person · Reporting owner

Levy James R.

Disclosed activity across 4 companies

Tapewire entity: 121113
SEC CIK: 0001535563

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Antero Midstream CorpAM · Entity 3501	Director	March 12, 2019	March 14, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Antero Midstream Corp

Report date March 12, 2019 · Filed March 14, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common shares representing limited partner interestsSEC Table I · non-derivative	Direct	0	Reported balance After 2019-03-12 transaction · row 1 1 source row Row 1 · 2019-03-12 · Disposition to issuer · Disposed 16,477 · Balance 0 F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares").
Common shares representing limited partner interestsSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2019-03-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-03-12 · Disposition to issuer · Disposed 55,109,589 · Balance 0 F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). As of March 12, 2019, the Warburg Pincus Entities (as defined below) collectively owned 55,109,589 AMGP Common Shares (prior to the Conversion) and 55,109,589 New AM Common Shares (after the Conversion). F3: All AMGP Common Shares or New AM Common Shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the AMGP Common Shares and the New AM Common Shares owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all AMGP Common Shares and all New AM Common Shares attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein. F4: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (a) the managing member of WPP GP, and (b) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds and the WP X O&G Funds. F6: Each of the WP VIII Funds, the WP X O&G Funds, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
Common StockSEC Table I · non-derivative	Direct	16,477	Reported balance After 2019-03-12 transaction · row 3 1 source row Row 3 · 2019-03-12 · Grant · Acquired 16,477 · Balance 16,477 F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares").
Common StockSEC Table I · non-derivative	IndirectSee footnotes	55,109,589	Reported balance After 2019-03-12 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-03-12 · Grant · Acquired 55,109,589 · Balance 55,109,589 F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). As of March 12, 2019, the Warburg Pincus Entities (as defined below) collectively owned 55,109,589 AMGP Common Shares (prior to the Conversion) and 55,109,589 New AM Common Shares (after the Conversion). F3: All AMGP Common Shares or New AM Common Shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the AMGP Common Shares and the New AM Common Shares owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all AMGP Common Shares and all New AM Common Shares attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein. F4: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (a) the managing member of WPP GP, and (b) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds and the WP X O&G Funds. F6: Each of the WP VIII Funds, the WP X O&G Funds, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."

Filing footnotes · ownership attribution and instrument terms

F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares").

F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). As of March 12, 2019, the Warburg Pincus Entities (as defined below) collectively owned 55,109,589 AMGP Common Shares (prior to the Conversion) and 55,109,589 New AM Common Shares (after the Conversion).

F3: All AMGP Common Shares or New AM Common Shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the AMGP Common Shares and the New AM Common Shares owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all AMGP Common Shares and all New AM Common Shares attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein.

F4: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds.

F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (a) the managing member of WPP GP, and (b) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds and the WP X O&G Funds.

F6: Each of the WP VIII Funds, the WP X O&G Funds, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANTERO RESOURCES Corp

Report date June 10, 2019 · Filed June 12, 2019

Section 16 reporting ended · disclosed 2019-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2019-06-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-06-10 · Sale · Disposed 16,094,190 · Balance 0 F1: Effective June 10, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) sold an aggregate of 16,094,190 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") (the "Sale"). F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Sale, the Warburg Pincus Entities (as defined below) collectively own no shares of Common Stock of the Issuer. F3: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F4: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G. F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G. F6: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
Common stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	116,214	Reported balance Holding disclosure · report date 2019-06-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 116,214

Filing footnotes · ownership attribution and instrument terms

F1: Effective June 10, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) sold an aggregate of 16,094,190 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") (the "Sale").

F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Sale, the Warburg Pincus Entities (as defined below) collectively own no shares of Common Stock of the Issuer.

F3: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein.

F4: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G.

F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G.

F6: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."

Brigham Minerals, Inc.

Report date December 29, 2022 · Filed January 03, 2023

Section 16 reporting ended · disclosed 2023-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-12-29 transaction · row 1 1 source row Row 1 · 2022-12-29 · Disposition to issuer · Disposed 31,796 · Balance 0 F1: See Exhibit 99.1 F2: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

Vital Energy, Inc.

