TapewireFind a company

person · Reporting owner

BATTLE A GEORGE

Disclosed activity across 5 companies

Tapewire entity
12069
SEC CIK
0001203980

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Expedia Group, Inc.EXPE · Entity 3095DirectorAugust 07, 2020August 10, 2020
FAIR ISAAC CORPFICO · Entity 3206DirectorMay 12, 2020May 14, 2020
NETFLIX INCNFLX · Entity 403DirectorDecember 03, 2018December 05, 2018
Workday, Inc.WDAY · Entity 1785DirectorJune 04, 2019June 06, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Expedia Group, Inc.

Report date August 07, 2020 · Filed August 10, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect58,662 Reported balance After 2020-08-07 transaction · row 1
1 source row

Row 1 · 2020-08-07 · Purchase · Acquired 12,300 · Balance 58,662

F1: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range.

FAIR ISAAC CORP

Report date May 12, 2020 · Filed May 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-05-12 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2020-05-12 · Exercise / conversion · Acquired 5,625 · Balance 5,625

Row 2 · 2020-05-12 · Sale · Disposed 1,825 · Balance 3,800

F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 3 · 2020-05-12 · Sale · Disposed 900 · Balance 2,900

F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 4 · 2020-05-12 · Sale · Disposed 1,400 · Balance 1,500

F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 5 · 2020-05-12 · Sale · Disposed 400 · Balance 1,100

Row 6 · 2020-05-12 · Sale · Disposed 700 · Balance 400

F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 7 · 2020-05-12 · Sale · Disposed 200 · Balance 200

Row 8 · 2020-05-12 · Sale · Disposed 200 · Balance 0

Non-Qualified Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.87 · Expires 2021-01-31Direct0 Reported balance After 2020-05-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-05-12 · Exercise / conversion · Disposed 5,625 · Balance 0

Common StockSEC Table I · non-derivativeIndirectA. George Battle 2011 Separate property Trust52,523 Reported balance Holding disclosure · report date 2020-05-12 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 52,523

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

NETFLIX INC

Report date December 03, 2018 · Filed December 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $290.30 · Expires 2028-12-03Direct216 Reported balance After 2018-12-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-12-03 · Grant · Acquired 216 · Balance 216

Workday, Inc.

Report date June 04, 2019 · Filed June 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect18,689 Reported balance After 2019-06-04 transaction · row 1
1 source row

Row 1 · 2019-06-04 · Gift · Disposed 2,824 · Balance 18,689

Class A Common StockSEC Table I · non-derivativeIndirectBy A. George Battle 2011 Separate Property Trust3,994 Reported balance Holding disclosure · report date 2019-06-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,994

F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018.

F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019.

F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

Class A Common StockSEC Table I · non-derivativeIndirectBy Battle Family Foundation66,000 Reported balance Holding disclosure · report date 2019-06-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 66,000

F4: The Reporting Person is the trustee of the Battle Family Foundation.

Class B Common StockSEC Table II · derivative / convertible securityDirect287,857 Reported balance Holding disclosure · report date 2019-06-04 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 287,857

F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018.

F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019.

F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

F4: The Reporting Person is the trustee of the Battle Family Foundation.

F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LINKEDIN CORP

Report date December 08, 2016 · Filed December 09, 2016

Section 16 reporting ended · disclosed 2016-12-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-12-08 transaction · row 1
1 source row

Row 1 · 2016-12-08 · Disposition to issuer · Disposed 15,885 · Balance 0

F1: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-12-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-12-08 · Disposition to issuer · Disposed 5,554 · Balance 0

F3: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $172.02 · Expires 2023-06-13Direct0 Reported balance After 2016-12-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-12-08 · Disposition to issuer · Disposed 1,318 · Balance 0

F4: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $202.50 · Expires 2024-08-04Direct0 Reported balance After 2016-12-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-12-08 · Disposition to issuer · Disposed 1,560 · Balance 0

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $197.10 · Expires 2025-08-03Direct0 Reported balance After 2016-12-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-12-08 · Disposition to issuer · Disposed 1,197 · Balance 0

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan.

F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

F3: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

F4: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.

