calculated based on the conversion rate of 1.7405 shares of the Issuer's common stock per $25.00 principal amount of Notes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2022 Filed Dec 15, 2022 17:27 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | OtherCommon Stock, par value $0.01 per share | 361,912 | $7.67 | $2,775,865.04 |
DisclosureSEC source: 0001628280-22-032027 · wf-form4_167114319587517.xml · nonDerivative · entry 7 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Gregory Funding LLC Disclosed balance after: 0 F2 · shares: As was previously publicly disclosed, on December 9, 2021, Gregory Funding LLC ("Gregory") issued a promissory note to Great Ajax Corp. ("Great Ajax") under which Gregory was given the opportunity to borrow up to $3.5 million on a revolving line of credit from Great Ajax with interest accruing at 7.2% annually. On December 14, 2022, Gregory and Great Ajax agreed to exchange 361,912 shares of Great Ajax held by Gregory for a reduction in the amount of outstanding debt owed under the promissory note based upon the volume-weighted average price of the shares as reported during the ten trading day period preceding the date of the exchange. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 16:40 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 16,000 | $10.46 | $167,360.00 |
DisclosureSEC source: 0001628280-22-022242 · wf-form4_166016397654454.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,434 F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in three equal installments annually, starting August 8, 2023. Read SEC document |
| March 07, 2022 Filed Mar 7, 2022 19:37 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 39,558 | $14.40 | $569,635.20 |
DisclosureSEC source: 0001628280-22-005312 · wf-form4_164669982212771.xml · nonDerivative · entry 2 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 364,552 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 18:27 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 14,000 | $12.79 | $179,060.00 |
DisclosureSEC source: 0001628280-21-015627 · wf-form4_162811602376741.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,434 F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in four equal installments annually, starting August 1, 2022. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 17:55 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 3,000 | $8.95 | $26,860.50 |
DisclosureSEC source: 0001628280-20-013348 · wf-form4_159925652192140.xml · nonDerivative · entry 4 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Aspen Uranus LLC Disclosed balance after: 67,349 F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · balance_after: Includes 226 shares distributed to Aspen Uranus LLC, 118 shares distributed to AIM Capital, 511 shares distributed to RPM Capital LLC, 59 shares distributed to wife through RAD Children's Trust and 961 shares distributed to Mendelsohn Family Limited Partnership by Thetis Asset Management LLC. Read SEC document |
| August 13, 2020 Filed Aug 19, 2020 17:23 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 4,000 | $9.55 | $38,200.00 |
DisclosureSEC source: 0001104659-20-096957 · tm2028997-3_4.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,435 F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in three equal installments annually, starting August 13, 2021. F2 · balance_after: Includes shares from a stock dividend paid on March 27, 2020; 3,365 shares paid to Mr. Mendelsohn's direct holdings, 21,091 shares paid to Thetis Asset Management LLC, 544 shares paid to Flanders Street Credit Partners I., L.P., 2,246 shares paid to Aspen Uranus LLC, 3 shares paid to Mr. Mendelsohn's wife, 3 shares paid to Mr. Mendelsohn's son, 9,618 shares paid to Gregory Funding LLC, 9 shares paid to AIM Capital, 39 shares paid to RPM Capital LLC, 5 shares paid to RAD Children's Trust, 34,261 shares paid to Aspen Yo LLC and subsidiaries, 208 shares paid to Mendelsohn Family Limited Partnership, and 2,626 shares paid to Great Ajax FS LLC. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 16:08 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 4,000 | $10.74 | $42,965.60 |
DisclosureSEC source: 0001628280-20-003529 · wf-form4_158413007311458.xml · nonDerivative · entry 3 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Flanders Street Credit Partners I., L.P. Disclosed balance after: 15,518 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 16:23 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 2,000 | $12.63 | $25,250.00 |
DisclosureSEC source: 0001628280-20-003470 · wf-form4_158404458625322.xml · nonDerivative · entry 4 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Aspen Uranus LLC Disclosed balance after: 61,877 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · balance_after: Includes 77 shares distributed to Aspen Uranus LLC, 30 shares distributed to AIM Capital, 130 shares distributed to RPM Capital LLC, 15 shares distributed to wife through RAD Children's Trust and 242 shares distributed to Mendelsohn Family Limited Partnership by Thetis Asset Management LLC on November 11, 2019. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 16:23 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 3,000 | $12.64 | $37,920.00 |
