Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTEL CORPINTC · Entity 2799 | Director | May 08, 2018 | May 10, 2018 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director | May 09, 2007 | May 10, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTEL CORP
Report date May 08, 2018 · Filed May 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectJoint account with spouse | 104,114 |
Reported balance
After 2018-05-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-08 · Sale · Disposed 25,000 · Balance 104,114 F1: This transaction was executed in multiple trades at prices ranging from $53.31 to $53.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Direct | 55,928 |
Reported balance
Holding disclosure · report date 2018-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 55,928 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $53.31 to $53.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
SCHWAB CHARLES CORP
Report date May 09, 2007 · Filed May 10, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,432 |
Ending reported balance
After 2007-05-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2007-05-09 · Exercise / conversion · Acquired 2,500 · Balance 23,932 Row 2 · 2007-05-09 · Exercise / conversion · Acquired 1,250 · Balance 25,182 Row 3 · 2007-05-09 · Sale · Disposed 3,750 · Balance 21,432 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2014-05-17 | Direct | 2,500 |
Reported balance
After 2007-05-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-05-09 · Exercise / conversion · Disposed 2,500 · Balance 2,500 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.58 · Expires 2015-05-23 | Direct | 3,750 |
Reported balance
After 2007-05-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2007-05-09 · Exercise / conversion · Disposed 1,250 · Balance 3,750 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Financial Engines, Inc.
Report date July 19, 2018 · Filed July 23, 2018
Section 16 reporting ended · disclosed 2018-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 1
1 source rowRow 1 · 2018-07-19 · Disposition to issuer · Disposed 26,290 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-19 · Disposition to issuer · Disposed 1,224 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-19 · Disposition to issuer · Disposed 2,517 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-19 · Disposition to issuer · Disposed 2,567 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-19 · Disposition to issuer · Disposed 4,482 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes.
F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.
TIVO INC
Report date September 07, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 1
1 source rowRow 1 · 2016-09-07 · Disposition to issuer · Disposed 77,114 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration"). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.70 · Expires 2018-09-07 | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-09-07 · Disposition to issuer · Disposed 25,000 · Balance 0 F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). F2: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration").
F2: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date.
F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2007 Filed Nov 2, 2007 20:35 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 1,100 | $26.52 | $29,172.00 |
DisclosureSEC source: 0000050863-07-000368 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,706 Read SEC document |
| October 31, 2007 Filed Nov 2, 2007 20:35 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 20,000 | $19.48 | $389,690.00 |
DisclosureSEC source: 0000050863-07-000368 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2007 Filed Jul 23, 2007 18:24 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 3,406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-07-000296 · edgar.xml · derivative · entry 6 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,759 Underlying: COM.STK · 3,406 shares Expires 2007-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply F4 · balance_after: Dr. Yoffie holds 129,000 options with the right to buy Intel Corporation common stock. Read SEC document |
| July 23, 2007 Filed Jul 23, 2007 18:24 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 3,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000050863-07-000296 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired on the vesting of restricted stock units. Read SEC document |
| July 19, 2007 Filed Jul 23, 2007 18:24 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 2,315 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-07-000296 · edgar.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,165 Underlying: COM.STK · 2,315 shares Expires 2010-07-19 F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply Read SEC document |
| July 19, 2007 Filed Jul 23, 2007 18:24 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 2,315 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-07-000296 · edgar.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,850 Underlying: COM.STK · 2,315 shares Expires 2009-07-19 F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply Read SEC document |
| July 19, 2007 Filed Jul 23, 2007 18:24 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 2,315 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-07-000296 · edgar.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,535 Underlying: COM.STK · 2,315 shares Expires 2008-07-19 F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply Read SEC document |
| July 19, 2007 Filed Jul 23, 2007 18:24 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 10,000 | $25.15 | $251,500.00 |
DisclosureSEC source: 0000050863-07-000296 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,400 Read SEC document |
| May 09, 2007 Filed May 10, 2007 18:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $11.58 | $0.00 |
DisclosureSEC source: 0001188937-07-000002 · edgar.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2007 Filed May 10, 2007 18:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.50 | $0.00 |
DisclosureSEC source: 0001188937-07-000002 · edgar.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2014-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2007 Filed May 10, 2007 18:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,750 | $19.45 | $72,937.50 |
