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person · Reporting owner

BATTLE A GEORGE

Disclosed activity across 5 companies

Tapewire entity
12069
SEC CIK
0001203980

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Expedia Group, Inc.EXPE · Entity 3095DirectorAugust 07, 2020August 10, 2020
FAIR ISAAC CORPFICO · Entity 3206DirectorMay 12, 2020May 14, 2020
NETFLIX INCNFLX · Entity 403DirectorDecember 03, 2018December 05, 2018
Workday, Inc.WDAY · Entity 1785DirectorJune 04, 2019June 06, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Expedia Group, Inc.

Report date August 07, 2020 · Filed August 10, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect58,662 Reported balance After 2020-08-07 transaction · row 1
1 source row

Row 1 · 2020-08-07 · Purchase · Acquired 12,300 · Balance 58,662

F1: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range.

FAIR ISAAC CORP

Report date May 12, 2020 · Filed May 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-05-12 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2020-05-12 · Exercise / conversion · Acquired 5,625 · Balance 5,625

Row 2 · 2020-05-12 · Sale · Disposed 1,825 · Balance 3,800

F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 3 · 2020-05-12 · Sale · Disposed 900 · Balance 2,900

F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 4 · 2020-05-12 · Sale · Disposed 1,400 · Balance 1,500

F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 5 · 2020-05-12 · Sale · Disposed 400 · Balance 1,100

Row 6 · 2020-05-12 · Sale · Disposed 700 · Balance 400

F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 7 · 2020-05-12 · Sale · Disposed 200 · Balance 200

Row 8 · 2020-05-12 · Sale · Disposed 200 · Balance 0

Non-Qualified Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.87 · Expires 2021-01-31Direct0 Reported balance After 2020-05-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-05-12 · Exercise / conversion · Disposed 5,625 · Balance 0

Common StockSEC Table I · non-derivativeIndirectA. George Battle 2011 Separate property Trust52,523 Reported balance Holding disclosure · report date 2020-05-12 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 52,523

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

NETFLIX INC

Report date December 03, 2018 · Filed December 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $290.30 · Expires 2028-12-03Direct216 Reported balance After 2018-12-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-12-03 · Grant · Acquired 216 · Balance 216

Workday, Inc.

Report date June 04, 2019 · Filed June 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect18,689 Reported balance After 2019-06-04 transaction · row 1
1 source row

Row 1 · 2019-06-04 · Gift · Disposed 2,824 · Balance 18,689

Class A Common StockSEC Table I · non-derivativeIndirectBy A. George Battle 2011 Separate Property Trust3,994 Reported balance Holding disclosure · report date 2019-06-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,994

F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018.

F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019.

F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

Class A Common StockSEC Table I · non-derivativeIndirectBy Battle Family Foundation66,000 Reported balance Holding disclosure · report date 2019-06-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 66,000

F4: The Reporting Person is the trustee of the Battle Family Foundation.

Class B Common StockSEC Table II · derivative / convertible securityDirect287,857 Reported balance Holding disclosure · report date 2019-06-04 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 287,857

F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018.

F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019.

F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

F4: The Reporting Person is the trustee of the Battle Family Foundation.

F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LINKEDIN CORP

Report date December 08, 2016 · Filed December 09, 2016

Section 16 reporting ended · disclosed 2016-12-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-08 transaction · row 1
1 source row

Row 1 · 2016-12-08 · Disposition to issuer · Disposed 15,885 · Balance 0

F1: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-12-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-12-08 · Disposition to issuer · Disposed 5,554 · Balance 0

F3: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $172.02 · Expires 2023-06-13Direct0 Reported balance After 2016-12-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-12-08 · Disposition to issuer · Disposed 1,318 · Balance 0

F4: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $202.50 · Expires 2024-08-04Direct0 Reported balance After 2016-12-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-12-08 · Disposition to issuer · Disposed 1,560 · Balance 0

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $197.10 · Expires 2025-08-03Direct0 Reported balance After 2016-12-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-12-08 · Disposition to issuer · Disposed 1,197 · Balance 0

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

F3: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

F4: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2020 Filed Aug 10, 2020 16:34 UTC Expedia Group, Inc. EXPE · Entity 3095 PurchaseCommon Stock 12,300 $81.38 $1,001,008.44
Disclosure

SEC source: 0001225208-20-010459 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,662

F1 · price: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:10 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008569 · doc4.xml · derivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449

Underlying: Common Stock · 724 shares

Expires 2022-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:10 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008569 · doc4.xml · derivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689