F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2017 Filed Dec 22, 2017 17:52 UTC Workday, Inc. WDAY · Entity 1785 Exercise / conversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067126 · doc4.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,857

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F4 · derivative.exercise_price: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F4 · derivative.exercise_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F4 · derivative.expiration_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 17:52 UTC Workday, Inc. WDAY · Entity 1785 GiftClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067126 · doc4.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Battle Family Foundation

Disclosed balance after: 76,000

F2 · ownership.nature: The Reporting Person is the trustee of the Battle Family Foundation.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 17:52 UTC Workday, Inc. WDAY · Entity 1785 GiftClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067126 · doc4.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,688

F1 · balance_after: Includes 3,993 Restricted Stock Units (RSUs) granted under the Issuer's 2012 Equity Incentive Plan. The grant will entitle the Reporting Person to receive one share of Class A Common Stock for each vested RSU upon settlement, which will take place within 30 days of vesting. The RSUs will vest one-hundred percent (100%) on May 15, 2018, subject to the Report Person's continued service with the Issuer on such date.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 17:52 UTC Workday, Inc. WDAY · Entity 1785 Exercise / conversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067126 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,993 Restricted Stock Units (RSUs) granted under the Issuer's 2012 Equity Incentive Plan. The grant will entitle the Reporting Person to receive one share of Class A Common Stock for each vested RSU upon settlement, which will take place within 30 days of vesting. The RSUs will vest one-hundred percent (100%) on May 15, 2018, subject to the Report Person's continued service with the Issuer on such date.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 02:19 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 334 $0.00 Strike: $186.82 $0.00
Disclosure

SEC source: 0001065280-17-000252 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 334 shares

Expires 2027-12-01

Read SEC document
November 03, 2017 Filed Nov 3, 2017 22:48 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 310 $151.02 $46,817.69
Disclosure

SEC source: 0001214659-17-006385 · marketforms-39929.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Treehouse Vineyards LLC

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $151.02 to $151.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 03, 2017 Filed Nov 3, 2017 22:48 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 4,690 $150.42 $705,470.27
Disclosure

SEC source: 0001214659-17-006385 · marketforms-39929.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Treehouse Vineyards LLC

Disclosed balance after: 310

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 23:28 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 316 $0.00 Strike: $198.00 $0.00
Disclosure

SEC source: 0001065280-17-000210 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Stock · 316 shares

Expires 2027-11-01

Read SEC document
October 02, 2017 Filed Oct 4, 2017 00:09 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 353 $0.00 Strike: $177.01 $0.00
Disclosure

SEC source: 0001065280-17-000148 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353

Underlying: Common Stock · 353 shares

Expires 2027-10-02

Read SEC document
September 01, 2017 Filed Sep 6, 2017 00:28 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 358 $0.00 Strike: $174.74 $0.00
Disclosure

SEC source: 0001065280-17-000110 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires 2027-09-01

Read SEC document
August 01, 2017 Filed Aug 2, 2017 23:46 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 343 $0.00 Strike: $182.03 $0.00
Disclosure

SEC source: 0001065280-17-000088 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343

Underlying: Common Stock · 343 shares

Expires 2027-08-01

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:56 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 428 $0.00 Strike: $146.17 $0.00
Disclosure

SEC source: 0001065280-17-000028 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428

Underlying: Common Stock · 428 shares

Expires 2027-07-03

Read SEC document
June 20, 2017 Filed Jun 22, 2017 19:36 UTC Workday, Inc. WDAY · Entity 1785 GrantClass A Common Stock 3,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041480 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,688

F1 · balance_after: Includes 3,993 Restricted Stock Units (RSUs) granted under the Issuer's 2012 Equity Incentive Plan. The grant will entitle the Reporting Person to receive one share of Class A Common Stock for each vested RSU upon settlement, which will take place within 30 days of vesting. The RSUs will vest one-hundred percent (100%) on May 15, 2018, subject to the Report Person's continued service with the Issuer on such date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 19:56 UTC Workday, Inc. WDAY · Entity 1785 ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038439 · doc4.xml · derivative · entry 7

