Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director · Director, President and CEO | December 31, 2019 | January 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date December 31, 2019 · Filed January 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,159,625 |
Reported balance
After 2019-12-31 transaction · row 1
1 source rowRow 1 · 2019-12-31 · Tax withholding · Disposed 7,853 · Balance 1,159,625 F1: Disposition of 7,853 shares at $2.00/share for tax obligation relative to previously granted award vesting on 12/31/2019. |
| Common StockSEC Table I · non-derivative | IndirectProTechnics II | 20,470 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,470 |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition of 7,853 shares at $2.00/share for tax obligation relative to previously granted award vesting on 12/31/2019.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NATURAL GAS SERVICES GROUP INC
Report date December 29, 2022 · Filed January 03, 2023
Section 16 reporting ended · disclosed 2023-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,147 |
Reported balance
After 2022-12-29 transaction · row 1
1 source rowRow 1 · 2022-12-29 · Grant · Acquired 16,935 · Balance 21,147 F1: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2032-12-29 | Direct | 25,000 |
Reported balance
After 2022-12-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-29 · Grant · Acquired 25,000 · Balance 25,000 F1: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2017 Filed Mar 27, 2017 20:42 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | GrantCommon Stock | 3,992 | $25.05 | $99,999.60 |
DisclosureSEC source: 0001084991-17-000023 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,732 F1 · shares: The acquisition of the 3,992 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 998 shares beginning on March 31, 2018, with additional 998 installments vesting on June 30, September 30 and December 31, 2018, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:39 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 68,242 | $9.39 | $640,792.38 |
DisclosureSEC source: 0000928054-17-000002 · wf-form4_148356598124564.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,168 F1 · shares: Disposition of 68,242 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 19:25 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | Exercise / conversionNonqualified Stock Option · Derivative | 2,500 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001084991-17-000001 · primary_doc.xml · derivative · entry 3 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 19:25 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | SaleCommon Stock | 1,100 | $31.76 | $34,936.00 |
DisclosureSEC source: 0001084991-17-000001 · primary_doc.xml · nonDerivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,740 Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 19:25 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | Exercise / conversionCommon Stock | 2,500 | $13.90 | $34,750.00 |
DisclosureSEC source: 0001084991-17-000001 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.