Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | April 01, 2018 | April 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date April 01, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 130,283 |
Reported balance
After 2018-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-01 · Exercise / conversion · Acquired 130,117 · Balance 130,283 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2: The number of securities reported reflects the acquisition on January 31, 2018 of 166 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2017 through January 31, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 63,670 |
Reported balance
After 2018-04-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-04-01 · Tax withholding · Disposed 66,613 · Balance 63,670 F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-04-01 · Gift · Disposed 63,670 · Balance 0 F4: These entries reflect the transfer of securities by the reporting person to a family trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 65,370 |
Reported balance
After 2018-04-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-04-01 · Gift · Acquired 63,670 · Balance 65,370 F4: These entries reflect the transfer of securities by the reporting person to a family trust. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-01 · Exercise / conversion · Disposed 53,055 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 40,954 |
Reported balance
After 2018-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-04-01 · Exercise / conversion · Disposed 40,954 · Balance 40,954 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 72,215 |
Reported balance
After 2018-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-04-01 · Exercise / conversion · Disposed 36,108 · Balance 72,215 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
F2: The number of securities reported reflects the acquisition on January 31, 2018 of 166 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2017 through January 31, 2018.
F3: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F4: These entries reflect the transfer of securities by the reporting person to a family trust.
F5: This award was granted on March 3, 2014. 53,056 restricted stock units subject to the award vested on April 1, 2016, and 53,055 restricted stock units vested on each of April 1, 2017 and April 1, 2018.
F6: This award was granted on October 17, 2014. 40,955 restricted stock units subject to the award vested on April 1, 2017, 40,954 restricted stock units vested on April 1, 2018, and 40,954 restricted stock units are scheduled to vest on April 1, 2019, assuming continued employment through the applicable vesting date.
F7: This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on April 1, 2018, 36,108 restricted stock units are scheduled to vest on April 1, 2019, and 36,107 restricted stock units are scheduled to vest on April 1, 2020, assuming continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2015 Filed Oct 5, 2015 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 92,764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-074143 · doc4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| August 24, 2015 Filed Aug 26, 2015 01:46 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-067879 · doc4.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 350,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on September 2, 2011. Fifty percent of the restricted stock units subject to the award vested on August 24, 2013, and the remaining 50% vested on August 24, 2015. F5 · derivative.expiration_date: This award was granted on September 2, 2011. Fifty percent of the restricted stock units subject to the award vested on August 24, 2013, and the remaining 50% vested on August 24, 2015. Read SEC document |
| August 24, 2015 Filed Aug 26, 2015 01:46 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 178,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-067879 · doc4.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 200,636 F4 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| August 24, 2015 Filed Aug 26, 2015 01:46 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 178,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-067879 · doc4.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| August 24, 2015 Filed Aug 26, 2015 01:46 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 171,853 | $103.12 | $17,721,481.36 |
DisclosureSEC source: 0001209191-15-067879 · doc4.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,147 F3 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| August 24, 2015 Filed Aug 26, 2015 01:46 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-067879 · doc4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on July 31, 2015 of 260 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2014 through January 31, 2015. Read SEC document |
| October 30, 2014 Filed Oct 31, 2014 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,498 | $107.31 | $268,060.38 |
DisclosureSEC source: 0001181431-14-035179 · rrd418098.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 22,229 F2 · price: This transaction was executed in multiple trades at prices ranging from $107.27 to $107.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| October 30, 2014 Filed Oct 31, 2014 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 259,437 | $106.78 | $27,702,682.86 |
DisclosureSEC source: 0001181431-14-035179 · rrd418098.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 24,727 F1 · price: This transaction was executed in multiple trades at prices ranging from $106.27 to $107.26; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| October 17, 2014 Filed Oct 21, 2014 22:33 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 68,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-034619 · rrd417734.xml · derivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,576 Underlying: Common Stock · 68,576 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 28, 2014 through September 30, 2017. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2017, assuming continued employment through the vesting date, and with the vesting percentage determined based on actual performance. Read SEC document |
| October 17, 2014 Filed Oct 21, 2014 22:33 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 122,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-034619 · rrd417734.xml · derivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,863 Underlying: Common Stock · 122,863 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2017, April 1, 2018 and April 1, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Units · Derivative | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-032542 · rrd416551.xml · derivative · entry 6 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Underlying: Common Stock · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This restricted stock unit award was granted on November 2, 2011. 25% of the award vested on September 21, 2014 and the remaining restricted stock units vest on September 21, 2016, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: This restricted stock unit award was granted on November 2, 2011. 25% of the award vested on September 21, 2014 and the remaining restricted stock units vest on September 21, 2016, assuming continued employment through the applicable vesting date. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Units · Derivative | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-032542 · rrd416551.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 350,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This restricted stock unit award was granted on October 5, 2010, and vested in full on September 21, 2014. F5 · derivative.expiration_date: This restricted stock unit award was granted on October 5, 2010, and vested in full on September 21, 2014. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:33 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 261,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-032542 · rrd416551.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 284,164 F4 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:33 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 261,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-032542 · rrd416551.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 263,065 | $100.96 | $26,559,042.40 |
DisclosureSEC source: 0001181431-14-032542 · rrd416551.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,935 F3 · security: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| September 21, 2014 Filed Sep 23, 2014 22:33 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 525,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-032542 · rrd416551.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects a 7-for-1 stock split effective June 6, 2014, and the acquisition on July 31, 2014 of four shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2014 through July 31, 2014. Read SEC document |
| March 03, 2014 Filed Mar 6, 2014 02:45 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 6,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-011156 · rrd403757.xml · derivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Underlying: Common Stock · 6,416 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F4 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 29, 2013 through September 24, 2016. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2016, with the vesting percentage determined based on actual performance. F4 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 29, 2013 through September 24, 2016. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2016, with the vesting percentage determined based on actual performance. Read SEC document |
