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person · Reporting owner

BATTLE A GEORGE

Disclosed activity across 5 companies

Tapewire entity
12069
SEC CIK
0001203980

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Expedia Group, Inc.EXPE · Entity 3095DirectorAugust 07, 2020August 10, 2020
FAIR ISAAC CORPFICO · Entity 3206DirectorMay 12, 2020May 14, 2020
NETFLIX INCNFLX · Entity 403DirectorDecember 03, 2018December 05, 2018
Workday, Inc.WDAY · Entity 1785DirectorJune 04, 2019June 06, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Expedia Group, Inc.

Report date August 07, 2020 · Filed August 10, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect58,662 Reported balance After 2020-08-07 transaction · row 1
1 source row

Row 1 · 2020-08-07 · Purchase · Acquired 12,300 · Balance 58,662

F1: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range.

FAIR ISAAC CORP

Report date May 12, 2020 · Filed May 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-05-12 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2020-05-12 · Exercise / conversion · Acquired 5,625 · Balance 5,625

Row 2 · 2020-05-12 · Sale · Disposed 1,825 · Balance 3,800

F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 3 · 2020-05-12 · Sale · Disposed 900 · Balance 2,900

F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 4 · 2020-05-12 · Sale · Disposed 1,400 · Balance 1,500

F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 5 · 2020-05-12 · Sale · Disposed 400 · Balance 1,100

Row 6 · 2020-05-12 · Sale · Disposed 700 · Balance 400

F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 7 · 2020-05-12 · Sale · Disposed 200 · Balance 200

Row 8 · 2020-05-12 · Sale · Disposed 200 · Balance 0

Non-Qualified Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.87 · Expires 2021-01-31Direct0 Reported balance After 2020-05-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-05-12 · Exercise / conversion · Disposed 5,625 · Balance 0

Common StockSEC Table I · non-derivativeIndirectA. George Battle 2011 Separate property Trust52,523 Reported balance Holding disclosure · report date 2020-05-12 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 52,523

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

NETFLIX INC

Report date December 03, 2018 · Filed December 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $290.30 · Expires 2028-12-03Direct216 Reported balance After 2018-12-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-12-03 · Grant · Acquired 216 · Balance 216

Workday, Inc.

Report date June 04, 2019 · Filed June 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect18,689 Reported balance After 2019-06-04 transaction · row 1
1 source row

Row 1 · 2019-06-04 · Gift · Disposed 2,824 · Balance 18,689

Class A Common StockSEC Table I · non-derivativeIndirectBy A. George Battle 2011 Separate Property Trust3,994 Reported balance Holding disclosure · report date 2019-06-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,994

F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018.

F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019.

F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

Class A Common StockSEC Table I · non-derivativeIndirectBy Battle Family Foundation66,000 Reported balance Holding disclosure · report date 2019-06-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 66,000

F4: The Reporting Person is the trustee of the Battle Family Foundation.

Class B Common StockSEC Table II · derivative / convertible securityDirect287,857 Reported balance Holding disclosure · report date 2019-06-04 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 287,857

F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018.

F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019.

F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

F4: The Reporting Person is the trustee of the Battle Family Foundation.

F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LINKEDIN CORP

Report date December 08, 2016 · Filed December 09, 2016

Section 16 reporting ended · disclosed 2016-12-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-08 transaction · row 1
1 source row

Row 1 · 2016-12-08 · Disposition to issuer · Disposed 15,885 · Balance 0

F1: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-12-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-12-08 · Disposition to issuer · Disposed 5,554 · Balance 0

F3: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $172.02 · Expires 2023-06-13Direct0 Reported balance After 2016-12-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-12-08 · Disposition to issuer · Disposed 1,318 · Balance 0

F4: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $202.50 · Expires 2024-08-04Direct0 Reported balance After 2016-12-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-12-08 · Disposition to issuer · Disposed 1,560 · Balance 0

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $197.10 · Expires 2025-08-03Direct0 Reported balance After 2016-12-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-12-08 · Disposition to issuer · Disposed 1,197 · Balance 0

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

F3: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

F4: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2016 Filed Dec 2, 2016 22:55 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 533 $0.00 Strike: $117.22 $0.00
Disclosure

SEC source: 0001190725-16-000561 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

Underlying: Common Stock · 533 shares

Expires 2026-12-01

Read SEC document
November 01, 2016 Filed Nov 3, 2016 21:06 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 507 $0.00 Strike: $123.30 $0.00
Disclosure

SEC source: 0001190725-16-000540 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507

Underlying: Common Stock · 507 shares

Expires 2026-11-01

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,115 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · derivative · entry 22

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,115 shares

Expires 2019-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,150 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · derivative · entry 21

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,150 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,262 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · derivative · entry 20

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,262 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · derivative · entry 19

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575

Underlying: Common Stock · 750 shares

Expires 2019-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,416 $0.00 Strike: $5.85 $0.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · derivative · entry 18

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,416 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,444 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · derivative · entry 17

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,444 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,863 $0.00 Strike: $4.91 $0.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · derivative · entry 16

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,863 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 2,863 $120.00 $343,560.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 14

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 2,863 $4.91 $14,049.03
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 13

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 3,262 $120.00 $391,440.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 12

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 3,262 $6.12 $19,977.47
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 11

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 3,150 $120.00 $378,000.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 10

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 3,150 $6.35 $20,016.05
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 9

