Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Antero Midstream CorpAM · Entity 3501 | Director | March 12, 2019 | March 14, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Antero Midstream Corp
Report date March 12, 2019 · Filed March 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares representing limited partner interestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-03-12 transaction · row 1
1 source rowRow 1 · 2019-03-12 · Disposition to issuer · Disposed 16,477 · Balance 0 F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). |
| Common shares representing limited partner interestsSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-03-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-03-12 · Disposition to issuer · Disposed 55,109,589 · Balance 0 F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). As of March 12, 2019, the Warburg Pincus Entities (as defined below) collectively owned 55,109,589 AMGP Common Shares (prior to the Conversion) and 55,109,589 New AM Common Shares (after the Conversion). F3: All AMGP Common Shares or New AM Common Shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the AMGP Common Shares and the New AM Common Shares owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all AMGP Common Shares and all New AM Common Shares attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein. F4: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (a) the managing member of WPP GP, and (b) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds and the WP X O&G Funds. F6: Each of the WP VIII Funds, the WP X O&G Funds, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." |
| Common StockSEC Table I · non-derivative | Direct | 16,477 |
Reported balance
After 2019-03-12 transaction · row 3
1 source rowRow 3 · 2019-03-12 · Grant · Acquired 16,477 · Balance 16,477 F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 55,109,589 |
Reported balance
After 2019-03-12 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-03-12 · Grant · Acquired 55,109,589 · Balance 55,109,589 F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). As of March 12, 2019, the Warburg Pincus Entities (as defined below) collectively owned 55,109,589 AMGP Common Shares (prior to the Conversion) and 55,109,589 New AM Common Shares (after the Conversion). F3: All AMGP Common Shares or New AM Common Shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the AMGP Common Shares and the New AM Common Shares owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all AMGP Common Shares and all New AM Common Shares attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein. F4: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (a) the managing member of WPP GP, and (b) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds and the WP X O&G Funds. F6: Each of the WP VIII Funds, the WP X O&G Funds, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." |
Filing footnotes · ownership attribution and instrument terms
F1: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares").
F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). As of March 12, 2019, the Warburg Pincus Entities (as defined below) collectively owned 55,109,589 AMGP Common Shares (prior to the Conversion) and 55,109,589 New AM Common Shares (after the Conversion).
F3: All AMGP Common Shares or New AM Common Shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the AMGP Common Shares and the New AM Common Shares owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all AMGP Common Shares and all New AM Common Shares attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein.
F4: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds.
F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (a) the managing member of WPP GP, and (b) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds and the WP X O&G Funds.
F6: Each of the WP VIII Funds, the WP X O&G Funds, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANTERO RESOURCES Corp
Report date June 10, 2019 · Filed June 12, 2019
Section 16 reporting ended · disclosed 2019-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-06-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-06-10 · Sale · Disposed 16,094,190 · Balance 0 F1: Effective June 10, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) sold an aggregate of 16,094,190 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") (the "Sale"). F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Sale, the Warburg Pincus Entities (as defined below) collectively own no shares of Common Stock of the Issuer. F3: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F4: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G. F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G. F6: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 116,214 |
Reported balance
Holding disclosure · report date 2019-06-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 116,214 |
Filing footnotes · ownership attribution and instrument terms
F1: Effective June 10, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) sold an aggregate of 16,094,190 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") (the "Sale").
F2: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Sale, the Warburg Pincus Entities (as defined below) collectively own no shares of Common Stock of the Issuer.
F3: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein.
F4: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G.
F5: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G.
F6: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
Brigham Minerals, Inc.
Report date December 29, 2022 · Filed January 03, 2023
Section 16 reporting ended · disclosed 2023-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-12-29 transaction · row 1
1 source rowRow 1 · 2022-12-29 · Disposition to issuer · Disposed 31,796 · Balance 0 F1: See Exhibit 99.1 F2: See Exhibit 99.1 |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1
F2: See Exhibit 99.1
Vital Energy, Inc.