Underlying: Common Stock · 688 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:10 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008569 · doc4.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 580 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:10 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008569 · doc4.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:10 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008569 · doc4.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 16:10 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 724 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008569 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jul 24, 2020 19:08 UTC Expedia Group, Inc. EXPE · Entity 3095 GrantRestricted Stock Units · Derivative 3,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009940 · doc4.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,145

Underlying: Common Stock · 3,145 shares

Expires 2023-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon-Qualified Option (right-to-buy) · Derivative 5,625 $0.00 Strike: $25.87 $0.00
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · derivative · entry 10

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 200 $373.26 $74,652.00
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · nonDerivative · entry 8

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 200 $372.08 $74,416.00
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · nonDerivative · entry 7

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 700 $370.98 $259,686.00
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · nonDerivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F4 · price: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 400 $369.22 $147,688.00
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · nonDerivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 1,400 $365.37 $511,518.00
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · nonDerivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F3 · price: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 900 $362.65 $326,385.00
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

F2 · price: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 1,825 $362.39 $661,361.75
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

F1 · price: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 12, 2020 Filed May 14, 2020 23:20 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 5,625 $25.87 $145,518.75
Disclosure

SEC source: 0001214659-20-004604 · marketforms-48785.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 22:31 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantNon-Qualified Stock Options (right-to-buy) · Derivative 1,934 $0.00 Strike: $391.57 $0.00
Disclosure

SEC source: 0001214659-20-002310 · marketforms-48149.xml · derivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

Underlying: Common Stock · 1,934 shares

Expires 2027-03-03

F2 · derivative.exercise_date: The grant will vest on the date of the Corporation's 2021 Annual Shareholder Meeting ("ASM").

Read SEC document
March 04, 2020 Filed Mar 5, 2020 22:31 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantNon-Qualified Stock Options (right-to-buy) · Derivative 631 $0.00 Strike: $391.57 $0.00
Disclosure

SEC source: 0001214659-20-002310 · marketforms-48149.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631

Underlying: Common Stock · 631 shares

Expires 2027-03-03

F1 · shares: The reporting person has elected to take his annual cash retainer in the form of stock options pursuant to the Corporation's Compensation Program for Non-Employee Directors.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 GiftCommon Stock 9,562 $297.39 $2,843,643.18
Disclosure

SEC source: 0001214659-19-004068 · marketforms-45173.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 52,523

F1 · kind: The reporting person gifted a total of 9,562 shares of Fair Isaac Corp common stock.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:49 UTC Workday, Inc. WDAY · Entity 1785 GiftClass A Common Stock 2,824 $0.00 $0.00
Disclosure

SEC source: 0001327811-19-000098 · wf-form4_155986855584105.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,689

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:44 UTC Expedia Group, Inc. EXPE · Entity 3095 GrantRestricted Stock Units · Derivative 2,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008850 · doc4.xml · derivative · entry 7

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173

Underlying: Common Stock · 2,173 shares

Expires 2022-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

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June 01, 2019 Filed Jun 4, 2019 19:44 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008850 · doc4.xml · derivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377

Underlying: Common Stock · 688 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

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June 01, 2019 Filed Jun 4, 2019 19:44 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008850 · doc4.xml · derivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Underlying: Common Stock · 579 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

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June 01, 2019 Filed Jun 4, 2019 19:44 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008850 · doc4.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

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June 01, 2019 Filed Jun 4, 2019 19:44 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 579 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008850 · doc4.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:44 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008850 · doc4.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 19:44 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008850 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon-Qualified Option (right-to-buy) · Derivative 5,625 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0001214659-19-003708 · marketforms-44989.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon-Qualified Option (right-to-buy) · Derivative 3,937 $0.00 Strike: $44.97 $0.00
Disclosure

SEC source: 0001214659-19-003708 · marketforms-44989.xml · derivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,937 shares

Expires 2020-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 5,625 $21.77 $122,456.25
Disclosure

SEC source: 0001214659-19-003708 · marketforms-44989.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 62,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 3,937 $44.97 $177,046.89
Disclosure

SEC source: 0001214659-19-003708 · marketforms-44989.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 56,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:05 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantNon-Qualified Stock Options (right-to-buy) · Derivative 3,609 $0.00 Strike: $247.82 $0.00
Disclosure

SEC source: 0001214659-19-001701 · marketforms-44287.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,609

Underlying: Common Stock · 3,609 shares

Expires 2026-02-27

F3 · derivative.exercise_date: The grant will vest on the date of the Corporation's 2020 Annual Shareholder Meeting ("ASM").

