Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Executive VP - General Counsel | December 26, 2018 | December 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date December 26, 2018 · Filed December 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 946,915 |
Ending reported balance
After 2018-12-27 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2018-12-26 · Exercise / conversion · Acquired 34,956 · Balance 981,871 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Row 2 · 2018-12-26 · Tax withholding · Disposed 26,811 · Balance 955,060 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above. Row 3 · 2018-12-26 · Sale · Disposed 8,145 · Balance 946,915 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F4: Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2018-12-27 · Exercise / conversion · Acquired 34,956 · Balance 981,871 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Row 5 · 2018-12-27 · Tax withholding · Disposed 26,650 · Balance 955,221 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above. Row 6 · 2018-12-27 · Sale · Disposed 8,306 · Balance 946,915 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. |
| Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31 | Direct | 34,956 |
Reported balance
After 2018-12-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-12-26 · Exercise / conversion · Disposed 34,956 · Balance 34,956 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. |
| Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31 | Direct | 0 |
Reported balance
After 2018-12-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-12-27 · Exercise / conversion · Disposed 34,956 · Balance 0 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 71,281 |
Reported balance
Holding disclosure · report date 2018-12-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 71,281 F5: Held through a limited liability company. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 15,726 |
Reported balance
Holding disclosure · report date 2018-12-26 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 15,726 F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.
F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.
F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above.
F4: Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Held through a limited liability company.
F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2006 Filed Jun 16, 2006 10:57 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000718 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,747 F1 · kind: On June 14, 2006, the Reporting Person donated 200,000 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: On June 14, 2006, the Reporting Person donated 200,000 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 20, 2006 Filed Apr 24, 2006 16:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000569 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,747 F1 · kind: On April 20, 2006, the Reporting Person contributed 50,000 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member. This contribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: On April 20, 2006, the Reporting Person contributed 50,000 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member. This contribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 20, 2006 Filed Apr 24, 2006 16:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000569 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,747 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 9,500 | $162.77 | $1,546,315.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 19 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048,247 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $162.78 | $16,278.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 18 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,747 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,300 | $162.79 | $211,627.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 17 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,847 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 800 | $162.80 | $130,240.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 16 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,147 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 800 | $162.81 | $130,248.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 15 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,947 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $162.82 | $32,564.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 14 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,747 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 7,900 | $162.83 | $1,286,357.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 13 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,947 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $162.84 | $113,988.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 12 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,847 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,300 | $162.85 | $374,555.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 11 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,547 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $162.86 | $114,002.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 10 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,847 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $162.87 | $81,435.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 9 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,547 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 600 | $162.88 | $97,728.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 8 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,047 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 6,300 | $162.89 | $1,026,207.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,647 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,100 | $162.90 | $504,990.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079,947 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,400 | $162.91 | $228,074.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083,047 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 800 | $162.92 | $130,336.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,447 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $162.93 | $48,879.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,247 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 9,500 | $162.94 | $1,547,930.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,547 Read SEC document |
| April 17, 2006 Filed Apr 19, 2006 11:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,200 | $162.95 | $521,440.00 |
DisclosureSEC source: 0000769993-06-000562 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,047 Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 15,193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000033 · palmeep_ex.xml · derivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 15,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 9,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000033 · palmeep_ex.xml · derivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 11,303 | $126.47 | $1,429,433.90 |
DisclosureSEC source: 0000769993-06-000033 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,247 Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 19:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 24,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000033 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,550 F1 · price: On January 5, 2006, shares of the Issuer's Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 21, 2005 Filed Dec 23, 2005 11:37 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 7,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000731 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,166 Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:39 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock Options (right to buy) · Derivative | 69,980 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-05-000709 · palmeep_ex.xml · derivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,980 Underlying: Common Stock · 69,980 shares Expires 2015-11-27 F3 · shares: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. F3 · derivative.exercise_date: The value of each Stock Option, based on a binomial option valuation method, was $32.91. Of these Stock Options, 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The Stock Options become exercisable in January 2009, although the underlying shares are subject to transfer restrictions until January 2010. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:39 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 20,258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000709 · palmeep_ex.xml · derivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,258 Underlying: Common Stock · 20,258 shares Expires not disclosed F2 · derivative.exercise_price: 15,193 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $131.64 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2006, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2009. One-half of the Discount RSUs generally will vest in each of November 2007 and November 2008, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2009, subject to certain terms and conditions. F2 · price: 15,193 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $131.64 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2006, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2009. One-half of the Discount RSUs generally will vest in each of November 2007 and November 2008, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2009, subject to certain terms and conditions. F2 · derivative.exercise_date: 15,193 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $131.64 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2006, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2009. One-half of the Discount RSUs generally will vest in each of November 2007 and November 2008, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2009, subject to certain terms and conditions. F2 · derivative.expiration_date: 15,193 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $131.64 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2006, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before January 2009. One-half of the Discount RSUs generally will vest in each of November 2007 and November 2008, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2009, subject to certain terms and conditions. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:39 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 26,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000709 · palmeep_ex.xml · derivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,359 Underlying: Common Stock · 26,359 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested immediately upon grant, with the remaining 60% vesting on November 28, 2008. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in January 2009. Read SEC document |
