Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CSX CORPCSX · Entity 442 | Executive Vice President | February 18, 2020 | February 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CSX CORP
Report date February 18, 2020 · Filed February 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $79.51 · Expires 2030-02-18 | Direct | 46,278 |
Reported balance
After 2020-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-18 · Grant · Acquired 46,278 · Balance 46,278 F1: The options were granted pursuant to the Company's 2020-2022 Long-Term Incentive Plan. F2: The option vests annually in three equal installments on February 18, 2021, February 18, 2022 and February 18, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The options were granted pursuant to the Company's 2020-2022 Long-Term Incentive Plan.
F2: The option vests annually in three equal installments on February 18, 2021, February 18, 2022 and February 18, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DUOS TECHNOLOGIES GROUP, INC.
Report date December 30, 2022 · Filed January 05, 2023
Section 16 reporting ended · disclosed 2023-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 13,932 |
Reported balance
After 2022-12-30 transaction · row 1
1 source rowRow 1 · 2022-12-30 · Grant · Acquired 2,178 · Balance 13,932 F1: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Mr. Harris resigned as a Director effective November 28, 2022. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectTrust | 2,900 |
Reported balance
Holding disclosure · report date 2022-12-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,900 F2: Shares owned by The Edmond L. Harris Declaration of Trust UAD 8/7/99, of which the reporting person is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Mr. Harris resigned as a Director effective November 28, 2022.
F2: Shares owned by The Edmond L. Harris Declaration of Trust UAD 8/7/99, of which the reporting person is the trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2022 Filed Jan 5, 2023 21:00 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 2,178 | $2.30 | $4,999.60 |
DisclosureSEC source: 0001553350-23-000010 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,932 F1 · kind: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Mr. Harris resigned as a Director effective November 28, 2022. Read SEC document |
| September 30, 2022 Filed Oct 7, 2022 20:16 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 1,830 | $4.10 | $7,503.00 |
DisclosureSEC source: 0001553350-22-000804 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,754 F1 · kind: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:47 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 2,000 | $3.75 | $7,500.00 |
DisclosureSEC source: 0001553350-22-000588 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,924 F1 · kind: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Read SEC document |
| April 01, 2022 Filed Apr 7, 2022 22:22 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 1,350 | $5.56 | $7,506.00 |
DisclosureSEC source: 0001553350-22-000298 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,924 F1 · kind: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Read SEC document |
| December 31, 2021 Filed Feb 11, 2022 21:30 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 2,390 | $5.23 | $12,502.09 |
DisclosureSEC source: 0001553350-22-000143 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,574 F1 · kind: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Read SEC document |
| November 05, 2021 Filed Nov 22, 2021 21:17 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 972 | $5.15 | $5,002.50 |
DisclosureSEC source: 0001553350-21-001090 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,184 F1 · kind: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Read SEC document |
| September 30, 2021 Filed Oct 28, 2021 19:11 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 1,204 | $6.23 | $7,504.41 |
DisclosureSEC source: 0001553350-21-000939 · ownership.xml · nonDerivative · entry 2 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,212 F1 · kind: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Read SEC document |
| August 05, 2021 Filed Oct 28, 2021 19:11 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantCommon Stock, $0.001 par value | 1,008 | $7.45 | $7,506.68 |
DisclosureSEC source: 0001553350-21-000939 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,008 F1 · kind: These shares were issued to Mr. Harris as compensation shares for his services as a Director of the Issuer. Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:35 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | PurchaseCommon Stock, $0.001 par value | 2,900 | $9.02 | $26,166.12 |
DisclosureSEC source: 0001553350-21-000477 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,900 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.81 to $9.25 per share. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. F2 · ownership.nature: Shares purchased by The Edmond L. Harris Declaration of Trust UAD 8/7/99, of which the reporting person is the trustee. Read SEC document |
| May 25, 2021 Filed May 26, 2021 19:32 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | PurchaseCommon Stock, $0.001 par value | 1,000 | $9.96 | $9,962.00 |
DisclosureSEC source: 0001553350-21-000472 · ownership.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.94 to $10.00 per share. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:42 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 46,278 | $79.51 Strike: $79.51 | $3,679,563.78 |
DisclosureSEC source: 0001209191-20-011117 · doc4.xml · derivative · entry 1 Harris Edmond L · CIK 0001728038 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,278 Underlying: Common Stock · 46,278 shares Expires 2030-02-18 F1 · shares: The options were granted pursuant to the Company's 2020-2022 Long-Term Incentive Plan. F2 · derivative.exercise_date: The option vests annually in three equal installments on February 18, 2021, February 18, 2022 and February 18, 2023. Read SEC document |
| July 01, 2019 Filed Feb 18, 2020 21:54 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 361 | $52.66 | $19,010.26 |
DisclosureSEC source: 0001209191-20-010220 · doc5.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,772 F1 · kind: These shares were acquired under the CSX Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:40 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 45,767 | $68.09 Strike: $68.09 | $3,116,275.03 |
DisclosureSEC source: 0001209191-19-008553 · doc4.xml · derivative · entry 2 Harris Edmond L · CIK 0001728038 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,767 Underlying: Common Stock · 45,767 shares Expires 2029-02-06 F2 · derivative.exercise_date: The option vests annually in three equal installments on February 6, 2020, February 6, 2021 and February 6, 2022. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:46 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 23,074 | $71.26 | $1,644,253.24 |
DisclosureSEC source: 0001209191-18-045693 · doc4.xml · nonDerivative · entry 1 Harris Edmond L · CIK 0001728038 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,074 F1 · shares: Restricted stock units awarded pursuant to the shareholder approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on August 3, 2021. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:14 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 53,829 | $53.82 Strike: $53.82 | $2,897,076.78 |
DisclosureSEC source: 0001209191-18-008346 · doc4.xml · derivative · entry 1 Harris Edmond L · CIK 0001728038 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,829 Underlying: Common Stock · 53,829 shares Expires 2028-02-06 Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 19:02 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 53,652 | $58.48 Strike: $58.48 | $3,137,568.96 |
DisclosureSEC source: 0001209191-18-003358 · doc4.xml · derivative · entry 1 Harris Edmond L · CIK 0001728038 · EVP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,652 Underlying: Common Stock · 53,652 shares Expires 2028-01-10 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.