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February 28, 2019 Filed Mar 1, 2019 21:05 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantNon-Qualified Stock Options (right-to-buy) · Derivative 1,180 $0.00 Strike: $247.82 $0.00
Disclosure

SEC source: 0001214659-19-001701 · marketforms-44287.xml · derivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Common Stock · 1,180 shares

Expires 2026-02-27

F2 · shares: The reporting person has elected to take his annual cash retainer in the form of stock options pursuant to the Corporation's Compensation Program for Non-Employee Directors.

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February 28, 2019 Filed Mar 1, 2019 21:05 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionRestricted Stock Units · Derivative 1,573 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001701 · marketforms-44287.xml · derivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,573 shares

Expires 2019-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.

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February 28, 2019 Filed Mar 1, 2019 21:05 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001701 · marketforms-44287.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 52,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 5, 2018 02:27 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 216 $0.00 Strike: $290.30 $0.00
Disclosure

SEC source: 0001065280-18-000601 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Stock · 216 shares

Expires 2028-12-03

Read SEC document
November 13, 2018 Filed Nov 15, 2018 00:17 UTC FAIR ISAAC CORP FICO · Entity 3206 PurchaseCommon Stock 300 $191.84 $57,552.99
Disclosure

SEC source: 0001214659-18-007174 · marketforms-43198.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 50,950

F3 · price: This transaction was executed in multiple trades at prices ranging from $191.74 to $191.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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November 13, 2018 Filed Nov 15, 2018 00:17 UTC FAIR ISAAC CORP FICO · Entity 3206 PurchaseCommon Stock 3,460 $190.75 $660,003.30
Disclosure

SEC source: 0001214659-18-007174 · marketforms-43198.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 50,650

F2 · price: This transaction was executed in multiple trades at prices ranging from $190.31 to $191.2683. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 00:17 UTC FAIR ISAAC CORP FICO · Entity 3206 PurchaseCommon Stock 1,470 $189.89 $279,132.13
Disclosure

SEC source: 0001214659-18-007174 · marketforms-43198.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 47,190

F1 · price: This transaction was executed in multiple trades at prices ranging from $189.22 to $190.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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November 01, 2018 Filed Nov 3, 2018 01:00 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 197 $0.00 Strike: $317.38 $0.00
Disclosure

SEC source: 0001065280-18-000569 · edgardoc.xml · derivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires 2028-11-01

Read SEC document
November 01, 2018 Filed Nov 3, 2018 01:00 UTC NETFLIX INC NFLX · Entity 403 GiftCommon Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001065280-18-000569 · edgardoc.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 46,050

F1 · ownership.nature: As a Trustee of the A. George Battle 2011 Separate Property Trust.

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October 26, 2018 Filed Oct 30, 2018 20:45 UTC NETFLIX INC NFLX · Entity 403 GiftCommon Stock 6,600 $0.00 $0.00
Disclosure

SEC source: 0001065280-18-000550 · edgardoc.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,400

F1 · ownership.nature: As a Trustee of the A. George Battle 2011 Separate Property Trust.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 00:02 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 164 $0.00 Strike: $381.43 $0.00
Disclosure

SEC source: 0001065280-18-000513 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock · 164 shares

Expires 2028-10-01

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:28 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon-Qualified Option (right-to-buy) · Derivative 6,375 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001214659-18-005986 · marketforms-42911.xml · derivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,375 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:28 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 6,375 $13.26 $84,532.50
Disclosure

SEC source: 0001214659-18-005986 · marketforms-42911.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 45,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 23:41 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 171 $0.00 Strike: $363.60 $0.00
Disclosure

SEC source: 0001065280-18-000441 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 171 shares

Expires 2028-09-04

Read SEC document
September 04, 2018 Filed Sep 25, 2018 23:21 UTC Amendment NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 171 $0.00 Strike: $363.60 $0.00
Disclosure

SEC source: 0001065280-18-000472 · primary_doc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 171 shares

Expires 2028-09-04

F1 · shares: The grant in Table II was previously reported and is being included here only to gain access to the EDGAR system. This Form is being amended solely to correct the verbiage in the power of attorney that was attached to the original filing.

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August 01, 2018 Filed Aug 2, 2018 23:05 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 185 $0.00 Strike: $338.38 $0.00
Disclosure

SEC source: 0001065280-18-000391 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

Underlying: Common Stock · 185 shares

Expires 2028-08-01

Read SEC document
July 02, 2018 Filed Jul 3, 2018 22:41 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 157 $0.00 Strike: $398.18 $0.00
Disclosure

SEC source: 0001065280-18-000336 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Stock · 157 shares

Expires 2028-07-02

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.