Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Executive VP - General Counsel | December 26, 2018 | December 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date December 26, 2018 · Filed December 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 946,915 |
Ending reported balance
After 2018-12-27 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2018-12-26 · Exercise / conversion · Acquired 34,956 · Balance 981,871 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Row 2 · 2018-12-26 · Tax withholding · Disposed 26,811 · Balance 955,060 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above. Row 3 · 2018-12-26 · Sale · Disposed 8,145 · Balance 946,915 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F4: Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2018-12-27 · Exercise / conversion · Acquired 34,956 · Balance 981,871 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Row 5 · 2018-12-27 · Tax withholding · Disposed 26,650 · Balance 955,221 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above. Row 6 · 2018-12-27 · Sale · Disposed 8,306 · Balance 946,915 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. |
| Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31 | Direct | 34,956 |
Reported balance
After 2018-12-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-12-26 · Exercise / conversion · Disposed 34,956 · Balance 34,956 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. |
| Nonqualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.78 · Expires 2018-12-31 | Direct | 0 |
Reported balance
After 2018-12-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-12-27 · Exercise / conversion · Disposed 34,956 · Balance 0 F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person. F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 71,281 |
Reported balance
Holding disclosure · report date 2018-12-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 71,281 F5: Held through a limited liability company. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 15,726 |
Reported balance
Holding disclosure · report date 2018-12-26 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 15,726 F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person in November 2017, without any additional action taken by the Reporting Person.
F2: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.
F3: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of Stock Options described in footnote 2 above.
F4: Reflects a weighted average sale price of $157.1171 per share, at prices ranging from $156.9910 and $157.2050 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Held through a limited liability company.
F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F7: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2015 Filed Nov 25, 2015 18:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,987 | $190.14 | $758,094.96 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,165 F3 · price: Reflects a weighted average sale price of $190.1417 per share, at prices ranging from $189.56 to $190.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 18:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,710 | $189.19 | $701,878.21 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,152 F2 · price: Reflects a weighted average sale price of $189.1855 per share, at prices ranging from $188.56 to $189.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2015 Filed Nov 25, 2015 18:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 10,368 | $131.64 | $1,364,843.52 |
DisclosureSEC source: 0000769993-15-001031 · ownershipdoc11242015120902.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 19, 2015 Filed May 20, 2015 21:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 14,326 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · derivative · entry 8 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,103 Underlying: Common Stock, par value $0.01 per share · 14,326 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2015 Filed May 20, 2015 21:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 14,326 | $205.00 | $2,936,858.65 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F3 · price: Reflects a weighted average sale price of $205.002 per share, at prices ranging from $205.00 to $205.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2015 Filed May 20, 2015 21:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 14,326 | $131.64 | $1,885,874.64 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 18, 2015 Filed May 20, 2015 21:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 1,226 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · derivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,429 Underlying: Common Stock, par value $0.01 per share · 1,226 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2015 Filed May 20, 2015 21:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,226 | $205.05 | $251,395.96 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F2 · price: Reflects a weighted average sale price of $205.0538 per share, at prices ranging from $205.00 to $205.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2015 Filed May 20, 2015 21:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,226 | $131.64 | $161,390.64 |
DisclosureSEC source: 0000769993-15-000665 · ownershipdoc05172015023053.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 16:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 24,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000079 · ownershipdoc01112015073927.xml · derivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 24,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.exercise_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. F1 · derivative.expiration_date: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 16:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 12,844 | $180.42 | $2,317,314.48 |
DisclosureSEC source: 0000769993-15-000079 · ownershipdoc01112015073927.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,494 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 16:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 24,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-15-000079 · ownershipdoc01112015073927.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2015, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2014 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2014 compensation. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 16:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 26,647 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-15-000042 · ownershipdoc01112015073927.xml · derivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,647 Underlying: Common Stock, par value $0.01 per share · 26,647 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2014 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2020. Read SEC document |
| November 21, 2014 Filed Nov 25, 2014 16:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 23,325 | $0.00 Strike: $131.64 | $0.00 |
DisclosureSEC source: 0000769993-14-000621 · ownershipdoc11162014084231.xml · derivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,655 Underlying: Common Stock, par value $0.01 per share · 23,325 shares Expires 2015-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2014 Filed Nov 25, 2014 16:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $190.11 | $4,752,715.00 |
DisclosureSEC source: 0000769993-14-000621 · ownershipdoc11162014084231.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,319 F3 · price: Reflects a weighted average sale price of $190.1086 per share, at prices ranging from $190.00 to $190.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2014 Filed Nov 25, 2014 16:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 23,325 | $190.08 | $4,433,567.02 |
DisclosureSEC source: 0000769993-14-000621 · ownershipdoc11162014084231.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,319 F2 · price: Reflects a weighted average sale price of $190.0779 per share, at prices ranging from $190.00 to $190.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2014 Filed Nov 25, 2014 16:32 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 23,325 | $131.64 | $3,070,503.00 |
DisclosureSEC source: 0000769993-14-000621 · ownershipdoc11162014084231.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2005 and scheduled to expire in November 2015. Read SEC document |
| January 28, 2014 Filed Jan 30, 2014 16:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 27,249 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-14-000065 · ownershipdoc01212014095930.xml · derivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,249 Underlying: Common Stock, par value $0.01 per share · 27,249 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2013 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2019. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 16:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 27,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000030 · ownershipdoc01212014095930.xml · derivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 27,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · derivative.exercise_date: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. F1 · derivative.expiration_date: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 16:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 14,882 | $167.64 | $2,494,818.48 |