DisclosureSEC source: 0001188937-07-000002 · edgar.xml · nonDerivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,432 Read SEC document |
| May 09, 2007 Filed May 10, 2007 18:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 1,250 | $11.58 | $14,475.00 |
DisclosureSEC source: 0001188937-07-000002 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2007 Filed May 10, 2007 18:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,500 | $9.50 | $23,750.00 |
DisclosureSEC source: 0001188937-07-000002 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2007 Filed Feb 7, 2007 23:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0001188937-07-000001 · edgar.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2013-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2007 Filed Feb 7, 2007 23:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001188937-07-000001 · edgar.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2013-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2007 Filed Feb 7, 2007 23:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,000 | $19.24 | $192,400.00 |
DisclosureSEC source: 0001188937-07-000001 · edgar.xml · nonDerivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,432 Read SEC document |
| February 07, 2007 Filed Feb 7, 2007 23:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,000 | $9.77 | $48,850.00 |
DisclosureSEC source: 0001188937-07-000001 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2007 Filed Feb 7, 2007 23:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,000 | $8.88 | $44,400.00 |
DisclosureSEC source: 0001188937-07-000001 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2007 Filed Jan 25, 2007 15:31 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionEmployee Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $20.45 | $0.00 |
DisclosureSEC source: 0000050863-07-000073 · edgar.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,000 Underlying: CMN.STK · 20,000 shares Expires 2007-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Dr. Yoffie also holds 10,220 restricted stock units. Read SEC document |
| January 23, 2007 Filed Jan 25, 2007 15:31 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 20,000 | $20.70 | $414,000.00 |
DisclosureSEC source: 0000050863-07-000073 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,400 Read SEC document |
| January 23, 2007 Filed Jan 25, 2007 15:31 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 20,000 | $20.45 | $409,000.00 |
DisclosureSEC source: 0000050863-07-000073 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2006 Filed Jul 25, 2006 16:32 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 3,407 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-06-000155 · edgar.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,220 Underlying: CMN STK · 3,407 shares Expires 2009-07-21 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into the right to receive common stock on each anniversary of the grant date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into the right to receive common stock on each anniversary of the grant date. F3 · balance_after: Dr. Yoffie holds 149,000 options with the right to buy Intel Corporation common stock. Read SEC document |
| July 21, 2006 Filed Jul 25, 2006 16:32 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 3,407 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-06-000155 · edgar.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,813 Underlying: CMN STK · 3,407 shares Expires 2008-07-21 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into the right to receive common stock on each anniversary of the grant date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into the right to receive common stock on each anniversary of the grant date. Read SEC document |
| July 21, 2006 Filed Jul 25, 2006 16:32 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 3,406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000050863-06-000155 · edgar.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406 Underlying: CMN STK · 3,406 shares Expires 2007-07-21 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into the right to receive common stock on each anniversary of the grant date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into the right to receive common stock on each anniversary of the grant date. Read SEC document |
| May 22, 2006 Filed May 24, 2006 19:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $15.91 | $0.00 |
DisclosureSEC source: 0001188937-06-000002 · edgar.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2016-05-21 F2 · derivative.exercise_date: The option was granted under the Company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 22, 2006 Filed May 24, 2006 19:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 3,712 | $16.17 | $60,023.04 |
DisclosureSEC source: 0001188937-06-000002 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,432 F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 22, 2006 Filed Jun 7, 2006 21:18 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $15.91 | $0.00 |
DisclosureSEC source: 0001188937-06-000004 · edgar.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2016-05-22 F2 · derivative.exercise_date: The option was granted under the Company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 22, 2006 Filed Jun 7, 2006 21:18 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 3,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001188937-06-000004 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,432 F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| December 12, 2005 Filed Dec 14, 2005 22:08 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionOption (right to buy) · Derivative | 40,000 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0000050863-05-000238 · edgar.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,000 Underlying: COM.STK · 40,000 shares Expires 2006-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2005 Filed Dec 14, 2005 22:08 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 25,000 | $26.55 | $663,750.00 |
DisclosureSEC source: 0000050863-05-000238 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,400 Read SEC document |
| December 12, 2005 Filed Dec 14, 2005 22:08 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 40,000 | $8.70 | $348,000.00 |