Report date June 02, 2021 · Filed June 03, 2021
Section 16 reporting ended · disclosed 2021-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,450 |
Reported balance
After 2021-06-02 transaction · row 1
1 source rowRow 1 · 2021-06-02 · Grant · Acquired 503 · Balance 20,450 F1: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are granted under the Issuer's Omnibus Equity Incentive Plan and represent partial payment of the director's retainer and director fees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2019 Filed Apr 25, 2019 21:55 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | GrantClass B Common Stock | 7,830,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-011178 · doc4.xml · nonDerivative · entry 3 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,830,364 F2 · price: Pursuant to the Reorganization Transactions (as defined in the Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement") of Brigham Minerals, Inc. (the "Issuer")) as part of the Issuer's initial public offering ("IPO"), (a) the Issuer issued Class A common stock to certain of the Warburg Entities (as defined below) in exchange for incentive units in Brigham Equity Holdings, LLC and (b) certain of the Warburg Entities' equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued Units in Brigham Minerals Holdings, LLC (the "Units") together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Units. F3 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively own 12,840,373 shares of Class A Common Stock, par value $0.01 per share (the "Common Stock"), of the Issuer as of the date hereof. F4 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:55 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | GrantClass A Common Stock | 5,010,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-011178 · doc4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,010,009 F2 · price: Pursuant to the Reorganization Transactions (as defined in the Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement") of Brigham Minerals, Inc. (the "Issuer")) as part of the Issuer's initial public offering ("IPO"), (a) the Issuer issued Class A common stock to certain of the Warburg Entities (as defined below) in exchange for incentive units in Brigham Equity Holdings, LLC and (b) certain of the Warburg Entities' equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued Units in Brigham Minerals Holdings, LLC (the "Units") together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Units. F3 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP") and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Certain affiliates of WP and WP LLC (such affiliates, the "Warburg Pincus Entities") collectively own 12,840,373 shares of Class A Common Stock, par value $0.01 per share (the "Common Stock"), of the Issuer as of the date hereof. F4 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly beneficially owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. The Reporting Person disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:55 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | GrantClass A Common Stock | 8,274 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011178 · doc4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,274 F1 · kind: Award of restricted stock units pursuant to the Brigham Minerals, Inc. 2019 Long Term Incentive Plan. The award vests in full on the first anniversary of the grant date, subject to continued employment through the vesting date. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:35 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 8,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-021159 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,214 Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:10 UTC | Antero Midstream Corp AM · Entity 3501 | GrantCommon Stock | 55,109,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007793 · doc4.xml · nonDerivative · entry 4 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 55,109,589 F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). As of March 12, 2019, the Warburg Pincus Entities (as defined below) collectively owned 55,109,589 AMGP Common Shares (prior to the Conversion) and 55,109,589 New AM Common Shares (after the Conversion). F3 · ownership.nature: All AMGP Common Shares or New AM Common Shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the AMGP Common Shares and the New AM Common Shares owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all AMGP Common Shares and all New AM Common Shares attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein. F4 · ownership.nature: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. F5 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (a) the managing member of WPP GP, and (b) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds and the WP X O&G Funds. F6 · ownership.nature: Each of the WP VIII Funds, the WP X O&G Funds, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:10 UTC | Antero Midstream Corp AM · Entity 3501 | GrantCommon Stock | 16,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007793 · doc4.xml · nonDerivative · entry 3 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,477 F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:10 UTC | Antero Midstream Corp AM · Entity 3501 | Disposition to issuerCommon shares representing limited partner interests | 55,109,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007793 · doc4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). As of March 12, 2019, the Warburg Pincus Entities (as defined below) collectively owned 55,109,589 AMGP Common Shares (prior to the Conversion) and 55,109,589 New AM Common Shares (after the Conversion). F3 · ownership.nature: All AMGP Common Shares or New AM Common Shares indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the AMGP Common Shares and the New AM Common Shares owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all AMGP Common Shares and all New AM Common Shares attributable to the Warburg Pincus Entities except to the extent of his pecuniary interest therein. F4 · ownership.nature: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X O&G, the "WP X O&G Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. F5 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (a) the managing member of WPP GP, and (b) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds and the WP X O&G Funds. F6 · ownership.nature: Each of the WP VIII Funds, the WP X O&G Funds, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:10 UTC | Antero Midstream Corp AM · Entity 3501 | Disposition to issuerCommon shares representing limited partner interests | 16,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-007793 · doc4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). F1 · price: On March 12, 2019, in connection with the conversion of Antero Midstream GP LP ("AMGP") from a limited partnership to a corporation named Antero Midstream Corporation ("New AM") under the laws of the State of Delaware (the "Conversion"), each common share representing limited partnership interests of AMGP (the "AMGP Common Shares") was converted into one share of common stock of New AM ("New AM Common Shares"). Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:02 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 18,221 | $3.43 | $62,498.03 |
