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OAKES TIMOTHY

Disclosed activity across 3 companies

Tapewire entity
121463
SEC CIK
0001440688

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EDGEWATER TECHNOLOGY INC/DE/EDGW · Entity 162499Chief Financial OfficerMarch 09, 2018March 12, 2018
Endurance International Group Holdings, Inc.EIGI · Entity 11801Chief Accounting OfficerFebruary 10, 2021February 10, 2021
RYTHM, Inc.AGFY · Entity 2092Chief Financial OfficerNovember 10, 2022December 19, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EDGEWATER TECHNOLOGY INC/DE/

Report date March 09, 2018 · Filed March 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect93,175 Ending reported balance After 2018-03-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2018-03-09 · Exercise / conversion · Acquired 25,000 · Balance 75,650

Row 2 · 2018-03-09 · Exercise / conversion · Acquired 50,000 · Balance 125,650

Row 3 · 2018-03-09 · Exercise / conversion · Disposed 32,475 · Balance 93,175

F1: Share surrendered to Company in a non-cash settlement of option exercise price and associated income tax obligations.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2018-03-09Direct50,000 Reported balance After 2018-03-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-03-09 · Exercise / conversion · Disposed 25,000 · Balance 50,000

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2018-03-09Direct0 Reported balance After 2018-03-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-03-09 · Exercise / conversion · Disposed 50,000 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: Share surrendered to Company in a non-cash settlement of option exercise price and associated income tax obligations.

Endurance International Group Holdings, Inc.

Report date February 10, 2021 · Filed February 10, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-02-10 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2021-02-10 · Disposition to issuer · Disposed 9,972 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of November 1, 2020 among issuer, Endure Digital Intermediate Holdings, Inc. (formerly known as Razorback Technology Intermediate Holdings, Inc.) and Endure Digital, Inc. (formerly known as Razorback technology, Inc.) (the "Merger Agreement"), pursuant to which Endure Digital, Inc. merged with and into the issuer (the "Merger") effective as of February 10, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock automatically converted into the right to receive $9.50 per share in cash (the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-02-10 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2021-02-10 · Disposition to issuer · Disposed 80,856 · Balance 0

F2: Pursuant to the Merger Agreement, restricted stock units outstanding immediately prior to the Effective Time were vested in full, automatically canceled and converted into the right to receive the Merger Consideration for each underlying share on the closing date.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of November 1, 2020 among issuer, Endure Digital Intermediate Holdings, Inc. (formerly known as Razorback Technology Intermediate Holdings, Inc.) and Endure Digital, Inc. (formerly known as Razorback technology, Inc.) (the "Merger Agreement"), pursuant to which Endure Digital, Inc. merged with and into the issuer (the "Merger") effective as of February 10, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock automatically converted into the right to receive $9.50 per share in cash (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, restricted stock units outstanding immediately prior to the Effective Time were vested in full, automatically canceled and converted into the right to receive the Merger Consideration for each underlying share on the closing date.

RYTHM, Inc.

Report date November 10, 2022 · Filed December 19, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,167 Reported balance After 2022-11-10 transaction · row 1
1 source row

Row 1 · 2022-11-10 · Exercise / conversion · Acquired 4,167 · Balance 4,167

F1: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,333 Reported balance After 2022-11-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-11-10 · Exercise / conversion · Disposed 4,167 · Balance 8,333

F1: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3: On August 8, 2022, the reporting person was granted 12,500 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3: On August 8, 2022, the reporting person was granted 12,500 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2022 Filed Dec 19, 2022 16:30 UTC RYTHM, Inc. AGFY · Entity 2092 Exercise / conversionRestricted Stock Unit · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-080941 · ownership.xml · derivative · entry 2

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: On August 8, 2022, the reporting person was granted 12,500 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date.

F3 · derivative.expiration_date: On August 8, 2022, the reporting person was granted 12,500 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date.

