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person · Reporting owner

BROWN JOHN SEELY

Disclosed activity across 2 companies

Tapewire entity
12122
SEC CIK
0001206159

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMAZON COM INCAMZN · Entity 1956DirectorMay 15, 2018May 17, 2018
CORNING INC /NYGLW · Entity 2883Retired DirectorSeptember 30, 2014October 02, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMAZON COM INC

Report date May 15, 2018 · Filed May 17, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect15,323 Reported balance After 2018-05-15 transaction · row 1
1 source row

Row 1 · 2018-05-15 · Exercise / conversion · Acquired 879 · Balance 15,323

Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-05-15Direct0 Reported balance After 2018-05-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-15 · Exercise / conversion · Disposed 879 · Balance 0

F1: Converts into Common Stock on a one-for-one basis.

F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Converts into Common Stock on a one-for-one basis.

F2: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 879 shares on each of May 15, 2016, May 15, 2017, and May 15, 2018.

CORNING INC /NY

Report date September 30, 2014 · Filed October 02, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect112,720 Reported balance After 2014-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2014-09-30 · Grant · Acquired 580 · Balance 112,720

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F4: Fractional amounts have been rounded to nearest whole number.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F3: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F4: Fractional amounts have been rounded to nearest whole number.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2011 Filed Jun 30, 2011 23:16 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 2,333 $0.00 $0.00
Disclosure

SEC source: 0001359804-11-000043 · edgar.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2011 Filed Apr 4, 2011 20:04 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,495.07 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-11-011988 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,361.07

Underlying: Common Stock · 1,495.07 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 186.30 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
February 02, 2011 Filed Feb 4, 2011 21:09 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 5,046 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-003880 · form4.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,623

F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director.

Read SEC document
December 31, 2010 Filed Jan 3, 2011 21:04 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,708.07 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-11-000122 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,866

Underlying: Common Stock · 1,708.07 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 17, 2010 Filed Dec 21, 2010 20:47 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 197.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-031333 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,157.93

Underlying: Common Stock · 197.37 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 30, 2010 Filed Oct 1, 2010 20:08 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,513.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-024252 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,960.56

Underlying: Common Stock · 1,513.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 200.89 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 20:03 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,985.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-018573 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,446.76

Underlying: Common Stock · 1,985.95 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 221.24 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
June 30, 2010 Filed Jul 1, 2010 01:13 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 2,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-10-000045 · edgar.xml · derivative · entry 3

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666

Underlying: Common Stock, par value $.01 per share · 2,334 shares

Expires 2012-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 2,334 shares on June 30, 2010, and an additional 2,333 shares on June 30, 2011 and June 30, 2012.

Read SEC document
June 30, 2010 Filed Jul 1, 2010 01:13 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 934 $108.58 $101,413.72
Disclosure

SEC source: 0001359804-10-000045 · edgar.xml · nonDerivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,900

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 30, 2010 Filed Jul 1, 2010 01:13 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 2,334 $0.00 $0.00
Disclosure

SEC source: 0001359804-10-000045 · edgar.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2010 Filed Apr 1, 2010 23:48 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-010087 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,460.81

Underlying: Common Stock · 1,435 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 173.25 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 21:07 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 2,345 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001127602-10-003590 · form4.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345

Underlying: Common Stock · 2,345 shares

Expires 2020-02-02

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 3, 2011.

Read SEC document
February 03, 2010 Filed Feb 5, 2010 21:07 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 5,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-10-003590 · form4.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,577

Read SEC document
December 31, 2009 Filed Jan 5, 2010 14:07 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,708.96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-10-000288 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,025.81

Underlying: Common Stock · 1,708.96 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 18, 2009 Filed Dec 22, 2009 14:52 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 184.44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-025893 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,316.85

Underlying: Common Stock · 184.44 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 20:08 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,979.59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-020178 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,132.41

Underlying: Common Stock · 1,979.59 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 216.04 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 216.04 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 18:23 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,974.41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-014960 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,152.82

Underlying: Common Stock · 1,974.41 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 199.81 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 199.81 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 23:07 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-09-000041 · edgar.xml · derivative · entry 3

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 per share · 2,500 shares

Expires 2009-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award vested and converted into shares of common stock of the issuer at the rate of 60% on June 30, 2007, an additional 20% on June 30, 2008, and an additional 20% on June 30, 2009.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 23:07 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 1,000 $83.72 $83,720.00
Disclosure

SEC source: 0001359804-09-000041 · edgar.xml · nonDerivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 30, 2009 Filed Jul 1, 2009 23:07 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001359804-09-000041 · edgar.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2009 Filed Jun 1, 2009 21:06 UTC AMAZON COM INC AMZN · Entity 1956 GrantRestricted Stock Unit Award · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-09-000036 · edgar.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock, par value $.01 per share · 7,000 shares

Expires 2012-06-30

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 2,334 shares on June 30, 2010, and an additional 2,333 shares on June 30, 2011 and June 30, 2012.