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 3,416 $120.00 $409,920.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 8

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 3,416 $5.85 $19,978.82
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 7

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 3,444 $120.00 $413,280.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 3,444 $5.80 $19,985.19
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 3,115 $120.00 $373,800.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 3,115 $6.42 $20,011.69
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 750 $120.00 $90,000.00
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 19, 2016 Filed Oct 21, 2016 21:03 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionCommon Stock 750 $6.02 $4,516.05
Disclosure

SEC source: 0001190725-16-000530 · edgardoc.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
October 03, 2016 Filed Oct 5, 2016 00:08 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 609 $0.00 Strike: $102.63 $0.00
Disclosure

SEC source: 0001190725-16-000511 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Underlying: Common Stock · 609 shares

Expires 2026-10-03

Read SEC document
September 01, 2016 Filed Sep 7, 2016 01:36 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 642 $0.00 Strike: $97.38 $0.00
Disclosure

SEC source: 0001190725-16-000494 · primary_doc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642

Underlying: Common Stock · 642 shares

Expires 2026-09-01

Read SEC document
August 01, 2016 Filed Aug 4, 2016 00:37 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 662 $0.00 Strike: $94.37 $0.00
Disclosure

SEC source: 0001190725-16-000461 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Underlying: Common Stock · 662 shares

Expires 2026-08-01

Read SEC document
July 01, 2016 Filed Jul 6, 2016 23:43 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 647 $0.00 Strike: $96.67 $0.00
Disclosure

SEC source: 0001190725-16-000435 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock · 647 shares

Expires 2026-07-01

Read SEC document
June 01, 2016 Filed Jun 3, 2016 21:34 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 615 $0.00 Strike: $101.51 $0.00
Disclosure

SEC source: 0001190725-16-000413 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 615 shares

Expires 2026-06-01

Read SEC document
May 02, 2016 Filed May 4, 2016 22:16 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 672 $0.00 Strike: $93.11 $0.00
Disclosure

SEC source: 0001190725-16-000386 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires 2026-05-02

Read SEC document
April 01, 2016 Filed Apr 5, 2016 22:30 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 591 $0.00 Strike: $105.70 $0.00
Disclosure

SEC source: 0001190725-16-000364 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591

Underlying: Common Stock · 591 shares

Expires 2026-04-01

Read SEC document
March 01, 2016 Filed Mar 3, 2016 23:19 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 636 $0.00 Strike: $98.30 $0.00
Disclosure

SEC source: 0001190725-16-000337 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 636 shares

Expires 2026-03-01

Read SEC document
February 01, 2016 Filed Feb 3, 2016 23:34 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 664 $0.00 Strike: $94.09 $0.00
Disclosure

SEC source: 0001190725-16-000313 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

Underlying: Common Stock · 664 shares

Expires 2026-02-01

Read SEC document
January 04, 2016 Filed Jan 6, 2016 23:27 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 569 $0.00 Strike: $109.96 $0.00
Disclosure

SEC source: 0001190725-16-000283 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Common Stock · 569 shares

Expires 2026-01-04

Read SEC document
December 01, 2015 Filed Dec 4, 2015 00:01 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 398 $0.00 Strike: $125.37 $0.00
Disclosure

SEC source: 0001190725-15-000276 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398

Underlying: Common Stock · 398 shares

Expires 2025-12-01

Read SEC document
November 02, 2015 Filed Nov 5, 2015 00:29 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 465 $0.00 Strike: $107.64 $0.00
Disclosure

SEC source: 0001190725-15-000236 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465

Underlying: Common Stock · 465 shares

Expires 2025-11-02

Read SEC document
October 01, 2015 Filed Oct 5, 2015 23:26 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 472 $0.00 Strike: $105.98 $0.00
Disclosure

SEC source: 0001190725-15-000216 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472

Underlying: Common Stock · 472 shares

Expires 2025-10-01

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 472 $0.00 Strike: $105.79 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 31

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472

Underlying: Common Stock · 472 shares

Expires 2025-09-01

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,794 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 30

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,794 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,211 $0.00 Strike: $4.91 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 29

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863

Underlying: Common Stock · 1,211 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,283 $0.00 Strike: $4.43 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 28

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,283 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,529 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 27

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,529 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,536 $0.00 Strike: $4.41 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 26

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,536 shares

Expires 2018-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,662 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 25

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,662 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,683 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 24

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,683 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,788 $0.00 Strike: $4.17 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 23

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,788 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,166 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 22

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,166 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,992 $0.00 Strike: $3.34 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 21

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,992 shares

Expires 2018-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,356 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · derivative · entry 20

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,356 shares

Expires 2018-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F2 · derivative.underlying_shares: A seven-for-one stock split became effective July 15, 2015. Amounts are shown post-split.

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 100 $111.03 $11,103.00
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · nonDerivative · entry 18

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F9 · price: This transaction was executed in multiple trades at prices ranging from $111.0300 to $111.0300.

Read SEC document
September 01, 2015 Filed Sep 3, 2015 22:01 UTC NETFLIX INC NFLX · Entity 403 SaleCommon Stock 4,226 $110.26 $465,949.89
Disclosure

SEC source: 0001190725-15-000189 · edgardoc.xml · nonDerivative · entry 17

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).

F8 · price: This transaction was executed in multiple trades at prices ranging from $109.9500 to $110.8300.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.