Read SEC document
November 10, 2022 Filed Dec 19, 2022 16:30 UTC RYTHM, Inc. AGFY · Entity 2092 Exercise / conversionCommon Stock 4,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-22-080941 · ownership.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 16:31 UTC RYTHM, Inc. AGFY · Entity 2092 GrantRestricted Stock Unit · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-046366 · ownership.xml · derivative · entry 2

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F4 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on August 8, 2023, August 8, 2024 and August 8, 2025, subject to the reporting person's continuous service through each applicable vesting date.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 16:31 UTC RYTHM, Inc. AGFY · Entity 2092 GrantRestricted Stock Unit · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-046366 · ownership.xml · derivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under to the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The grant was made pursuant to the terms of an Employment Agreement between the issuer and the registrant dated November 10, 2021.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 19:57 UTC RYTHM, Inc. AGFY · Entity 2092 GrantStock Options · Derivative 50,000 $0.00 Strike: $13.84 $0.00
Disclosure

SEC source: 0001213900-21-010693 · ownership.xml · derivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-02-17

F1 · derivative.exercise_date: The options will vest in 36 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 18:05 UTC Endurance International Group Holdings, Inc. EIGI · Entity 11801 Disposition to issuerCommon Stock 80,856 $9.50 $768,132.00
Disclosure

SEC source: 0001209191-21-009382 · doc4.xml · nonDerivative · entry 2

OAKES TIMOTHY · CIK 0001440688 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, restricted stock units outstanding immediately prior to the Effective Time were vested in full, automatically canceled and converted into the right to receive the Merger Consideration for each underlying share on the closing date.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 18:05 UTC Endurance International Group Holdings, Inc. EIGI · Entity 11801 Disposition to issuerCommon Stock 9,972 $9.50 $94,734.00
Disclosure

SEC source: 0001209191-21-009382 · doc4.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger dated as of November 1, 2020 among issuer, Endure Digital Intermediate Holdings, Inc. (formerly known as Razorback Technology Intermediate Holdings, Inc.) and Endure Digital, Inc. (formerly known as Razorback technology, Inc.) (the "Merger Agreement"), pursuant to which Endure Digital, Inc. merged with and into the issuer (the "Merger") effective as of February 10, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock automatically converted into the right to receive $9.50 per share in cash (the "Merger Consideration").

Read SEC document
November 02, 2020 Filed Nov 4, 2020 17:41 UTC Endurance International Group Holdings, Inc. EIGI · Entity 11801 SaleCommon Stock 4,193 $9.42 $39,498.06
Disclosure

SEC source: 0001209191-20-056956 · doc4.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,828

F1 · kind: Represents shares automatically sold to satisfy the issuer's tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person on October 30, 2019.

F2 · shares: The automatic sale of the reporting person's shares is provided for in a restricted stock unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1.

F3 · balance_after: Includes 80,856 shares of common stock underlying restricted stock units, all of which are subject to time-based vesting.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 19:31 UTC Endurance International Group Holdings, Inc. EIGI · Entity 11801 GrantCommon Stock 52,521 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007712 · doc4.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,021

F1 · balance_after: Includes 95,021 shares of common stock underlying restricted stock units, all of which are subject to time-based vesting.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 16:20 UTC Endurance International Group Holdings, Inc. EIGI · Entity 11801 GrantCommon Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-054625 · doc4.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

F1 · balance_after: Includes 42,500 shares of common stock underlying restricted stock units, all of which are subject to time-based vesting.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:39 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001179110-18-004073 · edgar.xml · derivative · entry 5

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:39 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001179110-18-004073 · edgar.xml · derivative · entry 4

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2018-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:39 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 32,475 $6.26 $203,293.50
Disclosure

SEC source: 0001179110-18-004073 · edgar.xml · nonDerivative · entry 3

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Share surrendered to Company in a non-cash settlement of option exercise price and associated income tax obligations.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:39 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 50,000 $3.15 $157,500.00
Disclosure

SEC source: 0001179110-18-004073 · edgar.xml · nonDerivative · entry 2

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:39 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 25,000 $3.15 $78,750.00
Disclosure

SEC source: 0001179110-18-004073 · edgar.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 16:42 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 46,609 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-16-032608 · edgar.xml · derivative · entry 3

