Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Expedia Group, Inc.EXPE · Entity 3095 | Director | August 07, 2020 | August 10, 2020 |
| FAIR ISAAC CORPFICO · Entity 3206 | Director | May 12, 2020 | May 14, 2020 |
| NETFLIX INCNFLX · Entity 403 | Director | December 03, 2018 | December 05, 2018 |
| Workday, Inc.WDAY · Entity 1785 | Director | June 04, 2019 | June 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Expedia Group, Inc.
Report date August 07, 2020 · Filed August 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,662 |
Reported balance
After 2020-08-07 transaction · row 1
1 source rowRow 1 · 2020-08-07 · Purchase · Acquired 12,300 · Balance 58,662 F1: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $81.05 to $81.63. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares acquired at each price within the range.
FAIR ISAAC CORP
Report date May 12, 2020 · Filed May 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-05-12 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2020-05-12 · Exercise / conversion · Acquired 5,625 · Balance 5,625 Row 2 · 2020-05-12 · Sale · Disposed 1,825 · Balance 3,800 F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 3 · 2020-05-12 · Sale · Disposed 900 · Balance 2,900 F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 4 · 2020-05-12 · Sale · Disposed 1,400 · Balance 1,500 F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 5 · 2020-05-12 · Sale · Disposed 400 · Balance 1,100 Row 6 · 2020-05-12 · Sale · Disposed 700 · Balance 400 F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 7 · 2020-05-12 · Sale · Disposed 200 · Balance 200 Row 8 · 2020-05-12 · Sale · Disposed 200 · Balance 0 |
| Non-Qualified Option (right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.87 · Expires 2021-01-31 | Direct | 0 |
Reported balance
After 2020-05-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-05-12 · Exercise / conversion · Disposed 5,625 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectA. George Battle 2011 Separate property Trust | 52,523 |
Reported balance
Holding disclosure · report date 2020-05-12 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 52,523 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
NETFLIX INC
Report date December 03, 2018 · Filed December 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $290.30 · Expires 2028-12-03 | Direct | 216 |
Reported balance
After 2018-12-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-03 · Grant · Acquired 216 · Balance 216 |
Workday, Inc.
Report date June 04, 2019 · Filed June 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 18,689 |
Reported balance
After 2019-06-04 transaction · row 1
1 source rowRow 1 · 2019-06-04 · Gift · Disposed 2,824 · Balance 18,689 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy A. George Battle 2011 Separate Property Trust | 3,994 |
Reported balance
Holding disclosure · report date 2019-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,994 F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018. F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019. F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Battle Family Foundation | 66,000 |
Reported balance
Holding disclosure · report date 2019-06-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 66,000 F4: The Reporting Person is the trustee of the Battle Family Foundation. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 287,857 |
Reported balance
Holding disclosure · report date 2019-06-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 287,857 F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,993 shares of Class A Common Stock that were directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on September 11, 2018.
F2: Includes 1 share of Class A Common Stock that was directly held by the Reporting Person and transferred to the A. George Battle 2011 Separate Property Trust on June 4, 2019.
F3: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust.
F4: The Reporting Person is the trustee of the Battle Family Foundation.
F5: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.
F6: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LINKEDIN CORP
Report date December 08, 2016 · Filed December 09, 2016
Section 16 reporting ended · disclosed 2016-12-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 1
1 source rowRow 1 · 2016-12-08 · Disposition to issuer · Disposed 15,885 · Balance 0 F1: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan. F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-08 · Disposition to issuer · Disposed 5,554 · Balance 0 F3: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date. F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $172.02 · Expires 2023-06-13 | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-08 · Disposition to issuer · Disposed 1,318 · Balance 0 F4: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $202.50 · Expires 2024-08-04 | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-12-08 · Disposition to issuer · Disposed 1,560 · Balance 0 F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $197.10 · Expires 2025-08-03 | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-12-08 · Disposition to issuer · Disposed 1,197 · Balance 0 F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan.
F2: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration.
F3: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date.
F4: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares.