DisclosureSEC source: 0001528129-19-000036 · wf-form4_155173694801834.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,443 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 12:31 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | OtherCommon stock, par value $0.01 per share | 17,514,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-010925 · a4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,094,188 F1 · kind: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,873 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · price: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,873 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · balance_after: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,873 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F2 · balance_after: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 16,094,188 shares of Common Stock of the Issuer. F3 · balance_after: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 16,094,188 shares of Common Stock of the Issuer. F3 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F4 · ownership.nature: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G. F5 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G. F6 · ownership.nature: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 12:31 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | OtherCommon stock, par value $0.01 per share | 603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-010925 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,183 F1 · kind: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,873 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · price: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,873 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · balance_after: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,873 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F7 · balance_after: In connection with the Distribution, an aggregate total of 603 shares of Common Stock of the Issuer were distributed to Mr. Levy in his personal capacity. Read SEC document |
| February 26, 2019 Filed Mar 2, 2019 01:02 UTC Amendment | ANTERO RESOURCES Corp AR · Entity 3448 | OtherCommon stock, par value $0.01 per share | 17,514,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-012157 · a4a.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,094,190 F1 · kind: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,871 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · price: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,871 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · balance_after: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,871 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F2 · balance_after: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 16,094,190 shares of Common Stock of the Issuer. F3 · balance_after: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 16,094,190 shares of Common Stock of the Issuer. F3 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F4 · ownership.nature: The Warburg Pincus funds are Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X Partners and WP X O&G. F5 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of WP X Partners and WP X O&G. F6 · ownership.nature: Each of WP X Partners, WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Read SEC document |
| February 26, 2019 Filed Mar 2, 2019 01:02 UTC Amendment | ANTERO RESOURCES Corp AR · Entity 3448 | OtherCommon stock, par value $0.01 per share | 603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-012157 · a4a.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,183 F1 · kind: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,871 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · price: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,871 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · balance_after: Effective February 26, 2019, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 17,514,871 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F7 · balance_after: In connection with the Distribution, an aggregate total of 603 shares of Common Stock of the Issuer were distributed to Mr. Levy in his personal capacity. F8 · balance_after: The original Form 4 filed on February 27, 2019 is amended by this Form 4 solely to correct an administrative error which misreported the distribution by WP X O&G that occurred on February 26, 2019 as a distribution of 17,514,873 shares of Common Stock when in fact 17,514,871 shares of Common Stock were distributed. Read SEC document |
| January 10, 2019 Filed Jan 14, 2019 23:33 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 6,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-001882 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,580 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:51 UTC | Antero Midstream Corp AMGP · Entity 3501 | GrantCommon shares representing limited partner interests | 3,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-000873 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,477 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 13:18 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 11,859 | $5.27 | $62,496.93 |
DisclosureSEC source: 0001528129-18-000151 · wf-form4_154273790846835.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,222 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 19:32 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | SaleCommon stock, par value $0.01 per share | 13,000,000 | $15.87 | $206,310,000.00 |
DisclosureSEC source: 0001104659-18-067335 · a4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,609,061 F1 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). The Warburg Pincus Entities (as defined below in footnote 4) collectively own 33,609,061 shares of common stock ("Common Stock") of Antero Resources Corporation (the "Issuer") as of the date hereof. F2 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities (defined below), due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F3 · ownership.nature: The Warburg Pincus Funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners," and together with WP X, the "WP X Funds") and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP") is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of the WP X Funds and WP X O&G. F4 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP and WP-WPVIII GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP, is the managing member of WP Partners GP. WP LLC, is the manager of the WP VIII Funds, the WP X Funds and WP X O&G. F5 · ownership.nature: Each of the WP VIII Funds, the WP X Funds, WP X O&G, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 22:48 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 3,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-061871 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,131 Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 18:43 UTC | Antero Midstream Corp AMGP · Entity 3501 | GrantCommon shares representing limited partner interests | 2,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-061864 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,581 Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 18:01 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock, par value $0.01 per share (''Common Stock'') | 12,300,000 | $8.08 | $99,384,000.00 |
DisclosureSEC source: 0001104659-18-059485 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 51,170,146 F1 · kind: On September 27, 2018, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 12,300,000 Shares (the "Sale") at a price of $8.08 per share. F1 · shares: On September 27, 2018, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 12,300,000 Shares (the "Sale") at a price of $8.08 per share. F2 · ownership.nature: The stockholders are (i) WP IX, including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X GP. F3 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F4 · ownership.nature: Peter R. Kagan is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Kagan are included because of his affiliation with the Warburg Pincus entities. Mr. Kagan disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 19:49 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock, par value $0.01 per share (''Common Stock'') | 14,200,000 | $7.42 | $105,364,000.00 |
