Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upland Software, Inc.UPLD · Entity 7891 | Chief Business Officer | December 16, 2022 | December 20, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upland Software, Inc.
Report date December 16, 2022 · Filed December 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,047 |
Ending reported balance
After 2022-12-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-16 · Tax withholding · Disposed 5,740 · Balance 113,313 F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Row 2 · 2022-12-19 · Sale · Disposed 6,266 · Balance 107,047 F2: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.18 to $7.81, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
F2: Shares were sold pursuant to shareholder's 10b5-1 trading plan.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.18 to $7.81, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2022 Filed Dec 20, 2022 16:11 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 6,266 | $7.52 | $47,120.32 |
DisclosureSEC source: 0001940878-22-000014 · wf-form4_167157068555462.xml · nonDerivative · entry 2 Burk Ian · CIK 0001940878 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,047 F2 · kind: Shares were sold pursuant to shareholder's 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.18 to $7.81, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 16:11 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 5,740 | $7.99 | $45,862.60 |
DisclosureSEC source: 0001940878-22-000014 · wf-form4_167157068555462.xml · nonDerivative · entry 1 Burk Ian · CIK 0001940878 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,313 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| November 16, 2022 Filed Nov 18, 2022 16:19 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 2,520 | $8.07 | $20,336.40 |
DisclosureSEC source: 0001940878-22-000012 · wf-form4_166880634812988.xml · nonDerivative · entry 1 Burk Ian · CIK 0001940878 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,053 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 16:34 UTC | Upland Software, Inc. UPLD · Entity 7891 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001940878-22-000010 · wf-form4_166673003773089.xml · nonDerivative · entry 1 Burk Ian · CIK 0001940878 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,573 F1 · shares: Represents restricted stock units vesting in twelve equal quarterly installments starting on Dec 16, 2022 and ending on September 16, 2025; provided that the participant continues to be a service provider through each such vesting date. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 16:30 UTC | Upland Software, Inc. UPLD · Entity 7891 | Tax withholdingCommon Stock | 508 | $9.38 | $4,765.04 |
DisclosureSEC source: 0001940878-22-000008 · wf-form4_166370580298906.xml · nonDerivative · entry 1 Burk Ian · CIK 0001940878 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,573 F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 16:16 UTC | Upland Software, Inc. UPLD · Entity 7891 | SaleCommon Stock | 16,748 | $11.21 | $187,745.08 |
DisclosureSEC source: 0001940878-22-000006 · wf-form4_166024892564159.xml · nonDerivative · entry 1 Burk Ian · CIK 0001940878 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,081 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.09 to $11.45 inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.