Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | Director | January 13, 2023 | January 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date January 13, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock UnitsSEC Table I · non-derivative | Direct | 3,427.545 |
Reported balance
After 2023-01-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-13 · Disposition to issuer · Disposed 1,064.311 · Balance 3,427.545 F1: Represents the payout of 1,009 shares of common stock and 55.311 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2023 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock. F2: Includes 9.969 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. |
| Common StockSEC Table I · non-derivative | Direct | 54,428.042 |
Reported balance
After 2023-01-13 transaction · row 2
1 source rowRow 2 · 2023-01-13 · Grant · Acquired 1,064 · Balance 54,428.042 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the payout of 1,009 shares of common stock and 55.311 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2023 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock.
F2: Includes 9.969 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2018 Filed Jan 18, 2018 22:11 UTC | TORO CO TTC · Entity 2699 | Disposition to issuerCommon Stock Units | 1,851.108 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002111 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,548.946 F1 · shares: Represents the payout of 1,750 shares of common stock and 101.108 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company 2010 Equity and Incentive Plan, as amended. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2018 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock. F2 · balance_after: Includes 16.757 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 14:48 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,846 | $0.00 Strike: $63.14 | $0.00 |
DisclosureSEC source: 0001127602-17-031125 · form4.xml · derivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846 Underlying: Common Stock · 3,846 shares Expires 2027-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 14:48 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 932 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031125 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,377.704 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 17.996 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 21:02 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 6,000 | $0.00 Strike: $9.25 | $0.00 |
DisclosureSEC source: 0001127602-17-028662 · form4.xml · derivative · entry 4 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,108 Underlying: Common Stock · 6,000 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2009. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 21:02 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 6,000 | $61.88 | $371,286.00 |
DisclosureSEC source: 0001127602-17-028662 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,672 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.86 to $61.886, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 21:02 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 6,000 | $9.25 | $55,515.00 |
DisclosureSEC source: 0001127602-17-028662 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:55 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $9.25 | $0.00 |
DisclosureSEC source: 0001127602-17-020567 · form4.xml · derivative · entry 4 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,108 Underlying: Common Stock · 5,000 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2009. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:55 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 5,000 | $68.40 | $341,985.00 |
DisclosureSEC source: 0001127602-17-020567 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,672 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $68.393 to $68.411, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:55 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 5,000 | $9.25 | $46,262.50 |
DisclosureSEC source: 0001127602-17-020567 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:29 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 11,348 | $0.00 Strike: $8.45 | $0.00 |
DisclosureSEC source: 0001127602-17-013025 · form4.xml · derivative · entry 7 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,348 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 3, 2008. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:29 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 2,000 | $0.00 Strike: $8.45 | $0.00 |
DisclosureSEC source: 0001127602-17-013025 · form4.xml · derivative · entry 6 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,348 Underlying: Common Stock · 2,000 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 3, 2008. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:29 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,572 | $61.46 | $96,615.12 |
DisclosureSEC source: 0001127602-17-013025 · form4.xml · nonDerivative · entry 4 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,672 Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:29 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 11,348 | $8.45 | $95,833.86 |
DisclosureSEC source: 0001127602-17-013025 · form4.xml · nonDerivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:29 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 2,000 | $64.46 | $128,922.00 |
DisclosureSEC source: 0001127602-17-013025 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,896 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.46 to $61.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:29 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 2,000 | $8.45 | $16,890.00 |
DisclosureSEC source: 0001127602-17-013025 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:48 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 4,951 | $0.00 Strike: $47.17 | $0.00 |
DisclosureSEC source: 0001127602-16-066073 · form4.xml · derivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,951 Underlying: Common Stock · 4,951 shares Expires 2026-11-01 F4 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:48 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 1,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066073 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,374.247 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: On September 16, 2016, the common stock of the issuer split two-for-one (the "Stock Split"), resulting in the reporting person's ownership of 2,516.974 additional common stock units. Also includes 72.299 post-split common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. All future Form 4 and 5 filings made by the reporting person will include adjustments, as necessary, to reflect the Stock Split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.