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PALM GREGORY K

Disclosed activity across 1 company

Tapewire entity
12053
SEC CIK
0001090346

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOLDMAN SACHS GROUP INCGS · Entity 2819Executive VP - General CounselDecember 26, 2018December 28, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLDMAN SACHS GROUP INC

Report date December 26, 2018 · Filed December 28, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect946,915 Ending reported balance After 2018-12-27 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2018-12-26 · Exercise / conversion · Acquired 34,956 · Balance 981,871

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

Row 2 · 2018-12-26 · Tax withholding · Disposed 26,811 · Balance 955,060

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above.

Row 3 · 2018-12-26 · Sale · Disposed 8,145 · Balance 946,915

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

F4: Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2018-12-27 · Exercise / conversion · Acquired 34,956 · Balance 981,871

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

Row 5 · 2018-12-27 · Tax withholding · Disposed 26,650 · Balance 955,221

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above.

Row 6 · 2018-12-27 · Sale · Disposed 8,306 · Balance 946,915

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31Direct34,956 Reported balance After 2018-12-26 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-12-26 · Exercise / conversion · Disposed 34,956 · Balance 34,956

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31Direct0 Reported balance After 2018-12-27 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-12-27 · Exercise / conversion · Disposed 34,956 · Balance 0

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote71,281 Reported balance Holding disclosure · report date 2018-12-26 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 71,281

F5: Held through a limited liability company.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote15,726 Reported balance Holding disclosure · report date 2018-12-26 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 15,726

F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.

F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above.

F4: Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: Held through a limited liability company.

F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2010 Filed Aug 13, 2010 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 904 $151.99 $137,401.58
Disclosure

SEC source: 0000769993-10-000430 · palm420100804_ex.xml · nonDerivative · entry 5

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,543

F5 · price: Reflects a weighted average sale price of $151.9929 per share, at prices ranging from $151.97 to $152.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 11, 2010 Filed Aug 13, 2010 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 9,225 $151.20 $1,394,855.06
Disclosure

SEC source: 0000769993-10-000430 · palm420100804_ex.xml · nonDerivative · entry 4

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,447

F4 · price: Reflects a weighted average sale price of $151.2038 per share, at prices ranging from $150.97 to $151.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 11, 2010 Filed Aug 13, 2010 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 7,681 $150.42 $1,155,405.21
Disclosure

SEC source: 0000769993-10-000430 · palm420100804_ex.xml · nonDerivative · entry 3

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,672

F3 · price: Reflects a weighted average sale price of $150.4238 per share, at prices ranging from $149.97 to $150.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 11, 2010 Filed Aug 13, 2010 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 30,085 $149.50 $4,497,560.08
Disclosure

SEC source: 0000769993-10-000430 · palm420100804_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,353

F2 · price: Reflects a weighted average sale price of $149.4951 per share, at prices ranging from $148.97 to $149.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 11, 2010 Filed Aug 13, 2010 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 47,895 $82.88 $3,969,298.13
Disclosure

SEC source: 0000769993-10-000430 · palm420100804_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 999,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2000 and scheduled to expire in November 2010.

Read SEC document
February 05, 2010 Filed Feb 5, 2010 17:17 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Restricted Stock Units · Derivative 57,084 $0.00 $0.00
Disclosure

SEC source: 0000769993-10-000049 · palmeep_ex.xml · derivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,084

Underlying: Common Stock, par value $0.01 per share · 57,084 shares

Expires not disclosed

F1 · derivative.exercise_price: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009.

F1 · derivative.exercise_date: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009.

F1 · derivative.expiration_date: One-third of these 2009 year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2011, January 2012 and January 2013. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2015. These RSUs comprise 100% of the Reporting Person's discretionary compensation for 2009.

Read SEC document
January 25, 2010 Filed Jan 27, 2010 20:50 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 23,013 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-10-000026 · palmeep1_ex.xml · derivative · entry 4

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 23,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration.

Read SEC document
January 25, 2010 Filed Jan 27, 2010 20:50 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 11,212 $156.40 $1,753,556.80
Disclosure

SEC source: 0000769993-10-000026 · palmeep1_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,543

F2 · kind: Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations.

F2 · acquired: Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations.