| June 27, 2005 Filed Jun 29, 2005 16:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 4,371 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000444 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · kind: Reflects a gift of 4,371 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects a gift of 4,371 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects a gift of 4,371 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 27, 2005 Filed Jun 29, 2005 16:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 9,533 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000444 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,966 F1 · kind: Reflects the distribution of 9,533 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F1 · acquired: Reflects the distribution of 9,533 shares of the Issuer's common stock from a grantor retained annuity trust of which the Reporting Person is trustee to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 20, 2005 Filed Jun 22, 2005 11:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 4,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000438 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083,433 Read SEC document |
| March 29, 2005 Filed Mar 31, 2005 18:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 60,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000344 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · kind: Reflects a gift of 60,447 shares of the Issuer's common stock from a grantor retained annuity trust on March 29, 2005. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · acquired: Reflects a gift of 60,447 shares of the Issuer's common stock from a grantor retained annuity trust on March 29, 2005. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F2 · ownership.nature: Reflects a gift of 60,447 shares of the Issuer's common stock from a grantor retained annuity trust on March 29, 2005. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| March 29, 2005 Filed Mar 31, 2005 18:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 49,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-05-000344 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088,165 F1 · kind: Reflects the distribution of 49,571 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on March 29, 2005. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 49,571 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on March 29, 2005. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). Read SEC document |
| January 06, 2005 Filed Jan 10, 2005 14:21 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 9,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000008 · palmeep_ex.xml · derivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,034 Underlying: Common Stock, par value $0.01 per share · 9,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 06, 2005 Filed Jan 10, 2005 14:21 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 4,369 | $104.58 | $456,910.02 |
DisclosureSEC source: 0000769993-05-000008 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,732 F2 · ownership.nature: Placed in escrow until certain regulatory clearance is obtained. Read SEC document |
| January 06, 2005 Filed Jan 10, 2005 14:21 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 9,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000008 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,101 F1 · price: On January 6, 2005, 9,101 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F2 · ownership.nature: Placed in escrow until certain regulatory clearance is obtained. Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 16:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 12,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000759 · palmeep_ex.xml · derivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,135 Underlying: Common Stock · 12,135 shares Expires not disclosed F2 · derivative.exercise_price: 9,101 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions. F2 · price: 9,101 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions. F2 · derivative.exercise_date: 9,101 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions. F2 · derivative.expiration_date: 9,101 of the RSUs (the "Base RSUs") were acquired by the Reporting Person for $109.88 per RSU (the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date), while the remaining RSUs (the "Discount RSUs") were granted to the Reporting Person at no additional cost to the Reporting Person. The Base RSUs are not forfeitable for any reason; shares of Common Stock underlying the Base RSUs generally will be delivered to the Reporting Person in January 2005, but generally cannot be transferred (other than as determined by the Issuer to satisfy certain of the Reporting Person's tax obligations) before the third anniversary of the grant date. One-half of the Discount RSUs generally will vest on each of the second and third anniversaries of the grant date, and the shares of Common Stock underlying vested Discount RSUs generally will be delivered in January 2008, subject to certain terms and conditions. Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 16:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 44,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000759 · palmeep_ex.xml · derivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,428 Underlying: Common Stock · 44,428 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. Read SEC document |
| October 22, 2004 Filed Oct 26, 2004 13:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 75,000 | $92.67 | $6,950,182.50 |
DisclosureSEC source: 0000769993-04-000613 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,862 Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 17:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 14,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000427 · palmeep_ex.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · ownership.nature: This grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 17:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 20,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000427 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,883 F3 · kind: Reflects the distribution of 20,897 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F3 · acquired: Reflects the distribution of 20,897 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F3 · ownership.nature: Reflects the distribution of 20,897 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 17:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 10,852 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000427 · palmeep_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,904 F1 · kind: Reflects the distribution of 10,852 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 10,852 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F2 · ownership.nature: As trustee of grantor retained annuity trust. Read SEC document |
| March 26, 2004 Filed Mar 30, 2004 18:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 53,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000295 · palm420040326_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 110,018 F2 · kind: Reflects the distribution of 53,340 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · acquired: Reflects the distribution of 53,340 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: As trustee of grantor retained annuity trust. Read SEC document |
| March 26, 2004 Filed Mar 30, 2004 18:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 76,106 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000295 · palm420040326_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Reflects the distribution of 76,106 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: Reflects the distribution of 76,106 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Reflects the distribution of 76,106 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 17:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 57,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000004 · palmeep_ex.xml · derivative · entry 9 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 57,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 17:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 33,761 | $96.89 | $3,271,174.19 |
DisclosureSEC source: 0000769993-04-000004 · palmeep_ex.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947,667 Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 17:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 24,192 | $97.05 | $2,347,712.64 |
DisclosureSEC source: 0000769993-04-000004 · palmeep_ex.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981,428 Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 17:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 57,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000004 · palmeep_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,620 F1 · price: On January 5, 2004, 57,953 shares of Common Stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.