Report date June 02, 2021 · Filed June 03, 2021

Section 16 reporting ended · disclosed 2021-06-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	20,450	Reported balance After 2021-06-02 transaction · row 1 1 source row Row 1 · 2021-06-02 · Grant · Acquired 503 · Balance 20,450 F1: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 29, 2022 Filed Jan 3, 2023 16:32 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	Disposition to issuerClass A Common Stock	31,796	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-23-000253 · doc4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: See Exhibit 99.1 F2 · price: See Exhibit 99.1 Read SEC document
May 24, 2022 Filed May 26, 2022 16:20 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	GrantClass A Common Stock	5,232	$0.00	$0.00	Disclosure SEC source: 0001515971-22-000106 · ownership.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,796 F1 · kind: Award of restricted stock units pursuant to the Brigham Minerals, Inc. 2019 Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date, subject to continued service through the vesting date. F2 · balance_after: Includes 5,232 restricted stock units awarded pursuant to the Brigham Minerals, Inc. 2019 Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date, subject to continued service through the vesting date. Read SEC document
June 02, 2021 Filed Jun 3, 2021 12:40 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	503	$65.28	$32,835.84	Disclosure SEC source: 0001528129-21-000106 · wf-form4_162273840900296.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,450 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. Read SEC document
May 26, 2021 Filed May 28, 2021 06:50 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	GrantClass A Common Stock	7,692	$0.00	$0.00	Disclosure SEC source: 0001515971-21-000054 · ownership.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,564 F1 · kind: Award of restricted stock units pursuant to the Brigham Minerals, Inc. 2019 Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date, subject to continued service through the vesting date. F2 · balance_after: Includes 7,692 restricted stock units awarded pursuant to the Brigham Minerals, Inc. 2019 Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date, subject to continued service through the vesting date. Read SEC document
February 25, 2021 Filed Mar 1, 2021 09:48 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	747	$33.46	$24,994.62	Disclosure SEC source: 0001528129-21-000046 · wf-form4_161461009218561.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,947 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent payment of the director's retainer and director fees, which are paid 50% in stock and 50% in cash. Read SEC document
November 30, 2020 Filed Nov 30, 2020 19:35 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	12,986	$12.01	$155,911.21	Disclosure SEC source: 0001104659-20-130707 · a4.xml · nonDerivative · entry 6 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · kind: On November 30, 2020, WP X Partners, sold an aggregate of 12,986 Shares at a price of $12.0061 per share. F4 · shares: On November 30, 2020, WP X Partners, sold an aggregate of 12,986 Shares at a price of $12.0061 per share. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.900 to $12.220 per share, inclusive. F11 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (8) through (10) to this Form 4. F5 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F6 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F7 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 30, 2020 Filed Nov 30, 2020 19:35 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	395,766	$12.01	$4,751,606.17	Disclosure SEC source: 0001104659-20-130707 · a4.xml · nonDerivative · entry 5 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · kind: On November 30, 2020, WP X O&G, sold an aggregate of 395,766 Shares at a price of $12.0061 per share. F3 · shares: On November 30, 2020, WP X O&G, sold an aggregate of 395,766 Shares at a price of $12.0061 per share. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.900 to $12.220 per share, inclusive. F11 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (8) through (10) to this Form 4. F5 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F6 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F7 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 25, 2020 Filed Nov 30, 2020 19:35 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	265	$12.41	$3,288.41	Disclosure SEC source: 0001104659-20-130707 · a4.xml · nonDerivative · entry 4 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,986 F2 · kind: On November 25, 2020, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), sold an aggregate of 3,998 Shares at a price of $12.0923 per share. F2 · shares: On November 25, 2020, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), sold an aggregate of 3,998 Shares at a price of $12.0923 per share. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.400 to $12.440 per share, inclusive. F11 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (8) through (10) to this Form 4. F5 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F6 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F7 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 25, 2020 Filed Nov 30, 2020 19:35 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	8,286	$12.41	$102,821.80	Disclosure SEC source: 0001104659-20-130707 · a4.xml · nonDerivative · entry 3 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 395,766 F1 · kind: On November 25, 2020, Warburg Pincus Private Equity X O&G, L.P, a Delaware limited partnership ("WP X O&G"), sold an aggregate of 124,987 Shares at a price of $12.0923 per share. F1 · shares: On November 25, 2020, Warburg Pincus Private Equity X O&G, L.P, a Delaware limited partnership ("WP X O&G"), sold an aggregate of 124,987 Shares at a price of $12.0923 per share. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.400 to $12.440 per share, inclusive. F11 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (8) through (10) to this Form 4. F5 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F6 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F7 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 25, 2020 Filed Nov 30, 2020 19:35 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	3,733	$12.07	$45,056.56	Disclosure SEC source: 0001104659-20-130707 · a4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,251 F2 · kind: On November 25, 2020, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), sold an aggregate of 3,998 Shares at a price of $12.0923 per share. F2 · shares: On November 25, 2020, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), sold an aggregate of 3,998 Shares at a price of $12.0923 per share. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.400 to $12.395 per share, inclusive. F11 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (8) through (10) to this Form 4. F5 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F6 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F7 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 25, 2020 Filed Nov 30, 2020 19:35 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock, par value $0.01 per share (''Common Stock'')	116,701	$12.07	$1,408,557.73	Disclosure SEC source: 0001104659-20-130707 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 404,052 F1 · kind: On November 25, 2020, Warburg Pincus Private Equity X O&G, L.P, a Delaware limited partnership ("WP X O&G"), sold an aggregate of 124,987 Shares at a price of $12.0923 per share. F1 · shares: On November 25, 2020, Warburg Pincus Private Equity X O&G, L.P, a Delaware limited partnership ("WP X O&G"), sold an aggregate of 124,987 Shares at a price of $12.0923 per share. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.400 to $12.395 per share, inclusive. F11 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (8) through (10) to this Form 4. F5 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F6 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F7 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 24, 2020 Filed Nov 24, 2020 20:46 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	2,670	$12.49	$33,336.82	Disclosure SEC source: 0001104659-20-129175 · a4.xml · nonDerivative · entry 8 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,984 F6 · kind: On November 24, 2020, WP X Partners, sold an aggregate of 20,150 Shares at a price of $11.5091 per share. F6 · shares: On November 24, 2020, WP X Partners, sold an aggregate of 20,150 Shares at a price of $11.5091 per share. F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.33 to $12.60 per share, inclusive. F14 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4. F7 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F8 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F9 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 24, 2020 Filed Nov 24, 2020 20:46 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	83,468	$12.49	$1,042,156.41	Disclosure SEC source: 0001104659-20-129175 · a4.xml · nonDerivative · entry 7 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 520,753 F5 · kind: On November 24, 2020, WP X O&G, sold an aggregate of 629,580 Shares at a price of $11.5091 per share. F5 · shares: On November 24, 2020, WP X O&G, sold an aggregate of 629,580 Shares at a price of $11.5091 per share. F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.33 to $12.60 per share, inclusive. F14 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4. F7 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F8 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F9 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 24, 2020 Filed Nov 24, 2020 20:46 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	17,480	$11.77	$205,732.61	Disclosure SEC source: 0001104659-20-129175 · a4.xml · nonDerivative · entry 6 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,654 F6 · kind: On November 24, 2020, WP X Partners, sold an aggregate of 20,150 Shares at a price of $11.5091 per share. F6 · shares: On November 24, 2020, WP X Partners, sold an aggregate of 20,150 Shares at a price of $11.5091 per share. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.33 to $12.325 per share, inclusive. F14 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4. F7 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F8 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F9 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 24, 2020 Filed Nov 24, 2020 20:46 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	546,382	$11.77	$6,430,697.59	Disclosure SEC source: 0001104659-20-129175 · a4.xml · nonDerivative · entry 5 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 604,221 F5 · kind: On November 24, 2020, WP X O&G, sold an aggregate of 629,580 Shares at a price of $11.5091 per share. F5 · shares: On November 24, 2020, WP X O&G, sold an aggregate of 629,580 Shares at a price of $11.5091 per share. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.33 to $12.325 per share, inclusive. F14 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4. F7 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F8 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F9 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 23, 2020 Filed Nov 24, 2020 20:46 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	21,447	$11.25	$241,238.00	Disclosure SEC source: 0001104659-20-129175 · a4.xml · nonDerivative · entry 4 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,134 F4 · kind: On November 23, 2020, WP X Partners, sold an aggregate of 21,447 Shares at a price of $11.2481 per share. F4 · shares: On November 23, 2020, WP X Partners, sold an aggregate of 21,447 Shares at a price of $11.2481 per share. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $11.69 per share, inclusive. F14 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4. F7 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F8 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F9 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 23, 2020 Filed Nov 24, 2020 20:46 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	670,387	$11.25	$7,540,580.01	Disclosure SEC source: 0001104659-20-129175 · a4.xml · nonDerivative · entry 3 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,150,603 F3 · kind: On November 23, 2020, WP X O&G, sold an aggregate of 670,387 Shares at a price of $11.2481 per share. F3 · shares: On November 23, 2020, WP X O&G, sold an aggregate of 670,387 Shares at a price of $11.2481 per share. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $11.69 per share, inclusive. F14 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4. F7 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F8 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F9 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 20, 2020 Filed Nov 24, 2020 20:46 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	5,989	$10.89	$65,223.20	Disclosure SEC source: 0001104659-20-129175 · a4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 58,581 F2 · kind: On November 20, 2020, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), sold an aggregate of 5,989 Shares at a price of $10.8905 per share. F2 · shares: On November 20, 2020, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), sold an aggregate of 5,989 Shares at a price of $10.8905 per share. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.61 to $11.25 per share, inclusive. F14 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4. F7 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F8 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F9 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 20, 2020 Filed Nov 24, 2020 20:46 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock, par value $0.01 per share (''Common Stock'')	187,192	$10.89	$2,038,614.48	Disclosure SEC source: 0001104659-20-129175 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,820,990 F1 · kind: On November 20, 2020, Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), sold an aggregate of 187,192 Shares at a price of $10.8905 per share. F1 · shares: On November 20, 2020, Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), sold an aggregate of 187,192 Shares at a price of $10.8905 per share. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.61 to $11.25 per share, inclusive. F14 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) through (14) to this Form 4. F7 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (ii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner WP X GP. F8 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F9 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 19, 2020 Filed Nov 20, 2020 19:13 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	7,310	$11.40	$83,334.00	Disclosure SEC source: 0001104659-20-128096 · a4.xml · nonDerivative · entry 4 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,072,752 F2 · kind: On November 19, 2019, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 180,000 Shares (the "Sale") at a price of $10.9065 per share. F2 · shares: On November 19, 2019, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 180,000 Shares (the "Sale") at a price of $10.9065 per share. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.390 to $11.430 per share, inclusive. F10 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6) through (9) to this Form 4. F3 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X GP. F4 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F5 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 19, 2020 Filed Nov 20, 2020 19:13 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	172,690	$10.89	$1,880,594.10	Disclosure SEC source: 0001104659-20-128096 · a4.xml · nonDerivative · entry 3 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,080,062 F2 · kind: On November 19, 2019, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 180,000 Shares (the "Sale") at a price of $10.9065 per share. F2 · shares: On November 19, 2019, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 180,000 Shares (the "Sale") at a price of $10.9065 per share. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.390 to $11.380 per share, inclusive. F10 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6) through (9) to this Form 4. F3 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X GP. F4 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F5 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 19, 2020 Filed Nov 23, 2020 13:30 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	2,191	$11.41	$24,999.31	Disclosure SEC source: 0001528129-20-000195 · wf-form4_160615618850033.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent payment of the director's retainer and director fees, which are paid 50% in stock and 50% in cash. Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:13 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock	44,640	$12.20	$544,608.00	Disclosure SEC source: 0001104659-20-128096 · a4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,252,752 F1 · kind: On November 18, 2019, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 305,753 Shares (the "Sale") at a price of $11.9013 per share. F1 · shares: On November 18, 2019, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 305,753 Shares (the "Sale") at a price of $11.9013 per share. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.120 to $12.295 per share, inclusive. F10 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6) through (9) to this Form 4. F3 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X GP. F4 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F5 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
November 18, 2020 Filed Nov 20, 2020 19:13 UTC	Vital Energy, Inc. LPI · Entity 71532	SaleCommon Stock, par value $0.01 per share (''Common Stock'')	261,113	$11.85	$3,094,189.05	Disclosure SEC source: 0001104659-20-128096 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,297,392 F1 · kind: On November 18, 2019, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 305,753 Shares (the "Sale") at a price of $11.9013 per share. F1 · shares: On November 18, 2019, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 305,753 Shares (the "Sale") at a price of $11.9013 per share. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.120 to $12.115 per share, inclusive. F10 · price: Mr. Levy undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6) through (9) to this Form 4. F3 · ownership.nature: The Warburg Pincus entities are (i) Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP, WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X GP. F4 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F5 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:08 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionBrigham Minerals Holdings, LLC common unit · Derivative	3,328,278	$0.00	$0.00	Disclosure SEC source: 0000899243-20-025540 · doc4.xml · derivative · entry 8 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A common stock, par value $0.01 · 3,328,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F5 · derivative.exercise_date: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F5 · derivative.expiration_date: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Prior to the consummation of the transactions reported herein, certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") held shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer and Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units"). As of the date hereof, after consummation of all transactions reported herein, the Warburg Pincus Entities no longer hold any shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer or Common Units. F3 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:08 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	SaleClass A common stock, par value $0.01	266,267	$8.08	$2,150,638.56	Disclosure SEC source: 0000899243-20-025540 · doc4.xml · nonDerivative · entry 6 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: Such shares were sold to the Issuer pursuant to a Repurchase Agreement, dated September 10, 2020, by and between the Issuer and the Warburg Entities. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Prior to the consummation of the transactions reported herein, certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") held shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer and Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units"). As of the date hereof, after consummation of all transactions reported herein, the Warburg Pincus Entities no longer hold any shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer or Common Units. F3 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:08 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	SaleClass A common stock, par value $0.01	3,062,011	$8.08	$24,731,862.85	Disclosure SEC source: 0000899243-20-025540 · doc4.xml · nonDerivative · entry 5 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 266,267 F1 · kind: Such shares were sold in an underwritten public offering. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Prior to the consummation of the transactions reported herein, certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") held shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer and Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units"). As of the date hereof, after consummation of all transactions reported herein, the Warburg Pincus Entities no longer hold any shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer or Common Units. F3 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:08 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionClass A common stock, par value $0.01	3,328,278	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-025540 · doc4.xml · nonDerivative · entry 4 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,328,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F6 · price: On September 15, 2020, certain of the Warburg Pincus Entities requested that 3,328,278 shares of Class B common stock and 3,328,278 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 3,328,278 shares of Class A common stock. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Prior to the consummation of the transactions reported herein, certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") held shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer and Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units"). As of the date hereof, after consummation of all transactions reported herein, the Warburg Pincus Entities no longer hold any shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer or Common Units. F3 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:08 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionClass B common stock, par value $0.01	3,328,278	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-025540 · doc4.xml · nonDerivative · entry 3 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F6 · price: On September 15, 2020, certain of the Warburg Pincus Entities requested that 3,328,278 shares of Class B common stock and 3,328,278 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 3,328,278 shares of Class A common stock. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Prior to the consummation of the transactions reported herein, certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") held shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer and Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units"). As of the date hereof, after consummation of all transactions reported herein, the Warburg Pincus Entities no longer hold any shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer or Common Units. F3 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:08 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	SaleClass A common stock, par value $0.01	170,363	$8.08	$1,376,021.95	Disclosure SEC source: 0000899243-20-025540 · doc4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: Such shares were sold to the Issuer pursuant to a Repurchase Agreement, dated September 10, 2020, by and between the Issuer and the Warburg Entities. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Prior to the consummation of the transactions reported herein, certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") held shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer and Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units"). As of the date hereof, after consummation of all transactions reported herein, the Warburg Pincus Entities no longer hold any shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer or Common Units. F3 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
September 15, 2020 Filed Sep 17, 2020 17:08 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	SaleClass A common stock, par value $0.01	1,959,129	$8.08	$15,823,884.93	Disclosure SEC source: 0000899243-20-025540 · doc4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 170,363 F1 · kind: Such shares were sold in an underwritten public offering. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Prior to the consummation of the transactions reported herein, certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") held shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer and Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units"). As of the date hereof, after consummation of all transactions reported herein, the Warburg Pincus Entities no longer hold any shares of Class A common stock of the Issuer, shares of Class B common stock of the Issuer or Common Units. F3 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
August 13, 2020 Filed Aug 17, 2020 16:46 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	1,411	$17.71	$24,988.81	Disclosure SEC source: 0001528129-20-000152 · wf-form4_159769717148327.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,009 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent payment of directors retainer and director fees, which are paid 50% in stock and 50% in cash. Read SEC document