Read SEC document
January 25, 2010 Filed Jan 27, 2010 20:50 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 23,013 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-10-000026 · palmeep1_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2009 were delivered to the Reporting Person without the payment of any consideration.

Read SEC document
January 13, 2009 Filed Jan 15, 2009 18:07 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 53,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-09-000039 · palmeep_ex.xml · derivative · entry 4

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 53,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.exercise_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

F1 · derivative.expiration_date: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

Read SEC document
January 13, 2009 Filed Jan 15, 2009 18:07 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 23,724 $76.30 $1,810,022.58
Disclosure

SEC source: 0000769993-09-000039 · palmeep_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,742

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the Restricted Stock Units described in footnote 1 above.

Read SEC document
January 13, 2009 Filed Jan 15, 2009 18:07 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 53,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-09-000039 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 13, 2009, shares of the Issuer's common stock underlying Restricted Stock Units that were awarded in connection with compensation for years prior to 2008 were delivered to the Reporting Person without the payment of any consideration.

Read SEC document
December 17, 2008 Filed Dec 19, 2008 17:38 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Nonqualified Stock Options · Derivative 104,868 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-08-001151 · palmeep_ex.xml · derivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,868

Underlying: Common Stock · 104,868 shares

Expires 2018-12-31

F2 · shares: One-third of these Stock Options become exercisable in each of January 2010, January 2011 and January 2012; if the Stock Options are exercised, the underlying shares of Common Stock cannot be transferred before January 2014.

F2 · derivative.exercise_date: One-third of these Stock Options become exercisable in each of January 2010, January 2011 and January 2012; if the Stock Options are exercised, the underlying shares of Common Stock cannot be transferred before January 2014.

Read SEC document
December 17, 2008 Filed Dec 19, 2008 17:38 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Restricted Stock Units · Derivative 14,117 $0.00 $0.00
Disclosure

SEC source: 0000769993-08-001151 · palmeep_ex.xml · derivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,117

Underlying: Common Stock · 14,117 shares

Expires not disclosed

F1 · derivative.exercise_price: One-third of these year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in each of January 2010, January 2011 and January 2012. 2,871 of the shares of Common Stock underlying these RSUs cannot be transferred before January 2014.

F1 · derivative.exercise_date: One-third of these year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in each of January 2010, January 2011 and January 2012. 2,871 of the shares of Common Stock underlying these RSUs cannot be transferred before January 2014.

F1 · derivative.expiration_date: One-third of these year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in each of January 2010, January 2011 and January 2012. 2,871 of the shares of Common Stock underlying these RSUs cannot be transferred before January 2014.

Read SEC document
June 19, 2008 Filed Jun 20, 2008 14:51 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GiftCommon Stock, par value $0.01 per share 47,706 $0.00 $0.00
Disclosure

SEC source: 0000769993-08-000716 · palmeep_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · kind: Reflects a gift of 47,706 shares of the Issuer's common stock from a grantor retained annuity trust. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F2 · acquired: Reflects a gift of 47,706 shares of the Issuer's common stock from a grantor retained annuity trust. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

F2 · ownership.nature: Reflects a gift of 47,706 shares of the Issuer's common stock from a grantor retained annuity trust. This distribution was exempt from Section 16(b) of the Act pursuant to Rule 16b-5 under the Act. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock.

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June 18, 2008 Filed Jun 20, 2008 14:51 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 OtherCommon Stock, par value $0.01 per share 92,587 $0.00 $0.00
Disclosure

SEC source: 0000769993-08-000716 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,357

F1 · kind: Reflects the distribution of 92,587 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

F1 · acquired: Reflects the distribution of 92,587 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act").

Read SEC document
January 18, 2008 Filed Jan 23, 2008 18:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 5,256 $147.42 $774,839.52
Disclosure

SEC source: 0000769993-08-000057 · palmeep_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,770

F1 · kind: On January 18, 2008, the Reporting Person sold an aggregate of 25,886 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member, for estate planning purposes.

F1 · acquired: On January 18, 2008, the Reporting Person sold an aggregate of 25,886 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member, for estate planning purposes.