DisclosureSEC source: 0001628280-20-003470 · wf-form4_158404458625322.xml · nonDerivative · entry 3 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Flanders Street Credit Partners I., L.P. Disclosed balance after: 11,518 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 17:12 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 63,982 | $15.43 | $987,242.26 |
DisclosureSEC source: 0001628280-19-013853 · wf-form4_157325115301564.xml · nonDerivative · entry 2 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 642,761 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. F2 · balance_after: Includes a net distribution of 15,684 shares previously held by Thetis Asset Management, LLC. Read SEC document |
| August 01, 2019 Filed Aug 8, 2019 19:27 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 14,000 | $13.94 | $195,160.00 |
DisclosureSEC source: 0001144204-19-038657 · tv527238_4.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,070 F1 · shares: Granted pursuant to the shareholder approved 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 1, 2020. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 16:27 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 9,000 | $12.83 | $115,470.00 |
DisclosureSEC source: 0001144204-19-029890 · tv523141_4.xml · nonDerivative · entry 5 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Aspen Uranus LLC Disclosed balance after: 59,714 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:27 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 500 | $12.83 | $6,415.00 |
DisclosureSEC source: 0001144204-19-029890 · tv523141_4.xml · nonDerivative · entry 4 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Aspen Uranus LLC Disclosed balance after: 50,714 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2019 Filed May 10, 2019 15:33 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 62,301 | $13.56 | $844,801.56 |
DisclosureSEC source: 0001144204-19-025231 · tv521245_form4.xml · nonDerivative · entry 2 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 550,981 F1 · shares: Payment of management fee to Thetis Asset Management LLC for first quarter ended March 31, 2019. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 19:30 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 51,007 | $15.60 | $795,709.20 |
DisclosureSEC source: 0001144204-19-013117 · tv515780_form4.xml · nonDerivative · entry 2 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 604,463 F2 · shares: Payment of management fee to Thetis Asset Management LLC for fourth quarter ended December 31, 2018. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 16:40 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | Purchase7.25% Convertible Notes due 2024 · Derivative | 8,000 | $24.69 Strike: $15.21 | $197,520.00 |
DisclosureSEC source: 0001144204-18-060794 · tv507575_form4.xml · derivative · entry 12 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Aspen Uranus LLC Disclosed balance after: 8,000 Underlying: Common Stock, par value $0.01 per share · 13,150.4 shares Expires 2024-04-30 F4 · derivative.exercise_price: The initial conversion rate of the 7.25% convertible notes due 2024 (the ?Notes?) equals 1.6438 shares of the Issuer?s common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $15.21 per share of the Issuer?s common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. F5 · derivative.underlying_shares: Calculated based on the initial conversion rate of 1.6438 shares of the Issuer?s common stock per $25.00 principal amount of Notes. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 16:51 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 49,229 | $15.61 | $768,464.69 |
DisclosureSEC source: 0001144204-18-058401 · tv506584_4.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 553,456 F1 · shares: Payment of management fee to Thetis Asset Management LLC for third quarter ended September 30, 2018. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 16:30 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 8,000 | $15.59 | $124,720.00 |
DisclosureSEC source: 0001144204-18-043623 · tv500701_form4.xml · nonDerivative · entry 2 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,070 F3 · shares: Granted pursuant to the 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 10, 2019. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:30 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 49,464 | $15.59 | $771,143.76 |
DisclosureSEC source: 0001144204-18-043623 · tv500701_form4.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 504,227 F1 · shares: Payment of management fee to Thetis Asset Management LLC for second quarter ended June 30, 2018. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 16:31 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 2,500 | $12.88 | $32,207.50 |
