Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMAZON COM INCAMZN · Entity 1956 | Director | May 15, 2018 | May 17, 2018 |
| CORNING INC /NYGLW · Entity 2883 | Retired Director | September 30, 2014 | October 02, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMAZON COM INC
Report date May 15, 2018 · Filed May 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 15,323 |
Reported balance
After 2018-05-15 transaction · row 1
1 source rowRow 1 · 2018-05-15 · Exercise / conversion · Acquired 879 · Balance 15,323 |
| Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-05-15 | Direct | 0 |
Reported balance
After 2018-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-15 · Exercise / conversion · Disposed 879 · Balance 0 F1: Converts into Common Stock on a one-for-one basis. F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts into Common Stock on a one-for-one basis.
F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.
CORNING INC /NY
Report date September 30, 2014 · Filed October 02, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 112,720 |
Reported balance
After 2014-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-09-30 · Grant · Acquired 580 · Balance 112,720 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F3: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F4: Fractional amounts have been rounded to nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F2: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.
F3: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.
F4: Fractional amounts have been rounded to nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2011 Filed Jun 30, 2011 23:16 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-11-000043 · edgar.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,495.07 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-011988 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,361.07 Underlying: Common Stock · 1,495.07 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 186.30 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 5,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-003880 · form4.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,623 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,708.07 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-000122 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,866 Underlying: Common Stock · 1,708.07 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 17, 2010 Filed Dec 21, 2010 20:47 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 197.37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-031333 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,157.93 Underlying: Common Stock · 197.37 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,513.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-024252 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,960.56 Underlying: Common Stock · 1,513.8 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 200.89 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 20:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,985.95 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-018573 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,446.76 Underlying: Common Stock · 1,985.95 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 221.24 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| June 30, 2010 Filed Jul 1, 2010 01:13 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 2,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-10-000045 · edgar.xml · derivative · entry 3 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,666 Underlying: Common Stock, par value $.01 per share · 2,334 shares Expires 2012-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 2,334 shares on June 30, 2010, and an additional 2,333 shares on June 30, 2011 and June 30, 2012. Read SEC document |
| June 30, 2010 Filed Jul 1, 2010 01:13 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 934 | $108.58 | $101,413.72 |
DisclosureSEC source: 0001359804-10-000045 · edgar.xml · nonDerivative · entry 2 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,900 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 30, 2010 Filed Jul 1, 2010 01:13 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 2,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-10-000045 · edgar.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2010 Filed Apr 1, 2010 23:48 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-010087 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,460.81 Underlying: Common Stock · 1,435 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 173.25 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 2,345 | $0.00 Strike: $18.95 | $0.00 |
DisclosureSEC source: 0001127602-10-003590 · form4.xml · derivative · entry 2 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,345 Underlying: Common Stock · 2,345 shares Expires 2020-02-02 F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 3, 2011. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 5,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-003590 · form4.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,577 Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 14:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,708.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-000288 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,025.81 Underlying: Common Stock · 1,708.96 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 18, 2009 Filed Dec 22, 2009 14:52 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 184.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-025893 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,316.85 Underlying: Common Stock · 184.44 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,979.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-020178 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,132.41 Underlying: Common Stock · 1,979.59 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 216.04 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 216.04 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 18:23 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,974.41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-014960 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,152.82 Underlying: Common Stock · 1,974.41 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 199.81 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 199.81 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2009 Filed Jul 1, 2009 23:07 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-09-000041 · edgar.xml · derivative · entry 3 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 2,500 shares Expires 2009-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award vested and converted into shares of common stock of the issuer at the rate of 60% on June 30, 2007, an additional 20% on June 30, 2008, and an additional 20% on June 30, 2009. Read SEC document |
| June 30, 2009 Filed Jul 1, 2009 23:07 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 1,000 | $83.72 | $83,720.00 |
DisclosureSEC source: 0001359804-09-000041 · edgar.xml · nonDerivative · entry 2 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 30, 2009 Filed Jul 1, 2009 23:07 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-09-000041 · edgar.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2009 Filed Jun 1, 2009 21:06 UTC | AMAZON COM INC AMZN · Entity 1956 | GrantRestricted Stock Unit Award · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-09-000036 · edgar.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock, par value $.01 per share · 7,000 shares Expires 2012-06-30 F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 2,334 shares on June 30, 2010, and an additional 2,333 shares on June 30, 2011 and June 30, 2012. Read SEC document |