Read SEC document
January 18, 2008 Filed Jan 23, 2008 18:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 20,630 $142.69 $2,943,694.70
Disclosure

SEC source: 0000769993-08-000057 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,026

F1 · kind: On January 18, 2008, the Reporting Person sold an aggregate of 25,886 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member, for estate planning purposes.

F1 · acquired: On January 18, 2008, the Reporting Person sold an aggregate of 25,886 shares of the Issuer's common stock to a limited liability company of which the Reporting Person is the sole managing member, for estate planning purposes.

Read SEC document
January 07, 2008 Filed Jan 9, 2008 18:59 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionDSP Base Restricted Stock Units · Derivative 9,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-08-000016 · palmeep_ex.xml · derivative · entry 7

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
January 07, 2008 Filed Jan 9, 2008 18:59 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 3,034 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-08-000016 · palmeep_ex.xml · derivative · entry 6

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

Read SEC document
January 07, 2008 Filed Jan 9, 2008 18:59 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 44,428 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-08-000016 · palmeep_ex.xml · derivative · entry 5

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 44,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

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January 07, 2008 Filed Jan 9, 2008 18:59 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 26,541 $195.12 $5,178,679.92
Disclosure

SEC source: 0000769993-08-000016 · palmeep_ex.xml · nonDerivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,656

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January 07, 2008 Filed Jan 9, 2008 18:59 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 57,259 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-08-000016 · palmeep_ex.xml · nonDerivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

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December 19, 2007 Filed Dec 21, 2007 17:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Nonqualified Stock Options · Derivative 71,572 $0.00 Strike: $204.16 $0.00
Disclosure

SEC source: 0000769993-07-001159 · palmeep_ex.xml · derivative · entry 4

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,572

Underlying: Common Stock · 71,572 shares

Expires 2017-11-24

F4 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

F4 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

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December 19, 2007 Filed Dec 21, 2007 17:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantDSP Discount Restricted Stock Units · Derivative 3,266 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-07-001159 · palmeep_ex.xml · derivative · entry 3

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,266

Underlying: Common Stock · 3,266 shares

Expires not disclosed

F3 · derivative.exercise_price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.exercise_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.expiration_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

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December 19, 2007 Filed Dec 21, 2007 17:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantDSP Base Restricted Stock Units · Derivative 9,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-07-001159 · palmeep_ex.xml · derivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,797

Underlying: Common Stock · 9,797 shares

Expires not disclosed

F2 · derivative.exercise_price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.exercise_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.expiration_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

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December 19, 2007 Filed Dec 21, 2007 17:18 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Restricted Stock Units · Derivative 25,037 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-07-001159 · palmeep_ex.xml · derivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,037

Underlying: Common Stock · 25,037 shares

Expires not disclosed

F1 · derivative.exercise_price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.exercise_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.expiration_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

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October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 100 $231.67 $23,167.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 30

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,748

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 200 $231.66 $46,332.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 29

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,848

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 400 $231.65 $92,660.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 28

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,048

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 800 $231.64 $185,312.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 27

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,448

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,300 $231.63 $301,119.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 26

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,248

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 900 $231.62 $208,458.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 25

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,548

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 300 $231.60 $69,480.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 24

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,448

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,168 $231.59 $270,497.12
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 23

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,748

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 722 $231.58 $167,200.76
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 22

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,916

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 300 $231.57 $69,471.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 21

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,638

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,300 $231.56 $301,028.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 20

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,938

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,000 $231.55 $231,550.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 19

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,238

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,200 $231.54 $509,388.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 18

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,238

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,400 $231.53 $324,142.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 17

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,438

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 500 $231.52 $115,760.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 16

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,838

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 900 $231.51 $208,359.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 15

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,338

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 300 $231.50 $69,450.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 14

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,238

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 300 $231.49 $69,447.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 13

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,538

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 200 $231.48 $46,296.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 12

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,838

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,800 $231.46 $416,628.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 11

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,038

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,100 $231.45 $254,595.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 10

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,838

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 500 $231.43 $115,715.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 9

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,938

Read SEC document
October 26, 2007 Filed Oct 30, 2007 17:33 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 1,000 $231.42 $231,420.00
Disclosure

SEC source: 0000769993-07-001018 · palmeep1_ex.xml · nonDerivative · entry 8

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,438

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.