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,857

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F11 · derivative.exercise_price: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F11 · derivative.exercise_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F11 · derivative.expiration_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 19:56 UTC Workday, Inc. WDAY · Entity 1785 SaleClass A Common Stock 200 $103.70 $20,740.00
Disclosure

SEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By A. George Battle 2011 Separate Property Trust

Disclosed balance after: 0

F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the A. George Battle 2011 Separate Property Trust.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.5500 to $104.5499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 19:56 UTC Workday, Inc. WDAY · Entity 1785 SaleClass A Common Stock 14,800 $102.86 $1,522,376.84
Disclosure

SEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By A. George Battle 2011 Separate Property Trust

Disclosed balance after: 200

F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the A. George Battle 2011 Separate Property Trust.

F2 · shares: On June 1, 2015, the sale of 3,176 direct shares by the Reporting Person was erroneously reported as a sale by the A. George Battle 2011 Separate Property Trust.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.4700 to $103.4699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F8 · ownership.nature: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 19:56 UTC Workday, Inc. WDAY · Entity 1785 SaleClass A Common Stock 929 $103.54 $96,192.38
Disclosure

SEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,695

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.4600 to $104.4599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 19:56 UTC Workday, Inc. WDAY · Entity 1785 SaleClass A Common Stock 29,071 $102.85 $2,989,926.19
Disclosure

SEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,624

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.4600 to $103.4599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 19:56 UTC Workday, Inc. WDAY · Entity 1785 ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: On June 1, 2015, the sale of 3,176 direct shares by the Reporting Person was erroneously reported as a sale by the A. George Battle 2011 Separate Property Trust.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Expedia Group, Inc. EXPE · Entity 3095 GrantRestricted Stock Units · Derivative 1,738 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 7

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 749 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 749 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 777 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common Stock · 777 shares

Expires 2018-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionRestricted Stock Units · Derivative 1,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,137 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 749 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 777 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:35 UTC Expedia Group, Inc. EXPE · Entity 3095 Exercise / conversionCommon Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 3, 2017 00:02 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 383 $0.00 Strike: $162.99 $0.00
Disclosure

SEC source: 0001190725-17-000134 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383

Underlying: Common Stock · 383 shares

Expires 2027-06-01

Read SEC document
May 01, 2017 Filed May 2, 2017 21:49 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 402 $0.00 Strike: $155.35 $0.00
Disclosure

SEC source: 0001190725-17-000107 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402

Underlying: Common Stock · 402 shares

Expires 2027-05-01

Read SEC document
April 03, 2017 Filed Apr 5, 2017 00:07 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 426 $0.00 Strike: $146.92 $0.00
Disclosure

SEC source: 0001190725-17-000080 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426

Underlying: Common Stock · 426 shares

Expires 2027-04-03

Read SEC document
March 30, 2017 Filed Jun 7, 2017 19:56 UTC Workday, Inc. WDAY · Entity 1785 GiftClass A Common Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Battle Family Foundation

Disclosed balance after: 46,000

F1 · ownership.nature: The Reporting Person is the trustee of the Battle Family Foundation.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 23:57 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 438 $0.00 Strike: $142.65 $0.00
Disclosure

SEC source: 0001190725-17-000055 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438

Underlying: Common Stock · 438 shares

Expires 2027-03-01

Read SEC document
February 15, 2017 Filed Feb 17, 2017 01:01 UTC FAIR ISAAC CORP FICO · Entity 3206 GrantRestricted Stock Units · Derivative 2,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001211 · marketforms-37829.xml · derivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

Underlying: Common Stock · 2,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.

F3 · derivative.exercise_date: This award will fully vest on the date of the Corporation's 2018 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: No expiration date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 01:01 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionRestricted Stock Units · Derivative 2,825 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001211 · marketforms-37829.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.