F5: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2017 Filed Dec 22, 2017 17:52 UTC | Workday, Inc. WDAY · Entity 1785 | Exercise / conversionClass B Common Stock · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067126 · doc4.xml · derivative · entry 4 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,857 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F4 · derivative.exercise_price: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F4 · derivative.exercise_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F4 · derivative.expiration_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 17:52 UTC | Workday, Inc. WDAY · Entity 1785 | GiftClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067126 · doc4.xml · nonDerivative · entry 3 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Battle Family Foundation Disclosed balance after: 76,000 F2 · ownership.nature: The Reporting Person is the trustee of the Battle Family Foundation. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 17:52 UTC | Workday, Inc. WDAY · Entity 1785 | GiftClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067126 · doc4.xml · nonDerivative · entry 2 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,688 F1 · balance_after: Includes 3,993 Restricted Stock Units (RSUs) granted under the Issuer's 2012 Equity Incentive Plan. The grant will entitle the Reporting Person to receive one share of Class A Common Stock for each vested RSU upon settlement, which will take place within 30 days of vesting. The RSUs will vest one-hundred percent (100%) on May 15, 2018, subject to the Report Person's continued service with the Issuer on such date. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 17:52 UTC | Workday, Inc. WDAY · Entity 1785 | Exercise / conversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-067126 · doc4.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3,993 Restricted Stock Units (RSUs) granted under the Issuer's 2012 Equity Incentive Plan. The grant will entitle the Reporting Person to receive one share of Class A Common Stock for each vested RSU upon settlement, which will take place within 30 days of vesting. The RSUs will vest one-hundred percent (100%) on May 15, 2018, subject to the Report Person's continued service with the Issuer on such date. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 02:19 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 334 | $0.00 Strike: $186.82 | $0.00 |
DisclosureSEC source: 0001065280-17-000252 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334 Underlying: Common Stock · 334 shares Expires 2027-12-01 Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 22:48 UTC | FAIR ISAAC CORP FICO · Entity 3206 | SaleCommon Stock | 310 | $151.02 | $46,817.69 |
DisclosureSEC source: 0001214659-17-006385 · marketforms-39929.xml · nonDerivative · entry 2 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Treehouse Vineyards LLC Disclosed balance after: 0 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $151.02 to $151.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 22:48 UTC | FAIR ISAAC CORP FICO · Entity 3206 | SaleCommon Stock | 4,690 | $150.42 | $705,470.27 |
DisclosureSEC source: 0001214659-17-006385 · marketforms-39929.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Treehouse Vineyards LLC Disclosed balance after: 310 F1 · shares: Shares sold pursuant to a 10b5-1 plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 23:28 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 316 | $0.00 Strike: $198.00 | $0.00 |
DisclosureSEC source: 0001065280-17-000210 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316 Underlying: Common Stock · 316 shares Expires 2027-11-01 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 00:09 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 353 | $0.00 Strike: $177.01 | $0.00 |
DisclosureSEC source: 0001065280-17-000148 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353 Underlying: Common Stock · 353 shares Expires 2027-10-02 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 00:28 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 358 | $0.00 Strike: $174.74 | $0.00 |
DisclosureSEC source: 0001065280-17-000110 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358 Underlying: Common Stock · 358 shares Expires 2027-09-01 Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 23:46 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 343 | $0.00 Strike: $182.03 | $0.00 |
DisclosureSEC source: 0001065280-17-000088 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343 Underlying: Common Stock · 343 shares Expires 2027-08-01 Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:56 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 428 | $0.00 Strike: $146.17 | $0.00 |
DisclosureSEC source: 0001065280-17-000028 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428 Underlying: Common Stock · 428 shares Expires 2027-07-03 Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 19:36 UTC | Workday, Inc. WDAY · Entity 1785 | GrantClass A Common Stock | 3,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041480 · doc4.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,688 F1 · balance_after: Includes 3,993 Restricted Stock Units (RSUs) granted under the Issuer's 2012 Equity Incentive Plan. The grant will entitle the Reporting Person to receive one share of Class A Common Stock for each vested RSU upon settlement, which will take place within 30 days of vesting. The RSUs will vest one-hundred percent (100%) on May 15, 2018, subject to the Report Person's continued service with the Issuer on such date. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:56 UTC | Workday, Inc. WDAY · Entity 1785 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038439 · doc4.xml · derivative · entry 7 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,857 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F11 · derivative.exercise_price: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F11 · derivative.exercise_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F11 · derivative.expiration_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:56 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 200 | $103.70 | $20,740.00 |
DisclosureSEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 6 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By A. George Battle 2011 Separate Property Trust Disclosed balance after: 0 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the A. George Battle 2011 Separate Property Trust. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.5500 to $104.5499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:56 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 14,800 | $102.86 | $1,522,376.84 |
DisclosureSEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 5 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By A. George Battle 2011 Separate Property Trust Disclosed balance after: 200 F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the A. George Battle 2011 Separate Property Trust. F2 · shares: On June 1, 2015, the sale of 3,176 direct shares by the Reporting Person was erroneously reported as a sale by the A. George Battle 2011 Separate Property Trust. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.4700 to $103.4699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:56 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 929 | $103.54 | $96,192.38 |
DisclosureSEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 4 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,695 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.4600 to $104.4599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:56 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 29,071 | $102.85 | $2,989,926.19 |
DisclosureSEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 3 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,624 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.4600 to $103.4599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:56 UTC | Workday, Inc. WDAY · Entity 1785 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 2 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On June 1, 2015, the sale of 3,176 direct shares by the Reporting Person was erroneously reported as a sale by the A. George Battle 2011 Separate Property Trust. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | GrantRestricted Stock Units · Derivative | 1,738 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 7 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738 Underlying: Common Stock · 1,738 shares Expires 2020-06-01 F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionRestricted Stock Units · Derivative | 749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 6 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498 Underlying: Common Stock · 749 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionRestricted Stock Units · Derivative | 777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 5 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777 Underlying: Common Stock · 777 shares Expires 2018-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionRestricted Stock Units · Derivative | 1,137 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010914 · doc4.xml · derivative · entry 4 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,137 shares Expires 2017-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Date at which first vesting occurs is indicated. One-third of the total number of restricted stock units ("RSUs") vests on the first vesting date and an additional one-third on each anniversary thereafter until the RSUs are fully vested. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionCommon Stock | 749 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 3 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionCommon Stock | 777 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 2 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:35 UTC | Expedia Group, Inc. EXPE · Entity 3095 | Exercise / conversionCommon Stock | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010914 · doc4.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 3, 2017 00:02 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 383 | $0.00 Strike: $162.99 | $0.00 |
DisclosureSEC source: 0001190725-17-000134 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383 Underlying: Common Stock · 383 shares Expires 2027-06-01 Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:49 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 402 | $0.00 Strike: $155.35 | $0.00 |
DisclosureSEC source: 0001190725-17-000107 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402 Underlying: Common Stock · 402 shares Expires 2027-05-01 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 00:07 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 426 | $0.00 Strike: $146.92 | $0.00 |
DisclosureSEC source: 0001190725-17-000080 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426 Underlying: Common Stock · 426 shares Expires 2027-04-03 Read SEC document |
| March 30, 2017 Filed Jun 7, 2017 19:56 UTC | Workday, Inc. WDAY · Entity 1785 | GiftClass A Common Stock | 23,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038439 · doc4.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Battle Family Foundation Disclosed balance after: 46,000 F1 · ownership.nature: The Reporting Person is the trustee of the Battle Family Foundation. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:57 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 438 | $0.00 Strike: $142.65 | $0.00 |
DisclosureSEC source: 0001190725-17-000055 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438 Underlying: Common Stock · 438 shares Expires 2027-03-01 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 01:01 UTC | FAIR ISAAC CORP FICO · Entity 3206 | GrantRestricted Stock Units · Derivative | 2,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001211 · marketforms-37829.xml · derivative · entry 5 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 Underlying: Common Stock · 2,109 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board. F3 · derivative.exercise_date: This award will fully vest on the date of the Corporation's 2018 Annual Meeting of Stockholders. F2 · derivative.expiration_date: No expiration date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 01:01 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionRestricted Stock Units · Derivative | 2,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001211 · marketforms-37829.xml · derivative · entry 4 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board. F2 · derivative.expiration_date: No expiration date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 01:01 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 2,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001211 · marketforms-37829.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:39 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,375 | $0.00 Strike: $40.01 | $0.00 |
DisclosureSEC source: 0001214659-17-000822 · marketforms-37775.xml · derivative · entry 6 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,375 shares Expires 2017-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:39 UTC | FAIR ISAAC CORP FICO · Entity 3206 | SaleCommon Stock | 550 | $124.56 | $68,507.01 |
DisclosureSEC source: 0001214659-17-000822 · marketforms-37775.xml · nonDerivative · entry 3 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,434 F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $124.18 to $124.90 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:39 UTC | FAIR ISAAC CORP FICO · Entity 3206 | SaleCommon Stock | 5,825 | $123.68 | $720,447.07 |
