Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Executive VP - General Counsel | December 26, 2018 | December 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date December 26, 2018 · Filed December 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 946,915 |
Ending reported balance
After 2018-12-27 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2018-12-26 · Exercise / conversion · Acquired 34,956 · Balance 981,871 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Row 2 · 2018-12-26 · Tax withholding · Disposed 26,811 · Balance 955,060 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above. Row 3 · 2018-12-26 · Sale · Disposed 8,145 · Balance 946,915 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F4: Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2018-12-27 · Exercise / conversion · Acquired 34,956 · Balance 981,871 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Row 5 · 2018-12-27 · Tax withholding · Disposed 26,650 · Balance 955,221 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above. Row 6 · 2018-12-27 · Sale · Disposed 8,306 · Balance 946,915 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. |
| Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31 | Direct | 34,956 |
Reported balance
After 2018-12-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-12-26 · Exercise / conversion · Disposed 34,956 · Balance 34,956 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. |
| Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31 | Direct | 0 |
Reported balance
After 2018-12-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-12-27 · Exercise / conversion · Disposed 34,956 · Balance 0 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 71,281 |
Reported balance
Holding disclosure · report date 2018-12-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 71,281 F5: Held through a limited liability company. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 15,726 |
Reported balance
Holding disclosure · report date 2018-12-26 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 15,726 F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.
F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.
F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above.
F4: Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Held through a limited liability company.
F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2007 Filed Oct 30, 2007 17:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,100 | $231.41 | $254,551.00 |
DisclosureSEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,438 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $231.40 | $115,700.00 |
DisclosureSEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,538 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $231.39 | $161,973.00 |
DisclosureSEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,038 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $231.38 | $161,966.00 |
DisclosureSEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,738 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $231.36 | $115,680.00 |
DisclosureSEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,438 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $231.26 | $46,252.00 |
DisclosureSEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,938 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 800 | $231.25 | $185,000.00 |
DisclosureSEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,138 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $232.33 | $46,466.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 27 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,938 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $232.27 | $232,270.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 26 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,138 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $232.26 | $69,678.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 25 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,138 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $232.25 | $23,225.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 24 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,438 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $232.24 | $116,120.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 23 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,538 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 900 | $232.22 | $208,998.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 22 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,038 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $232.21 | $23,221.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 21 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,938 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $232.20 | $116,100.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 20 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,038 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 8,400 | $232.19 | $1,950,396.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 19 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,538 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 600 | $232.18 | $139,308.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 18 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,938 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $232.03 | $23,203.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 17 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,538 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $232.01 | $69,603.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 16 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,638 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $231.99 | $69,597.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 15 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,938 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 900 | $231.98 | $208,782.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 14 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,238 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,900 | $231.95 | $440,705.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 13 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,138 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $231.93 | $115,965.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 12 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,038 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 600 | $231.91 | $139,146.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 11 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,538 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $231.89 | $115,945.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 10 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,138 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $231.87 | $69,561.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 9 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,638 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $231.86 | $23,186.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 8 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,938 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $231.83 | $46,366.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831,038 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,410 | $231.81 | $326,852.10 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831,238 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,700 | $231.80 | $394,060.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,648 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 800 | $231.79 | $185,432.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,348 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $231.72 | $23,172.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,148 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,500 | $231.71 | $579,275.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,248 Read SEC document |
| October 26, 2007 Filed Oct 30, 2007 17:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,000 | $231.68 | $463,360.00 |
DisclosureSEC source: 0000769993-07-001019 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,748 Read SEC document |
| June 15, 2007 Filed Jun 19, 2007 15:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 59,707 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000800 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,938 F1 · kind: Reflects the distribution of 59,707 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: Reflects the distribution of 59,707 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 18, 2007 Filed Jan 22, 2007 18:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 13,520 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000090 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,231 F1 · kind: On January 18, 2007, the Reporting Person contributed 13,520 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member. This contribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · price: On January 18, 2007, the Reporting Person contributed 13,520 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member. This contribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: On January 18, 2007, the Reporting Person contributed 13,520 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member. This contribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:52 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 10,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000031 · palmeep_ex.xml · derivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:52 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 38,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000031 · palmeep_ex.xml · derivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 38,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:52 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 22,469 | $199.37 | $4,479,644.53 |
DisclosureSEC source: 0000769993-07-000031 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,751 Read SEC document |
| January 04, 2007 Filed Jan 8, 2007 18:52 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 48,473 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-000031 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,220 F1 · price: On January 4, 2007, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:24 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options (right to buy) · Derivative | 65,116 | $0.00 Strike: $199.84 | $0.00 |
DisclosureSEC source: 0000769993-06-000977 · palmeep_ex.xml · derivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,116 Underlying: Common Stock · 65,116 shares Expires 2016-11-25 F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $49.96. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The Stock Options become exercisable in January 2010, although the underlying shares are subject to transfer restrictions until January 2011. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:24 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 13,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000977 · palmeep_ex.xml · derivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,346 Underlying: Common Stock · 13,346 shares Expires not disclosed F2 · derivative.exercise_price: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions. F2 · price: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions. F2 · derivative.exercise_date: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions. F2 · derivative.expiration_date: 10,009 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $199.84 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2007, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2010. One-half of the Discount RSUs generally will vest in each of November 2008 and November 2009, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2010, subject to certain terms and conditions. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:24 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 25,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000977 · palmeep_ex.xml · derivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,009 Underlying: Common Stock · 25,009 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 27, 2009. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2010. Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $147.06 | $147,060.00 |
DisclosureSEC source: 0000769993-06-000764 · palmeep_ex.xml · nonDerivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 42,500 F1 · ownership.nature: Held through a limited liability company. Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,400 | $147.32 | $500,888.00 |
DisclosureSEC source: 0000769993-06-000764 · palmeep_ex.xml · nonDerivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 43,500 F1 · ownership.nature: Held through a limited liability company. Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,600 | $147.33 | $235,728.00 |
DisclosureSEC source: 0000769993-06-000764 · palmeep_ex.xml · nonDerivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 46,900 F1 · ownership.nature: Held through a limited liability company. Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 400 | $147.36 | $58,944.00 |
DisclosureSEC source: 0000769993-06-000764 · palmeep_ex.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 48,500 F1 · ownership.nature: Held through a limited liability company. Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $147.42 | $103,194.00 |
DisclosureSEC source: 0000769993-06-000764 · palmeep_ex.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 48,900 F1 · ownership.nature: Held through a limited liability company. Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $147.47 | $44,241.00 |
DisclosureSEC source: 0000769993-06-000764 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 49,600 F1 · ownership.nature: Held through a limited liability company. Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:14 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $147.60 | $14,760.00 |
DisclosureSEC source: 0000769993-06-000764 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 49,900 F1 · ownership.nature: Held through a limited liability company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.