DisclosureSEC source: 0001104659-18-056481 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 63,470,146 F1 · kind: On September 11, 2018, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 14,200,000 Shares (the "Sale") at a price of $7.42 per share. F1 · shares: On September 11, 2018, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), sold an aggregate of 14,200,000 Shares (the "Sale") at a price of $7.42 per share. F2 · ownership.nature: The stockholders are (i) WP IX, including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X GP. F3 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F4 · ownership.nature: Peter R. Kagan is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Kagan are included because of his affiliation with the Warburg Pincus entities. Mr. Kagan disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 10:39 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 8,033 | $7.78 | $62,496.74 |
DisclosureSEC source: 0001528129-18-000119 · wf-form4_153477593386747.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,363 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 22:03 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 3,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-044899 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,545 Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 17:58 UTC | Antero Midstream Corp AMGP · Entity 3501 | GrantCommon shares representing limited partner interests | 2,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-044888 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,190 Read SEC document |
| May 17, 2018 Filed May 21, 2018 12:05 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 18,286 | $9.98 | $182,494.28 |
DisclosureSEC source: 0001528129-18-000092 · wf-form4_152691871239398.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,330 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 22:19 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 3,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-023757 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,470 Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 18:26 UTC | Antero Midstream Corp AMGP · Entity 3501 | GrantCommon shares representing limited partner interests | 2,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-023766 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,879 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:03 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 2,488 | $9.04 | $22,491.52 |
DisclosureSEC source: 0001528129-18-000013 · wf-form4_151795457090667.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,044 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 23:40 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 3,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-002119 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,123 Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 18:56 UTC | Antero Midstream Corp AMGP · Entity 3501 | GrantCommon shares representing limited partner interests | 2,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-002130 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 22:03 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | OtherCommon stock, par value $0.01 per share | 10,103,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-070756 · a4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 46,609,061 F1 · kind: Effective November 27, 2017, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 10,103,226 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · price: Effective November 27, 2017, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 10,103,226 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · balance_after: Effective November 27, 2017, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 10,103,226 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F2 · balance_after: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 46,609,061 shares of Common Stock of the Issuer. F3 · balance_after: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 46,609,061 shares of Common Stock of the Issuer. F3 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F4 · ownership.nature: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X, the "WP X Funds"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X Funds and WP X O&G. F5 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds, the WP X Funds and WP X O&G. F6 · ownership.nature: Each of the WP VIII Funds, the WP X Funds, WP X O&G, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 22:03 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | OtherCommon stock, par value $0.01 per share | 14,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-070756 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,527 F1 · kind: Effective November 27, 2017, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 10,103,226 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · price: Effective November 27, 2017, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 10,103,226 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · balance_after: Effective November 27, 2017, WP X Partners (as defined below) and WP X O&G (as defined below) distributed an aggregate of 10,103,226 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F7 · balance_after: In connection with the Distribution, an aggregate total of 14,617 shares of Common Stock of the Issuer were distributed to Mr. Levy in his personal capacity. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 08:50 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 2,247 | $10.01 | $22,492.47 |
DisclosureSEC source: 0001528129-17-000158 · wf-form4_151092659276154.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,556 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 23:12 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061998 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,910 Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 19:09 UTC | Antero Midstream Corp AMGP · Entity 3501 | GrantCommon shares representing limited partner interests | 2,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-061990 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,939 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 08:40 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 1,900 | $11.84 | $22,496.00 |
DisclosureSEC source: 0001528129-17-000117 · wf-form4_150305998897754.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,309 F1 · shares: These shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| July 10, 2017 Filed Jul 13, 2017 00:05 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 3,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-044704 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,530 Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 20:08 UTC | Antero Midstream Corp AMGP · Entity 3501 | GrantCommon shares representing limited partner interests | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-044711 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770 Read SEC document |
| May 10, 2017 Filed May 12, 2017 11:01 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 14,147 | $12.37 | $174,998.39 |