| March 03, 2014 Filed Mar 6, 2014 02:45 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 6,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-011156 · rrd403757.xml · derivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,626 Underlying: Common Stock · 6,626 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 29, 2013 through September 26, 2015. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2015, with the vesting percentage determined based on actual performance. F3 · derivative.expiration_date: Vesting of these restricted stock units depends on Apple Inc.'s relative total shareholder return from September 29, 2013 through September 26, 2015. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2015, with the vesting percentage determined based on actual performance. Read SEC document |
| March 03, 2014 Filed Mar 6, 2014 02:45 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 22,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-011156 · rrd403757.xml · derivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,738 Underlying: Common Stock · 22,738 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2016, April 1, 2017 and April 1, 2018. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2016, April 1, 2017 and April 1, 2018. Read SEC document |
| January 31, 2014 Filed Feb 12, 2014 23:34 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006579 · rrd401081.xml · nonDerivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,175 F1 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| January 31, 2014 Filed Feb 12, 2014 23:34 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006579 · rrd401081.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| January 31, 2014 Filed Feb 12, 2014 23:34 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock | 55 | $388.18 | $21,349.79 |
DisclosureSEC source: 0001181431-14-006579 · rrd401081.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55 F2 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2013 through January 31, 2014. This transaction is also exempt under Rule 16b-3(c). F3 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 1, 2013. Read SEC document |
| October 15, 2013 Filed Oct 17, 2013 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-054307 · rrd392786.xml · derivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F3 · derivative.exercise_date: This award was granted on September 26, 2009. 12.5% of the restricted stock units subject to the award vested on April 15, 2010 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2013. F3 · derivative.expiration_date: This award was granted on September 26, 2009. 12.5% of the restricted stock units subject to the award vested on April 15, 2010 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2013. Read SEC document |
| October 15, 2013 Filed Oct 17, 2013 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,271 | $498.68 | $633,822.28 |
DisclosureSEC source: 0001181431-13-054307 · rrd392786.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| October 15, 2013 Filed Oct 17, 2013 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-054307 · rrd392786.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| October 15, 2013 Filed Feb 12, 2014 23:34 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006579 · rrd401081.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,120 F1 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 15, 2013 Filed Feb 12, 2014 23:34 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-006579 · rrd401081.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| August 26, 2013 Filed Aug 27, 2013 22:34 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 24,580 | $504.18 | $12,392,700.16 |
DisclosureSEC source: 0001181431-13-046661 · rrd389052.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $503.95 to $504.41; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the issuer. Read SEC document |
| August 24, 2013 Filed Aug 27, 2013 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-046661 · rrd389052.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on September 2, 2011. Fifty percent of the restricted stock units subject to the award vested on August 24, 2013, and the remaining 50% are scheduled to vest on August 24, 2015, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: This award was granted on September 2, 2011. Fifty percent of the restricted stock units subject to the award vested on August 24, 2013, and the remaining 50% are scheduled to vest on August 24, 2015, assuming continued employment through the applicable vesting date. Read SEC document |
| August 24, 2013 Filed Aug 27, 2013 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 25,420 | $501.02 | $12,735,928.40 |
DisclosureSEC source: 0001181431-13-046661 · rrd389052.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,580 F2 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. Read SEC document |
| August 24, 2013 Filed Aug 27, 2013 22:34 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-13-046661 · rrd389052.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| April 16, 2013 Filed Apr 17, 2013 22:41 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-014140 · form4.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,891 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| April 16, 2013 Filed Apr 17, 2013 22:41 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-014140 · form4.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:41 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014140 · form4.xml · derivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010. F4 · derivative.expiration_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:41 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 935 | $419.85 | $392,559.75 |
DisclosureSEC source: 0001127602-13-014140 · form4.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,565 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 22:41 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-014140 · form4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 23:38 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-004084 · form4.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 326 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 23:38 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-004084 · form4.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 23:38 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock | 41 | $387.17 | $15,873.83 |
DisclosureSEC source: 0001127602-13-004084 · form4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2012 through January 31, 2013. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 31, 2013. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 23:30 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 15,000 | $583.99 | $8,759,871.00 |
DisclosureSEC source: 0001127602-12-032806 · form4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 285 F1 · price: This transaction was executed in multiple trades at prices ranging from $583.86 to $584.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| October 16, 2012 Filed Oct 17, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 3,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-028815 · form4.xml · nonDerivative · entry 6 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,285 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 16, 2012 Filed Oct 17, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 3,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-028815 · form4.xml · nonDerivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028815 · form4.xml · derivative · entry 8 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F5 · derivative.exercise_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010. F5 · derivative.expiration_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028815 · form4.xml · derivative · entry 7 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009. F4 · derivative.expiration_date: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,162 | $634.76 | $737,591.12 |
DisclosureSEC source: 0001127602-12-028815 · form4.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028815 · form4.xml · nonDerivative · entry 3 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,743 | $634.76 | $1,106,386.68 |
DisclosureSEC source: 0001127602-12-028815 · form4.xml · nonDerivative · entry 2 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,007 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2012 Filed Oct 17, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 3,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-028815 · form4.xml · nonDerivative · entry 1 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| April 16, 2012 Filed Apr 18, 2012 01:23 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 3,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-024432 · rrd342203.xml · nonDerivative · entry 5 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 11,940 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
| April 16, 2012 Filed Apr 18, 2012 01:23 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 3,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-024432 · rrd342203.xml · nonDerivative · entry 4 Cue Eduardo H · CIK 0001528884 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: These entries reflect the transfer of securities by the reporting person to a family trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.