DisclosureSEC source: 0001214659-17-000822 · marketforms-37775.xml · nonDerivative · entry 2 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,984 F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $123.13 to $124.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:39 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 6,375 | $40.01 | $255,063.75 |
DisclosureSEC source: 0001214659-17-000822 · marketforms-37775.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercised and sold pursuant to reporting person's 10b5-1 plan. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 22:38 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 444 | $0.00 Strike: $140.78 | $0.00 |
DisclosureSEC source: 0001190725-17-000031 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444 Underlying: Common Stock · 444 shares Expires 2027-02-01 Read SEC document |
| January 25, 2017 Filed Jan 26, 2018 20:30 UTC | FAIR ISAAC CORP FICO · Entity 3206 | Exercise / conversionCommon Stock | 6,375 | $25.25 | $160,968.75 |
DisclosureSEC source: 0001214659-18-000666 · marketforms-40710.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · A. George Battle 2011 Separate Property Trust Disclosed balance after: 15,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:20 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 490 | $0.00 Strike: $127.49 | $0.00 |
DisclosureSEC source: 0001190725-17-000002 · edgardoc.xml · derivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490 Underlying: Common Stock · 490 shares Expires 2027-01-03 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:40 UTC | Workday, Inc. WDAY · Entity 1785 | ConversionClass B Common Stock · Derivative | 21,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156021 · doc4.xml · derivative · entry 5 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,857 Underlying: Class A Common Stock · 21,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_price: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.expiration_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:40 UTC | Workday, Inc. WDAY · Entity 1785 | GiftClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156021 · doc4.xml · nonDerivative · entry 3 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Battle Family Foundation Disclosed balance after: 69,500 F2 · ownership.nature: The Reporting Person is the trustee of the Battle Family Foundation. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:40 UTC | Workday, Inc. WDAY · Entity 1785 | GiftClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156021 · doc4.xml · nonDerivative · entry 2 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,871 F1 · balance_after: Includes 5,162 Restricted Stock Units ("RSUs") granted under the Issuer's 2012 Equity Incentive Plan, which vest one-hundred percent (100%) on May 15, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:40 UTC | Workday, Inc. WDAY · Entity 1785 | ConversionClass A Common Stock | 21,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156021 · doc4.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 5,162 Restricted Stock Units ("RSUs") granted under the Issuer's 2012 Equity Incentive Plan, which vest one-hundred percent (100%) on May 15, 2017. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 17:46 UTC | LINKEDIN CORP LNKD · Entity 180481 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 1,197 | Not disclosed Strike: $197.10 | Not disclosed |
DisclosureSEC source: 0001209191-16-154489 · doc4.xml · derivative · entry 5 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,197 shares Expires 2025-08-03 F5 · price: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 17:46 UTC | LINKEDIN CORP LNKD · Entity 180481 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 1,560 | Not disclosed Strike: $202.50 | Not disclosed |
DisclosureSEC source: 0001209191-16-154489 · doc4.xml · derivative · entry 4 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,560 shares Expires 2024-08-04 F5 · price: The stock option was cancelled pursuant to the Merger Agreement, whereby the per share exercise price of the stock option is equal to or greater than the Merger Consideration. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 17:46 UTC | LINKEDIN CORP LNKD · Entity 180481 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 1,318 | Not disclosed Strike: $172.02 | Not disclosed |
DisclosureSEC source: 0001209191-16-154489 · doc4.xml · derivative · entry 3 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,318 shares Expires 2023-06-13 F4 · shares: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares. F4 · price: The stock option was granted on June 13, 2013 for 2,433 shares of which 1,115 shares were previously transferred. 1,318 vested shares subject to the stock option were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the stock option, multiplied by (y) the number of disposed option shares. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 17:46 UTC | LINKEDIN CORP LNKD · Entity 180481 | Disposition to issuerClass B Common Stock · Derivative | 5,554 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-154489 · doc4.xml · derivative · entry 2 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,554 shares Expires not disclosed F3 · derivative.exercise_price: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date. F2 · price: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration. F3 · derivative.exercise_date: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date. F3 · derivative.expiration_date: The shares of Class B Common Stock were cancelled pursuant to the Merger Agreement in exchange for the Merger Consideration and had no expiration date. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 17:46 UTC | LINKEDIN CORP LNKD · Entity 180481 | Disposition to issuerClass A Common Stock | 15,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-154489 · doc4.xml · nonDerivative · entry 1 BATTLE A GEORGE · CIK 0001203980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The shares of Class A Common Stock were cancelled pursuant to the Agreement and Plan of Merger, dated June 11, 2016, between the Issuer, Microsoft Corporation and Liberty Merger Sub Inc. (the "Merger Agreement") in exchange for a cash payment of $196 per share (the "Merger Consideration"). The reported number includes 1,550 restricted stock units granted on June 9, 2016, the vesting of which were accelerated pursuant to the terms of the Issuer's 2011 Equity Incentive Plan. F2 · price: Disposed of pursuant to the Merger Agreement, in exchange for the Merger Consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.