June 12, 2020 Filed Jun 16, 2020 19:53 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionBrigham Minerals Holdings, LLC common unit · Derivative	2,699,721	$0.00	$0.00	Disclosure SEC source: 0000899243-20-016718 · doc4.xml · derivative · entry 6 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,328,278 Underlying: Class A common stock, par value $0.01 · 2,699,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F3 · derivative.exercise_date: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F3 · derivative.expiration_date: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 2,129,492 shares of Class A common stock of the Issuer, 3,328,278 shares of Class B common stock of the Issuer and 3,328,278 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
June 12, 2020 Filed Jun 16, 2020 19:53 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	SaleClass A common stock, par value $0.01	2,699,721	$13.46	$36,332,305.27	Disclosure SEC source: 0000899243-20-016718 · doc4.xml · nonDerivative · entry 4 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 2,129,492 shares of Class A common stock of the Issuer, 3,328,278 shares of Class B common stock of the Issuer and 3,328,278 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
June 12, 2020 Filed Jun 16, 2020 19:53 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionClass A common stock, par value $0.01	2,699,721	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-016718 · doc4.xml · nonDerivative · entry 3 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,699,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F4 · price: On June 12, 2020, certain of the Warburg Pincus Entities requested that 2,699,721 shares of Class B common stock and 2,699,721 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 2,699,721 shares of Class A common stock. F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 2,129,492 shares of Class A common stock of the Issuer, 3,328,278 shares of Class B common stock of the Issuer and 3,328,278 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
June 12, 2020 Filed Jun 16, 2020 19:53 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionClass B common stock, par value $0.01	2,699,721	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-20-016718 · doc4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,328,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F4 · price: On June 12, 2020, certain of the Warburg Pincus Entities requested that 2,699,721 shares of Class B common stock and 2,699,721 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 2,699,721 shares of Class A common stock. F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 2,129,492 shares of Class A common stock of the Issuer, 3,328,278 shares of Class B common stock of the Issuer and 3,328,278 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
June 12, 2020 Filed Jun 16, 2020 19:53 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	SaleClass A common stock, par value $0.01	1,727,331	$13.46	$23,246,075.13	Disclosure SEC source: 0000899243-20-016718 · doc4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,129,492 F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 2,129,492 shares of Class A common stock of the Issuer, 3,328,278 shares of Class B common stock of the Issuer and 3,328,278 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
May 28, 2020 Filed Jun 1, 2020 20:51 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	GrantClass A Common Stock	10,598	$0.00	$0.00	Disclosure SEC source: 0000899243-20-014797 · doc4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,872 F1 · kind: Award of restricted stock units pursuant to the Brigham Minerals, Inc. 2019 Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date, subject to continued service through the vesting date. F2 · balance_after: Includes 10,598 restricted stock units awarded pursuant to the Brigham Minerals, Inc. 2019 Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date, subject to continued service through the vesting date. Read SEC document
May 14, 2020 Filed May 15, 2020 13:04 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	32,051	$0.78	$24,999.78	Disclosure SEC source: 0001528129-20-000092 · wf-form4_158956225581699.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,984 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent payment of director fees, which are paid 50% in stock and 50% in cash. Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:43 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	41,118	$1.52	$62,499.36	Disclosure SEC source: 0001528129-20-000040 · wf-form4_158258061654748.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,933 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:03 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionBrigham Minerals Holdings, LLC common unit · Derivative	1,802,623	$0.00	$0.00	Disclosure SEC source: 0000899243-19-029589 · doc4.xml · derivative · entry 6 Levy James R. · CIK 0001535563 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,027,999 Underlying: Class A common stock, par value $0.01 · 1,802,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F3 · derivative.exercise_date: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F3 · derivative.expiration_date: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 3,856,823 shares of Class A common stock, 6,027,999 shares of Class B common stock and 6,027,999 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") of the Issuer as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:03 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	SaleClass A common stock, par value $0.01	1,802,623	$17.38	$31,322,377.25	Disclosure SEC source: 0000899243-19-029589 · doc4.xml · nonDerivative · entry 4 Levy James R. · CIK 0001535563 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 3,856,823 shares of Class A common stock, 6,027,999 shares of Class B common stock and 6,027,999 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") of the Issuer as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:03 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionClass A common stock, par value $0.01	1,802,623	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-029589 · doc4.xml · nonDerivative · entry 3 Levy James R. · CIK 0001535563 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,802,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F4 · price: On December 16, 2019, certain of the Warburg Pincus Entities requested that 1,802,623 shares of Class B common stock and 1,802,623 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 1,802,623 shares of Class A common stock. F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 3,856,823 shares of Class A common stock, 6,027,999 shares of Class B common stock and 6,027,999 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") of the Issuer as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:03 