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,609 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option award vests at 33.3% per year from date of grant.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 16:42 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 46,609 $6.67 $310,998.55
Disclosure

SEC source: 0001179110-16-032608 · edgar.xml · nonDerivative · entry 2

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 16:42 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 46,609 $2.84 $132,369.56
Disclosure

SEC source: 0001179110-16-032608 · edgar.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 46,609 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · derivative · entry 24

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,609 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 46,609 $6.67 $310,998.55
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 17

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 46,609 $2.84 $132,369.56
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 16

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 16:21 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 904 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-16-032466 · edgar.xml · derivative · entry 6

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,609

Underlying: Common Stock · 904 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option award vests at 33.3% per year from date of grant.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 16:21 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 904 $6.80 $6,150.27
Disclosure

SEC source: 0001179110-16-032466 · edgar.xml · nonDerivative · entry 4

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 16:21 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 904 $2.84 $2,567.36
Disclosure

SEC source: 0001179110-16-032466 · edgar.xml · nonDerivative · entry 3

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 904 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · derivative · entry 23

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,609

Underlying: Common Stock · 904 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 904 $6.80 $6,150.27
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 15

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 904 $2.84 $2,567.36
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 14

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 16:21 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 700 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-16-032466 · edgar.xml · derivative · entry 5

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,513

Underlying: Common Stock · 700 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option award vests at 33.3% per year from date of grant.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 16:21 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 700 $6.81 $4,767.00
Disclosure

SEC source: 0001179110-16-032466 · edgar.xml · nonDerivative · entry 2

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 16:21 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 700 $2.84 $1,988.00
Disclosure

SEC source: 0001179110-16-032466 · edgar.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 700 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · derivative · entry 22

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,513

Underlying: Common Stock · 700 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 700 $6.81 $4,767.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 13

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 700 $2.84 $1,988.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 12

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 16:19 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 100 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-16-032323 · edgar.xml · derivative · entry 6

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,213

Underlying: Common Stock · 100 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option award vests at 33.3% per year from date of grant.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 16:19 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 100 $6.94 $694.00
Disclosure

SEC source: 0001179110-16-032323 · edgar.xml · nonDerivative · entry 4

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 16:19 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 100 $2.84 $284.00
Disclosure

SEC source: 0001179110-16-032323 · edgar.xml · nonDerivative · entry 3

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 100 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · derivative · entry 21

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,213

Underlying: Common Stock · 100 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 100 $6.94 $694.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 11

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 100 $2.84 $284.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 10

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 16:19 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 887 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-16-032323 · edgar.xml · derivative · entry 5

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,313

Underlying: Common Stock · 887 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option award vests at 33.3% per year from date of grant.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 16:19 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 887 $6.98 $6,192.06
Disclosure

SEC source: 0001179110-16-032323 · edgar.xml · nonDerivative · entry 2

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 16:19 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 887 $2.84 $2,519.08
Disclosure

SEC source: 0001179110-16-032323 · edgar.xml · nonDerivative · entry 1

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 887 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · derivative · entry 20

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,313

Underlying: Common Stock · 887 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 887 $6.98 $6,192.06
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 9

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Feb 6, 2017 14:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 887 $2.84 $2,519.08
Disclosure

SEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 8

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 16:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionStock Option · Derivative 700 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001179110-16-032208 · edgar.xml · derivative · entry 8

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,200

Underlying: Common Stock · 700 shares

Expires 2016-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option award vests at 33.3% per year from date of grant.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 16:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 200 $7.11 $1,422.00
Disclosure

SEC source: 0001179110-16-032208 · edgar.xml · nonDerivative · entry 6

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 16:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 200 $2.84 $568.00
Disclosure

SEC source: 0001179110-16-032208 · edgar.xml · nonDerivative · entry 5

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 16:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 500 $7.05 $3,522.65
Disclosure

SEC source: 0001179110-16-032208 · edgar.xml · nonDerivative · entry 4

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 16:56 UTC EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 Exercise / conversionCommon Stock 500 $2.84 $1,420.00
Disclosure

SEC source: 0001179110-16-032208 · edgar.xml · nonDerivative · entry 3

OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.