F2 · derivative.expiration_date: No expiration date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 01:01 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 2,825 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001211 · marketforms-37829.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:39 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,375 $0.00 Strike: $40.01 $0.00
Disclosure

SEC source: 0001214659-17-000822 · marketforms-37775.xml · derivative · entry 6

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,375 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:39 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 550 $124.56 $68,507.01
Disclosure

SEC source: 0001214659-17-000822 · marketforms-37775.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,434

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.18 to $124.90 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:39 UTC FAIR ISAAC CORP FICO · Entity 3206 SaleCommon Stock 5,825 $123.68 $720,447.07
Disclosure

SEC source: 0001214659-17-000822 · marketforms-37775.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,984

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $123.13 to $124.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 23:39 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 6,375 $40.01 $255,063.75
Disclosure

SEC source: 0001214659-17-000822 · marketforms-37775.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 22:38 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 444 $0.00 Strike: $140.78 $0.00
Disclosure

SEC source: 0001190725-17-000031 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

Underlying: Common Stock · 444 shares

Expires 2027-02-01

Read SEC document
January 25, 2017 Filed Jan 26, 2018 20:30 UTC FAIR ISAAC CORP FICO · Entity 3206 Exercise / conversionCommon Stock 6,375 $25.25 $160,968.75
Disclosure

SEC source: 0001214659-18-000666 · marketforms-40710.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · A. George Battle 2011 Separate Property Trust

Disclosed balance after: 15,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:20 UTC NETFLIX INC NFLX · Entity 403 GrantNon-Qualified Stock Option (right to buy) · Derivative 490 $0.00 Strike: $127.49 $0.00
Disclosure

SEC source: 0001190725-17-000002 · edgardoc.xml · derivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

Underlying: Common Stock · 490 shares

Expires 2027-01-03

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:40 UTC Workday, Inc. WDAY · Entity 1785 ConversionClass B Common Stock · Derivative 21,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156021 · doc4.xml · derivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,857

Underlying: Class A Common Stock · 21,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F5 · derivative.exercise_price: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F5 · derivative.exercise_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.

F5 · derivative.expiration_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:40 UTC Workday, Inc. WDAY · Entity 1785 GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156021 · doc4.xml · nonDerivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Battle Family Foundation

Disclosed balance after: 69,500

F2 · ownership.nature: The Reporting Person is the trustee of the Battle Family Foundation.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:40 UTC Workday, Inc. WDAY · Entity 1785 GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156021 · doc4.xml · nonDerivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,871

F1 · balance_after: Includes 5,162 Restricted Stock Units ("RSUs") granted under the Issuer's 2012 Equity Incentive Plan, which vest one-hundred percent (100%) on May 15, 2017.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:40 UTC Workday, Inc. WDAY · Entity 1785 ConversionClass A Common Stock 21,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-156021 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 5,162 Restricted Stock Units ("RSUs") granted under the Issuer's 2012 Equity Incentive Plan, which vest one-hundred percent (100%) on May 15, 2017.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 17:46 UTC LINKEDIN CORP LNKD · Entity 180481 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 1,197 Not disclosed Strike: $197.10 Not disclosed
Disclosure

SEC source: 0001209191-16-154489 · doc4.xml · derivative · entry 5

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,197 shares

Expires 2025-08-03

F5 · price: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 17:46 UTC LINKEDIN CORP LNKD · Entity 180481 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 1,560 Not disclosed Strike: $202.50 Not disclosed
Disclosure

SEC source: 0001209191-16-154489 · doc4.xml · derivative · entry 4

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,560 shares

Expires 2024-08-04

F5 · price: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 17:46 UTC LINKEDIN CORP LNKD · Entity 180481 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 1,318 Not disclosed Strike: $172.02 Not disclosed
Disclosure

SEC source: 0001209191-16-154489 · doc4.xml · derivative · entry 3

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,318 shares

Expires 2023-06-13

F4 · shares: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.

F4 · price: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 17:46 UTC LINKEDIN CORP LNKD · Entity 180481 Disposition to issuerClass B Common Stock · Derivative 5,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-154489 · doc4.xml · derivative · entry 2

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,554 shares

Expires not disclosed

F3 · derivative.exercise_price: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

F2 · price: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

F3 · derivative.exercise_date: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

F3 · derivative.expiration_date: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 17:46 UTC LINKEDIN CORP LNKD · Entity 180481 Disposition to issuerClass A Common Stock 15,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-154489 · doc4.xml · nonDerivative · entry 1

BATTLE A GEORGE · CIK 0001203980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan.

F2 · price: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.