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	ConversionClass B common stock, par value $0.01	1,802,623	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-029589 · doc4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,027,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: At the request of the respective Warburg Pincus Entity holding such Common Unit, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire. F4 · price: On December 16, 2019, certain of the Warburg Pincus Entities requested that 1,802,623 shares of Class B common stock and 1,802,623 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 1,802,623 shares of Class A common stock. F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 3,856,823 shares of Class A common stock, 6,027,999 shares of Class B common stock and 6,027,999 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") of the Issuer as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:03 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	SaleClass A common stock, par value $0.01	1,153,187	$17.38	$20,037,777.31	Disclosure SEC source: 0000899243-19-029589 · doc4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,856,823 F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively held 3,856,823 shares of Class A common stock, 6,027,999 shares of Class B common stock and 6,027,999 Brigham Minerals Holdings, LLC ("Brigham LLC") common units ("Common Units") of the Issuer as of the date hereof, after consummation of all transactions reported herein. F2 · ownership.nature: All shares of Class A common stock and Class B common stock of the Issuer and all Common Units indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of such securities owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Class A common stock and Class B common stock of the Issuer and Common Units attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document
November 14, 2019 Filed Nov 18, 2019 09:58 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	27,056	$2.31	$62,499.36	Disclosure SEC source: 0001528129-19-000173 · wf-form4_157408910526391.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,815 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document
August 15, 2019 Filed Aug 19, 2019 14:47 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	23,408	$2.67	$62,499.36	Disclosure SEC source: 0001528129-19-000125 · wf-form4_156624044834540.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,759 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:25 UTC	ANTERO RESOURCES Corp AR · Entity 3448	SaleCommon stock, par value $0.01 per share	16,094,190	$6.17	$99,301,152.30	Disclosure SEC source: 0001104659-19-035109 · a4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · balance_after: Effective June 10, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) sold an aggregate of 16,094,190 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") (the "Sale"). F2 · balance_after: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Sale, the Warburg Pincus Entities (as defined below) collectively own no shares of Common Stock of the Issuer. F3 · balance_after: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Sale, the Warburg Pincus Entities (as defined below) collectively own no shares of Common Stock of the Issuer. F3 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F4 · ownership.nature: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G. F5 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G. F6 · ownership.nature: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Read SEC document
May 16, 2019 Filed May 20, 2019 10:44 UTC	Vital Energy, Inc. LPI · Entity 71532	GrantCommon Stock	17,908	$3.49	$62,498.92	Disclosure SEC source: 0001528129-19-000092 · wf-form4_155836347416050.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,351 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:55 UTC	Brigham Minerals, Inc. MNRL · Entity 121104	OtherBrigham Minerals Holdings, LLC Units · Derivative	7,830,364	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-011178 · doc4.xml · derivative · entry 4 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,830,364 Underlying: Class A Common Stock, par value $0.01 · 7,830,364 shares Expires not disclosed F5 · derivative.exercise_price: At the request of the respective Warburg Entity owning such Unit, each Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Unit redeemed. The Units do not expire. F2 · kind: Pursuant to the Reorganization Transactions (as defined in the Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement") of Brigham Minerals, Inc. (the "Issuer")) as part of the Issuer's initial public offering ("IPO"), (a) the Issuer issued Class A common stock to certain of the Warburg Entities (as defined below) in exchange for incentive units in Brigham Equity Holdings, LLC and (b) certain of the Warburg Entities' equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued Units in Brigham Minerals Holdings, LLC (the "Units") together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Units. F2 · price: Pursuant to the Reorganization Transactions (as defined in the Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement") of Brigham Minerals, Inc. (the "Issuer")) as part of the Issuer's initial public offering ("IPO"), (a) the Issuer issued Class A common stock to certain of the Warburg Entities (as defined below) in exchange for incentive units in Brigham Equity Holdings, LLC and (b) certain of the Warburg Entities' equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued Units in Brigham Minerals Holdings, LLC (the "Units") together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Units. F5 · derivative.exercise_date: At the request of the respective Warburg Entity owning such Unit, each Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Unit redeemed. The Units do not expire. F5 · derivative.expiration_date: At the request of the respective Warburg Entity owning such Unit, each Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Unit redeemed. The Units do not expire. F3 · balance_after: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively own 12,840,373 shares of Class A Common Stock, par value $0.01 per share (the "Common Stock"), of the Issuer as of the date hereof. F4 · balance_after: All shares of Common Stock of the Issuer indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F3 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively own 12,840,373 shares of Class A Common Stock, par value $0.01 per share (the "Common Stock"), of the Issuer as of the date hereof. F4 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.