Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EDGEWATER TECHNOLOGY INC/DE/EDGW · Entity 162499 | Chief Financial Officer | March 09, 2018 | March 12, 2018 |
| Endurance International Group Holdings, Inc.EIGI · Entity 11801 | Chief Accounting Officer | February 10, 2021 | February 10, 2021 |
| RYTHM, Inc.AGFY · Entity 2092 | Chief Financial Officer | November 10, 2022 | December 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EDGEWATER TECHNOLOGY INC/DE/
Report date March 09, 2018 · Filed March 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,175 |
Ending reported balance
After 2018-03-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-09 · Exercise / conversion · Acquired 25,000 · Balance 75,650 Row 2 · 2018-03-09 · Exercise / conversion · Acquired 50,000 · Balance 125,650 Row 3 · 2018-03-09 · Exercise / conversion · Disposed 32,475 · Balance 93,175 F1: Share surrendered to Company in a non-cash settlement of option exercise price and associated income tax obligations. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2018-03-09 | Direct | 50,000 |
Reported balance
After 2018-03-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-09 · Exercise / conversion · Disposed 25,000 · Balance 50,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.15 · Expires 2018-03-09 | Direct | 0 |
Reported balance
After 2018-03-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-09 · Exercise / conversion · Disposed 50,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Share surrendered to Company in a non-cash settlement of option exercise price and associated income tax obligations.
Endurance International Group Holdings, Inc.
Report date February 10, 2021 · Filed February 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-10 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-02-10 · Disposition to issuer · Disposed 9,972 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of November 1, 2020 among issuer, Endure Digital Intermediate Holdings, Inc. (formerly known as Razorback Technology Intermediate Holdings, Inc.) and Endure Digital, Inc. (formerly known as Razorback technology, Inc.) (the "Merger Agreement"), pursuant to which Endure Digital, Inc. merged with and into the issuer (the "Merger") effective as of February 10, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock automatically converted into the right to receive $9.50 per share in cash (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-10 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-02-10 · Disposition to issuer · Disposed 80,856 · Balance 0 F2: Pursuant to the Merger Agreement, restricted stock units outstanding immediately prior to the Effective Time were vested in full, automatically canceled and converted into the right to receive the Merger Consideration for each underlying share on the closing date. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of November 1, 2020 among issuer, Endure Digital Intermediate Holdings, Inc. (formerly known as Razorback Technology Intermediate Holdings, Inc.) and Endure Digital, Inc. (formerly known as Razorback technology, Inc.) (the "Merger Agreement"), pursuant to which Endure Digital, Inc. merged with and into the issuer (the "Merger") effective as of February 10, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock automatically converted into the right to receive $9.50 per share in cash (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, restricted stock units outstanding immediately prior to the Effective Time were vested in full, automatically canceled and converted into the right to receive the Merger Consideration for each underlying share on the closing date.
RYTHM, Inc.
Report date November 10, 2022 · Filed December 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,167 |
Reported balance
After 2022-11-10 transaction · row 1
1 source rowRow 1 · 2022-11-10 · Exercise / conversion · Acquired 4,167 · Balance 4,167 F1: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,333 |
Reported balance
After 2022-11-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-10 · Exercise / conversion · Disposed 4,167 · Balance 8,333 F1: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022. F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer. F3: On August 8, 2022, the reporting person was granted 12,500 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on November 10, 2022.
F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the issuer.
F3: On August 8, 2022, the reporting person was granted 12,500 restricted stock units under the Agrify Corporation 2022 Omnibus Equity Incentive Plan. The restricted stock units will vest in three equal installments on November 10, 2022, November 10, 2023 and November 10, 2024, subject to the reporting person's continuous service through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2016 Filed Feb 6, 2017 14:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionStock Option · Derivative | 700 | $0.00 Strike: $2.84 | $0.00 |
DisclosureSEC source: 0001179110-17-001762 · edgar.xml · derivative · entry 19 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,200 Underlying: Common Stock · 700 shares Expires 2016-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Feb 6, 2017 14:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionCommon Stock | 200 | $7.11 | $1,422.00 |
DisclosureSEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 7 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Feb 6, 2017 14:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionCommon Stock | 200 | $2.84 | $568.00 |
DisclosureSEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 6 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Feb 6, 2017 14:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionCommon Stock | 500 | $7.05 | $3,522.65 |
DisclosureSEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 5 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Feb 6, 2017 14:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionCommon Stock | 500 | $2.84 | $1,420.00 |
DisclosureSEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 4 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 16:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionStock Option · Derivative | 100 | $0.00 Strike: $2.84 | $0.00 |
DisclosureSEC source: 0001179110-16-032208 · edgar.xml · derivative · entry 7 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,900 Underlying: Common Stock · 100 shares Expires 2016-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option award vests at 33.3% per year from date of grant. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 16:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionCommon Stock | 100 | $7.10 | $710.00 |
DisclosureSEC source: 0001179110-16-032208 · edgar.xml · nonDerivative · entry 2 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 16:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionCommon Stock | 100 | $2.84 | $284.00 |
DisclosureSEC source: 0001179110-16-032208 · edgar.xml · nonDerivative · entry 1 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Feb 6, 2017 14:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionStock Option · Derivative | 100 | $0.00 Strike: $2.84 | $0.00 |
DisclosureSEC source: 0001179110-17-001762 · edgar.xml · derivative · entry 18 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,900 Underlying: Common Stock · 100 shares Expires 2016-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Feb 6, 2017 14:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionCommon Stock | 100 | $7.10 | $710.00 |
DisclosureSEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 3 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Feb 6, 2017 14:56 UTC | EDGEWATER TECHNOLOGY INC/DE/ EDGW · Entity 162499 | Exercise / conversionCommon Stock | 100 | $2.84 | $284.00 |
DisclosureSEC source: 0001179110-17-001762 · edgar.xml · nonDerivative · entry 2 OAKES TIMOTHY · CIK 0001440688 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.