DisclosureSEC source: 0000050863-05-000238 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2005 Filed Jul 22, 2005 23:49 UTC | INTEL CORP INTC · Entity 2799 | GrantOption (right to buy) · Derivative | 19,000 | $0.00 Strike: $27.15 | $0.00 |
DisclosureSEC source: 0000050863-05-000181 · edgar.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,000 Underlying: COM.STK · 19,000 shares Expires 2012-07-20 Read SEC document |
| May 23, 2005 Filed May 24, 2005 19:16 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $11.58 | $0.00 |
DisclosureSEC source: 0001188937-05-000002 · edgar.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-05-23 F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 23, 2005 Filed May 24, 2005 19:16 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 5,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001188937-05-000002 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,720 F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| January 25, 2005 Filed Jan 27, 2005 17:39 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionOption (right to buy) · Derivative | 80,000 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0000050863-05-000020 · edgar.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: COM.STK · 80,000 shares Expires 2005-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not a required reportable field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| January 25, 2005 Filed Jan 27, 2005 17:39 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 40,000 | $22.40 | $896,000.00 |
DisclosureSEC source: 0000050863-05-000020 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,400 Read SEC document |
| January 25, 2005 Filed Jan 27, 2005 17:39 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 80,000 | $6.42 | $513,600.00 |
DisclosureSEC source: 0000050863-05-000020 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2004 Filed May 21, 2004 21:39 UTC | INTEL CORP INTC · Entity 2799 | GrantOption (right to buy) · Derivative | 15,000 | $0.00 Strike: $27.53 | $0.00 |
DisclosureSEC source: 0000050863-04-000114 · edgar.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: COM.STK · 15,000 shares Expires 2011-05-19 F1 · price: Not a required reportable field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| May 17, 2004 Filed May 18, 2004 18:50 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.50 | $0.00 |
DisclosureSEC source: 0000923738-04-000036 · edgar.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-05-17 F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 17, 2004 Filed May 18, 2004 18:50 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 5,242 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-04-000036 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,525 F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| February 02, 2004 Filed Feb 5, 2004 01:33 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionPhantom Share Units · Derivative | 2,050 | $30.40 Strike: $0.00 | $62,320.00 |
DisclosureSEC source: 0000050863-04-000033 · edgar.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COM.STK · 2,050 shares Expires 2004-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion rate is 1-for-1. New SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| February 02, 2004 Filed Feb 5, 2004 01:33 UTC | INTEL CORP INTC · Entity 2799 | Disposition to issuerCOMMON STOCK | 2,050 | $30.40 | $62,320.00 |
DisclosureSEC source: 0000050863-04-000033 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,400 Read SEC document |
| February 02, 2004 Filed Feb 5, 2004 01:33 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON STOCK | 2,050 | $30.40 | $62,320.00 |
DisclosureSEC source: 0000050863-04-000033 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2003 Filed May 23, 2003 20:22 UTC | INTEL CORP INTC · Entity 2799 | GrantOption (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $18.73 | $0.00 |
DisclosureSEC source: 0000050863-03-000167 · edgar.xml · derivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,000 Underlying: COM.STK · 15,000 shares Expires 2013-05-21 F1 · price: Column 8 is not a required reportable field. Use zeros per SEC. F2 · balance_after: Dr. Yoffie owns directly 96,400 shares of Intel Corporation common stock. Dr. Yoffie directly owns 3,504 phantom shares acquired under the Intel Corporation Deferral Plan for Outside Directors. Read SEC document |
| May 15, 2003 Filed May 19, 2003 17:33 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0001188937-03-000006 · edgar.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-05-15 F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 15, 2003 Filed May 19, 2003 17:33 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 5,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001188937-03-000006 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,283 F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 09, 2003 Filed May 13, 2003 17:39 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001188937-03-000005 · edgar.xml · derivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-05-09 F1 · derivative.exercise_date: The options were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vested immediately. Read SEC document |
| January 31, 2003 Filed Sep 10, 2003 23:27 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionPhantom Share Units · Derivative | 1,101 | $15.66 Strike: $0.00 | $17,241.66 |
DisclosureSEC source: 0000050863-03-000241 · edgar.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402 Underlying: COM.STK · 1,101 shares Expires 2013-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion rate is 1-for-1. New SEC software requires a dollar amount; use zeros per SEC. F2 · balance_after: Dr. Yoffie holds 220,000 options with the right to buy Intel Corporation common stock.. Read SEC document |
| January 31, 2003 Filed Sep 10, 2003 23:27 UTC | INTEL CORP INTC · Entity 2799 | Disposition to issuerCOMMON STOCK | 1,101 | $15.66 | $17,241.66 |
DisclosureSEC source: 0000050863-03-000241 · edgar.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,400 Read SEC document |
| January 31, 2003 Filed Sep 10, 2003 23:27 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON STOCK | 1,101 | $15.66 | $17,241.66 |
DisclosureSEC source: 0000050863-03-000241 · edgar.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.