| March 31, 2009 Filed Apr 2, 2009 14:13 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 2,155.33 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-008246 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,178.41 Underlying: Common Stock · 2,155.33 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 233.70 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 233.70 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 21:30 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 4,430 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001127602-09-002845 · form4.xml · derivative · entry 2 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,430 Underlying: Common Stock · 4,430 shares Expires 2019-02-03 F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 4, 2010. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 21:30 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 6,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-002845 · form4.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,564 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 13:34 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 3,462.75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-000171 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,023.08 Underlying: Common Stock · 3,462.75 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 16, 2008 Filed Dec 18, 2008 16:28 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 318.26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-011489 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,560.33 Underlying: Common Stock · 318.26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.underlying_shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| November 24, 2008 Filed Nov 24, 2008 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock | 20,000 | $8.74 | $174,716.00 |
DisclosureSEC source: 0001127602-08-010013 · form4.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,587 F1 · price: The price reported in Coumn 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.71 to $8.82, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 20:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,715.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-007716 · form4.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,242.07 Underlying: Common Stock · 1,715.24 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · shares: Includes 180.71 unites acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.underlying_shares: Includes 180.71 unites acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 18:27 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,350.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-08-000241 · doc.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,526.83 Underlying: Common Stock · 1,350.53 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · shares: Includes 119.68 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.underlying_shares: Includes 119.68 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 23:52 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-08-000038 · edgar.xml · derivative · entry 3 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock, par value $.01 per share · 2,500 shares Expires 2009-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 60% on June 30, 2007, an additional 20% on June 30, 2008, and an additional 20% on June 30, 2009. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 23:52 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 1,000 | $74.90 | $74,900.00 |
DisclosureSEC source: 0001359804-08-000038 · edgar.xml · nonDerivative · entry 2 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 23:52 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-08-000038 · edgar.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 6,750 | $0.00 Strike: $21.15 | $0.00 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · derivative · entry 11 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,750 shares Expires 2011-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 2,110 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · derivative · entry 10 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,110 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 9,050 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · derivative · entry 9 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,110 Underlying: Common Stock · 9,050 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 15,000 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · derivative · entry 8 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2012-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 10,000 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · derivative · entry 7 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2013-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 42,910 | $28.00 | $1,201,480.00 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 6 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,587 Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,750 | $21.15 | $142,762.50 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 5 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,050 | $9.95 | $90,047.50 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 4 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 2,110 | $9.95 | $20,994.50 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 3 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,000 | $6.67 | $100,050.00 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 2 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2008 Filed May 21, 2008 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,000 | $4.13 | $41,300.00 |
DisclosureSEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 12:48 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,206.32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-08-000167 · doc.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,176.3 Underlying: Common Stock · 1,206.32 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · shares: Includes 112.25 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.underlying_shares: Includes 112.25 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| February 06, 2008 Filed Feb 8, 2008 17:40 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 2,083 | $0.00 Strike: $22.86 | $0.00 |
DisclosureSEC source: 0000024741-08-000108 · doc.xml · derivative · entry 2 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083 Underlying: Common Stock · 2,083 shares Expires 2018-02-05 F1 · derivative.exercise_date: The option vests in three equal installments beginning on February 6, 2009. Read SEC document |
| February 06, 2008 Filed Feb 8, 2008 17:40 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 3,281 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-08-000108 · doc.xml · nonDerivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,587 Read SEC document |
| December 31, 2007 Filed Jan 3, 2008 14:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 1,208.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-08-000033 · doc.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,969.98 Underlying: Common Stock · 1,208.84 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| December 14, 2007 Filed Dec 18, 2007 17:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 108.83 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-07-000483 · doc.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,761.14 Underlying: Common Stock · 108.83 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · shares: Includes 108.83 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.underlying_shares: Includes 108.83 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · balance_after: Includes 108.83 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| September 28, 2007 Filed Oct 1, 2007 22:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPhantom Stock · Derivative | 977.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-07-000404 · doc.xml · derivative · entry 1 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,652.31 Underlying: Common Stock · 977.03 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · shares: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.underlying_shares: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · balance_after: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. Read SEC document |
| June 30, 2007 Filed Jul 3, 2007 23:13 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-07-000036 · edgar.xml · derivative · entry 2 BROWN JOHN SEELY · CIK 0001206159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, par value $.01 per share · 7,500 shares Expires 2009-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 60% on June 30, 2007, an additional 20% on June 30, 2008, and an additional 20% on June 30, 2009. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.