Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ChargePoint Holdings, Inc.CHPT · Entity 6581 | Chief Product Officer | December 30, 2022 | January 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ChargePoint Holdings, Inc.
Report date December 30, 2022 · Filed January 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 372,892 |
Reported balance
After 2022-12-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-30 · Sale · Disposed 60,000 · Balance 372,892 F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: The figure reported in this Column 5 reflects the Reporting Person's holdings both after the reported transaction and as of the date of this filing. However, the Reporting Person effected a transaction subsequent to this sale, reported on a Form 4 filed January 9, 2023, in which the figures in Column 5 of Table I did not reflect these sales. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The figure reported in this Column 5 reflects the Reporting Person's holdings both after the reported transaction and as of the date of this filing. However, the Reporting Person effected a transaction subsequent to this sale, reported on a Form 4 filed January 9, 2023, in which the figures in Column 5 of Table I did not reflect these sales.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2021 Filed Mar 23, 2021 23:46 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | Tax withholdingCommon Stock | 4,042 | $27.84 | $112,529.28 |
DisclosureSEC source: 0000899243-21-013216 · doc4.xml · nonDerivative · entry 2 Loewenthal William J · CIK 0001837881 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,634 F4 · kind: The shares were withheld to satisfy tax withholding obligations. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:46 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | OtherCommon Stock | 12,754 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013216 · doc4.xml · nonDerivative · entry 1 Loewenthal William J · CIK 0001837881 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,676 F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger. F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement). F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:09 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantStock Option (right to buy) · Derivative | 149,489 | Not disclosed Strike: $0.76 | Not disclosed |
DisclosureSEC source: 0000899243-21-009015 · doc4.xml · derivative · entry 3 Loewenthal William J · CIK 0001837881 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,489 Underlying: Common Stock · 149,489 shares Expires 2029-03-17 F3 · price: The Stock Option was received in exchange for an option to purchase 150,000 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date. F3 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 150,000 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:09 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantStock Option (right to buy) · Derivative | 226,229 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0000899243-21-009015 · doc4.xml · derivative · entry 2 Loewenthal William J · CIK 0001837881 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,229 Underlying: Common Stock · 226,229 shares Expires 2028-08-26 F2 · price: The Stock Option was received in exchange for an option to purchase 227,000 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date. F2 · derivative.exercise_date: The Stock Option was received in exchange for an option to purchase 227,000 shares of common stock of ChargePoint, Inc. in connection with the Merger. The Stock Option vests in 48 equal monthly installments from July 30, 2018, subject to the Reporting Person's continuous service through each vesting date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:09 UTC | ChargePoint Holdings, Inc. CHPT · Entity 6581 | GrantCommon Stock | 22,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-009015 · doc4.xml · nonDerivative · entry 1 Loewenthal William J · CIK 0001837881 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,922 F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 23,000 shares of Common Stock of ChargePoint, Inc. in connection with the Merger. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.