Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | August 17, 2018 | August 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date August 17, 2018 · Filed August 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,162 |
Ending reported balance
After 2018-08-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-08-17 · Sale · Disposed 5,000 · Balance 68,302 Row 2 · 2018-08-17 · Sale · Disposed 3,617 · Balance 64,685 Row 3 · 2018-08-17 · Sale · Disposed 5,523 · Balance 59,162 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 635 |
Reported balance
Holding disclosure · report date 2018-08-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 635 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 635 |
Reported balance
Holding disclosure · report date 2018-08-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 635 |
| Common StockSEC Table I · non-derivative | IndirectBy the Reporting Person as Custodian for Child | 635 |
Reported balance
Holding disclosure · report date 2018-08-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 635 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 91 |
Reported balance
Holding disclosure · report date 2018-08-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 91 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2016 Filed Oct 19, 2016 00:07 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 1,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-020123 · wf-form4_147683564629277.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,117 Read SEC document |
| August 15, 2016 Filed Aug 16, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,327 | $109.00 | $471,643.00 |
DisclosureSEC source: 0001628280-16-019099 · wf-form4_147138668237470.xml · nonDerivative · entry 4 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,542 Read SEC document |
| August 12, 2016 Filed Aug 16, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 5,500 | $108.00 | $594,000.00 |
DisclosureSEC source: 0001628280-16-019099 · wf-form4_147138668237470.xml · nonDerivative · entry 3 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,869 Read SEC document |
| June 02, 2016 Filed Aug 16, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019099 · wf-form4_147138668237470.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 91 Read SEC document |
| June 02, 2016 Filed Aug 16, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GiftCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019099 · wf-form4_147138668237470.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,369 Read SEC document |
| May 26, 2016 Filed May 31, 2016 22:33 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 8,000 | $99.75 | $798,000.00 |
DisclosureSEC source: 0001209191-16-124457 · doc4.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,460 F1 · price: This transaction was executed in multiple trades at prices ranging from $99.50 to $100.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant. Read SEC document |
| April 15, 2016 Filed Apr 19, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 11,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-114938 · doc4.xml · derivative · entry 6 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,986 Underlying: Common Stock · 11,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F7 · derivative.exercise_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2016 Filed Apr 19, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 9,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-114938 · doc4.xml · derivative · entry 5 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,535 Underlying: Common Stock · 9,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F6 · derivative.exercise_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2016 Filed Apr 19, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 13,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-114938 · doc4.xml · derivative · entry 4 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,358 Underlying: Common Stock · 13,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F5 · derivative.exercise_date: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2016 Filed Apr 19, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 8,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-114938 · doc4.xml · derivative · entry 3 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,688 Underlying: Common Stock · 8,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F4 · derivative.exercise_date: This award was granted on October 27, 2012. 12.5% of the award vested on April 15, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2016, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: This award was granted on October 27, 2012. 12.5% of the award vested on April 15, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2016, assuming continued employment through the applicable vesting date. Read SEC document |
| April 15, 2016 Filed Apr 19, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 20,370 | $109.85 | $2,237,644.50 |
DisclosureSEC source: 0001209191-16-114938 · doc4.xml · nonDerivative · entry 2 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,460 F3 · security: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. Read SEC document |
| April 15, 2016 Filed Apr 19, 2016 22:31 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 42,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-114938 · doc4.xml · nonDerivative · entry 1 Srouji Johny · CIK 0001661960 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2016 of 211 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2015 through January 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.