DisclosureSEC source: 0000769993-14-000030 · ownershipdoc01212014095930.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,319 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 16:42 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 27,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-14-000030 · ownershipdoc01212014095930.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 27, 2014, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2013 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2013 compensation. Read SEC document |
| January 17, 2013 Filed Jan 18, 2013 13:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 29,998 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-13-000073 · ownershipdoc01072013114340.xml · derivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,998 Underlying: Common Stock, par value $0.01 per share · 29,998 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2018. Read SEC document |
| December 31, 2012 Filed Dec 31, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 36,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000674 · ownershipdoc12182012104935.xml · derivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 36,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.exercise_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. F1 · derivative.expiration_date: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| December 31, 2012 Filed Dec 31, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 18,549 | $126.24 | $2,341,533.02 |
DisclosureSEC source: 0000769993-12-000674 · ownershipdoc12182012104935.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,953 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 31, 2012 Filed Dec 31, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 36,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000674 · ownershipdoc12182012104935.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,191 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · derivative · entry 17 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,191 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,045 | $119.01 | $243,383.63 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 12 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,642 F10 · price: Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,002 | $118.12 | $354,592.04 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 11 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,687 F9 · price: Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,144 | $117.12 | $485,358.13 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 10 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,689 F8 · price: Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,191 | $78.87 | $724,894.17 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 9 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,191 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · derivative · entry 16 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,191 Underlying: Common Stock, par value $0.01 per share · 9,191 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,215 | $120.77 | $509,057.35 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 8 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,642 F7 · price: Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,127 | $119.95 | $375,087.09 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,857 F6 · price: Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,849 | $119.01 | $220,046.53 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 6 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,984 F5 · price: Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,191 | $78.87 | $724,894.17 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 9,191 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · derivative · entry 15 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,382 Underlying: Common Stock, par value $0.01 per share · 9,191 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 744 | $120.68 | $89,784.51 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,642 F4 · price: Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,927 | $120.31 | $472,455.80 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 3 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,386 F3 · price: Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,520 | $119.18 | $538,685.46 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,313 F2 · price: Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 28, 2012 19:58 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,191 | $78.87 | $724,894.17 |
DisclosureSEC source: 0000769993-12-000626 · ownershipdoc11192012025555.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 17:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 14,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000116 · palm420120119_ex.xml · derivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,809 Underlying: Common Stock, par value $0.01 per share · 14,809 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.exercise_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. F1 · derivative.expiration_date: One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 17:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 36,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000043 · palm420120123_ex.xml · derivative · entry 5 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 36,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 17:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 16,915 | $107.44 | $1,817,347.60 |
DisclosureSEC source: 0000769993-12-000043 · palm420120123_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,642 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 17:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 36,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000043 · palm420120123_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. Read SEC document |
| November 22, 2011 Filed Nov 25, 2011 12:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 88,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-11-000667 · palm420111122_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,929 F1 · kind: Reflects a gift of 88,687 shares of the Issuer's common stock. This distribution was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16b-5 under the Act. F1 · acquired: Reflects a gift of 88,687 shares of the Issuer's common stock. This distribution was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16b-5 under the Act. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 17:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 38,684 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-11-000127 · palm420110120_ex.xml · derivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,684 Underlying: Common Stock, par value $0.01 per share · 38,684 shares Expires not disclosed F1 · derivative.exercise_price: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. F1 · derivative.exercise_date: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. F1 · derivative.expiration_date: One-third of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2012, January 2013 and January 2014. The shares of common stock delivered pursuant to these RSUs cannot be sold or transferred before January 2016. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 16:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 40,389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-11-000059 · palm420110125_ex.xml · derivative · entry 4 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 40,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 16:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 19,802 | $162.46 | $3,216,933.91 |
DisclosureSEC source: 0000769993-11-000059 · palm420110125_ex.xml · nonDerivative · entry 2 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,130 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 16:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 40,389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-11-000059 · palm420110125_ex.xml · nonDerivative · entry 1 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| August 11, 2010 Filed Aug 13, 2010 17:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 47,895 | $0.00 Strike: $82.88 | $0.00 |
DisclosureSEC source: 0000769993-10-000430 · palm420100804_ex.xml · derivative · entry 7 PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 47,895 shares Expires 2010-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.