DisclosureSEC source: 0001144204-18-034063 · tv496442_form4.xml · nonDerivative · entry 2 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Aspen Uranus LLC Disclosed balance after: 49,952 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 16:31 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 1,500 | $12.88 | $19,324.50 |
DisclosureSEC source: 0001144204-18-034063 · tv496442_form4.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Flanders Street Capital Partners I., L.P. Disclosed balance after: 8,518 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 02, 2018 Filed May 2, 2018 16:36 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 49,156 | $15.53 | $763,392.68 |
DisclosureSEC source: 0001144204-18-024794 · tv492818_4.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 454,763 F1 · shares: Payment of management fee to Thetis Asset Management LLC for first quarter ended March 31, 2018. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:21 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 48,654 | $13.20 | $642,232.80 |
DisclosureSEC source: 0001415889-18-000273 · form4-02202018_010213.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 405,607 F1 · shares: Payment of management fee to Thetis Asset Management LLC for fourth quarter ended December 31, 2017. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 16:43 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 43,463 | $15.59 | $677,588.17 |
DisclosureSEC source: 0001415889-17-001760 · form4-11072017_011106.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 356,953 F1 · shares: Payment of management fee to Thetis Asset Management LLC for third quarter ended September 30, 2017. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 16:44 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 37,460 | $15.49 | $580,255.40 |
DisclosureSEC source: 0001415889-17-001316 · form4-08022017_010848.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 313,490 F1 · shares: Payment of management fee to Thetis Asset ManagementLLC for second quarter ended June 30, 2017. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 02, 2017 Filed May 4, 2017 16:10 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 21,075 | $15.28 | $322,026.00 |
DisclosureSEC source: 0001415889-17-000696 · form4-05042017_010533.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 276,030 F1 · shares: Payment of management fee to Thetis Asset Managemt LLC for first quarter ended March 31, 2017. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 13:46 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 20,352 | $15.06 | $306,501.12 |
DisclosureSEC source: 0001415889-17-000323 · form4-02242017_100225.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 254,955 F1 · shares: Payment of management fee to Thetis Asset Management LLC for the fourth quarter ended December 31, 2016. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 05, 2016 Filed Dec 5, 2016 17:16 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | PurchaseCommon Stock, par value $0.01 per share | 8,000 | $12.64 | $101,141.60 |
DisclosureSEC source: 0001415889-16-007519 · form4-12052016_021231.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Aspen Uranus LLC Disclosed balance after: 47,452 F1 · price: This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.64 to $12.6454 inclusive. The reporting person undertakes to provide Great Ajax Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 16:09 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 20,005 | $14.99 | $299,874.95 |
DisclosureSEC source: 0001415889-16-007325 · form4-11022016_011146.xml · nonDerivative · entry 2 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Aspen Yo LLC Disclosed balance after: 509,370 F1 · shares: Payment of management fee to Thetis Asset Management LLC for the third quarter ended September 30, 2016. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · balance_after: Includes 274,667 shares held by Gregory Funding LLC and 234,603 shares held by Thetis Asset Management LLC reported herein. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 16:09 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 20,005 | $14.99 | $299,874.95 |
DisclosureSEC source: 0001415889-16-007325 · form4-11022016_011146.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · By Thetis Asset Management LLC Disclosed balance after: 234,603 F1 · shares: Payment of management fee to Thetis Asset Management LLC for the third quarter ended September 30, 2016. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2016 Filed Mar 8, 2019 19:30 UTC | Rithm Property Trust Inc. AJX · Entity 6782 | GrantCommon Stock, par value $0.01 per share | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-013117 · tv515780_form4.xml · nonDerivative · entry 1 MENDELSOHN LAWRENCE · CIK 0001033026 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,070 F1 · shares: Granted pursuant to the 2016 Equity Incentive Plan, which will vest in three equal installments annually starting August 17, 2017. The reporting person inadvertently failed to report this grant on Form 5 for the registrant's 2016 fiscal year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.