Read SEC document
March 31, 2009 Filed Apr 2, 2009 14:13 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,155.33 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-008246 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,178.41

Underlying: Common Stock · 2,155.33 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 233.70 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 233.70 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
February 04, 2009 Filed Feb 6, 2009 21:30 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 4,430 $0.00 Strike: $10.75 $0.00
Disclosure

SEC source: 0001127602-09-002845 · form4.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,430

Underlying: Common Stock · 4,430 shares

Expires 2019-02-03

F1 · derivative.exercise_date: The options vest in three equal installments beginning on February 4, 2010.

Read SEC document
February 04, 2009 Filed Feb 6, 2009 21:30 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 6,977 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-002845 · form4.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,564

Read SEC document
December 31, 2008 Filed Jan 5, 2009 13:34 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 3,462.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-09-000171 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,023.08

Underlying: Common Stock · 3,462.75 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F1 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 16, 2008 Filed Dec 18, 2008 16:28 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 318.26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-011489 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,560.33

Underlying: Common Stock · 318.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
November 24, 2008 Filed Nov 24, 2008 21:08 UTC CORNING INC /NY GLW · Entity 2883 PurchaseCommon Stock 20,000 $8.74 $174,716.00
Disclosure

SEC source: 0001127602-08-010013 · form4.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,587

F1 · price: The price reported in Coumn 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.71 to $8.82, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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September 30, 2008 Filed Oct 2, 2008 20:17 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,715.24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-007716 · form4.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,242.07

Underlying: Common Stock · 1,715.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 180.71 unites acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 180.71 unites acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

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June 30, 2008 Filed Jul 2, 2008 18:27 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,350.53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-08-000241 · doc.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,526.83

Underlying: Common Stock · 1,350.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 119.68 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Includes 119.68 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2008 Filed Jul 2, 2008 23:52 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-08-000038 · edgar.xml · derivative · entry 3

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock, par value $.01 per share · 2,500 shares

Expires 2009-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 60% on June 30, 2007, an additional 20% on June 30, 2008, and an additional 20% on June 30, 2009.

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June 30, 2008 Filed Jul 2, 2008 23:52 UTC AMAZON COM INC AMZN · Entity 1956 SaleCommon Stock, par value $.01 per share 1,000 $74.90 $74,900.00
Disclosure

SEC source: 0001359804-08-000038 · edgar.xml · nonDerivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 30, 2008 Filed Jul 2, 2008 23:52 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionCommon Stock, par value $.01 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001359804-08-000038 · edgar.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 6,750 $0.00 Strike: $21.15 $0.00
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · derivative · entry 11

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,750 shares

Expires 2011-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 2,110 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · derivative · entry 10

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,110 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 9,050 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · derivative · entry 9

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,110

Underlying: Common Stock · 9,050 shares

Expires 2011-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $6.67 $0.00
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · derivative · entry 8

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2012-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · derivative · entry 7

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2013-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 42,910 $28.00 $1,201,480.00
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 6

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,587

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 6,750 $21.15 $142,762.50
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 5

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 9,050 $9.95 $90,047.50
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 4

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 2,110 $9.95 $20,994.50
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 3

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 15,000 $6.67 $100,050.00
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2008 Filed May 21, 2008 20:10 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,000 $4.13 $41,300.00
Disclosure

SEC source: 0000024741-08-000215 · doc.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2008 Filed Apr 2, 2008 12:48 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,206.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-08-000167 · doc.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,176.3

Underlying: Common Stock · 1,206.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 112.25 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Includes 112.25 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
February 06, 2008 Filed Feb 8, 2008 17:40 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 2,083 $0.00 Strike: $22.86 $0.00
Disclosure

SEC source: 0000024741-08-000108 · doc.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 2,083 shares

Expires 2018-02-05

F1 · derivative.exercise_date: The option vests in three equal installments beginning on February 6, 2009.

Read SEC document
February 06, 2008 Filed Feb 8, 2008 17:40 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 3,281 $0.00 $0.00
Disclosure

SEC source: 0000024741-08-000108 · doc.xml · nonDerivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,587

Read SEC document
December 31, 2007 Filed Jan 3, 2008 14:17 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,208.84 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-08-000033 · doc.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,969.98

Underlying: Common Stock · 1,208.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 14, 2007 Filed Dec 18, 2007 17:17 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 108.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000483 · doc.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,761.14

Underlying: Common Stock · 108.83 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 108.83 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Includes 108.83 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · balance_after: Includes 108.83 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
September 28, 2007 Filed Oct 1, 2007 22:11 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 977.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000404 · doc.xml · derivative · entry 1

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,652.31

Underlying: Common Stock · 977.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · balance_after: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2007 Filed Jul 3, 2007 23:13 UTC AMAZON COM INC AMZN · Entity 1956 Exercise / conversionRestricted Stock Unit Award · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001359804-07-000036 · edgar.xml · derivative · entry 2

BROWN JOHN SEELY · CIK 0001206159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $.01 per share · 7,500 shares

Expires 2009-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis

F2 · derivative.exercise_date: Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of common stock of the issuer at the rate of 60% on June 30, 2007, an additional 20% on June 30, 2008, and an additional 20% on June 30, 2009.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.