DisclosureSEC source: 0001528129-17-000093 · wf-form4_149460129279544.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,409 F1 · shares: These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| April 10, 2017 Filed Apr 13, 2017 01:19 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 2,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-023158 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,300 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 08:41 UTC | Vital Energy, Inc. LPI · Entity 71532 | OtherCommon Stock | 14,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-011446 · a4.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,262 F5 · kind: In connection with the Distribution, 14,086 shares of Common Stock of the Company were distributed to Mr. Levy in his personal capacity. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 08:41 UTC | Vital Energy, Inc. LPI · Entity 71532 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 9,999,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-011446 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,670,146 F1 · kind: On February 23, 2017, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), distributed an aggregate of 9,999,981 shares of Common Stock of the Company to its partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the limited partnership agreement of WP IX (the "Distribution"), with no consideration being paid in connection herewith. F1 · shares: On February 23, 2017, Warburg Pincus Private Equity IX L.P., a Delaware limited partnership ("WP IX"), distributed an aggregate of 9,999,981 shares of Common Stock of the Company to its partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the limited partnership agreement of WP IX (the "Distribution"), with no consideration being paid in connection herewith. F2 · ownership.nature: The stockholders are (i) WP IX, including an affiliated partnership, (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), and (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). Warburg Pincus IX GP L.P., a Delaware limited partnership ("WP IX GP"), is the general partner of WP IX. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of WP X O&G and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP IX GP and WP X LP. F3 · ownership.nature: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), manages each of WP IX, WP X O&G and WP X Partners. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The address of the Warburg Pincus entities is 450 Lexington Avenue, New York, New York 10017. F4 · ownership.nature: James R. Levy is a director of the Issuer, a Partner of WP and a Member and Managing Director of WP LLC. All shares indicated as owned by Mr. Levy are included because of his affiliation with the Warburg Pincus entities. Mr. Levy disclaims beneficial ownership of all shares held by the Warburg Pincus entities. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 17:48 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 1,063 | $14.11 | $14,998.93 |
DisclosureSEC source: 0001528129-17-000007 · wf-form4_148711248892238.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,176 F1 · shares: These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:50 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-002154 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,367 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 08:49 UTC | Vital Energy, Inc. LPI · Entity 71532 | GrantCommon Stock | 1,040 | $14.42 | $14,996.80 |
DisclosureSEC source: 0001528129-16-000292 · wf-form4_147982255060894.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,113 F1 · shares: These restricted shares are granted under the Issuer's Omnibus Equity Incentive Plan in lieu of cash payments for director fees at the election of the director. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 10:33 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | OtherCommon stock, par value $0.01 per share | 12,188,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-084631 · doc1.xml · nonDerivative · entry 2 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 56,712,287 F1 · kind: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · price: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · balance_after: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F2 · balance_after: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 56,712,287 shares of Common Stock of the Issuer. F3 · balance_after: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F2 · ownership.nature: The Reporting Person is a Partner of Warburg Pincus & Co., a New York general partnership ("WP"), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company ("WP LLC"). Following the Distribution, the Warburg Pincus Entities (as defined below), collectively own 56,712,287 shares of Common Stock of the Issuer. F3 · ownership.nature: All shares of Common Stock of the Issuer indicated as indirectly owned by the Reporting Person are included because of his affiliation with the Warburg Pincus Entities, due to which Mr. Levy may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended) in an indeterminate portion of the shares of Common Stock of the Issuer owned by the Warburg Pincus Entities. Mr. Levy disclaims beneficial ownership of all shares of Common Stock of the Issuer attributable to the Warburg Pincus Entities except to the extent of his direct pecuniary interest therein. F4 · ownership.nature: The Warburg Pincus funds are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII", and together with its two affiliated partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company formed under the laws of the Netherlands ("WP VIII CV I"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP-WPVIII Investors"), collectively, the "WP VIII Funds"), Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners", and together with WP X, the "WP X Funds"), and Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP-WPVIII GP"), is the general partner of WP-WPVIII Investors. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X Funds and WP X O&G. F5 · ownership.nature: Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP-WPVIII GP and WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII and WP VIII CV I. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. WP is the managing member of WP Partners GP. WP LLC is the manager of each of the WP VIII Funds, the WP X Funds and WP X O&G. F6 · ownership.nature: Each of the WP VIII Funds, the WP X Funds, WP X O&G, WP-WPVIII GP, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 10:33 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | OtherCommon stock, par value $0.01 per share | 17,752 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-084631 · doc1.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,735 F1 · kind: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · price: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F1 · balance_after: Effective November 2, 2016, the WP VIII Funds (as defined below) distributed an aggregate total of 12,188,506 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities (the "Distribution"), with no consideration being paid in connection therewith. F7 · balance_after: In connection with the Distribution, an aggregate total of 17,752 shares of Common Stock of the Issuer were distributed to Mr. Levy in his personal capacity. Read SEC document |
| October 10, 2016 Filed Oct 12, 2016 23:59 UTC | ANTERO RESOURCES Corp AR · Entity 3448 | GrantCommon stock, par value $0.01 per share | 2,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-149846 · a4.xml · nonDerivative · entry 1 Levy James R. · CIK 0001535563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,983 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.