Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 17, 2019 | January 18, 2019 |
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director | June 05, 2008 | June 09, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 17, 2019 · Filed January 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 47,194 |
Reported balance
After 2019-01-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-17 · Grant · Acquired 2,889 · Balance 47,194 F1: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
UNITEDHEALTH GROUP INC
Report date June 05, 2008 · Filed June 09, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.94 · Expires 2018-06-05 | Direct | 650 |
Reported balance
After 2008-06-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-06-05 · Grant · Acquired 650 · Balance 650 F1: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2005 Filed Feb 3, 2005 21:31 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 450 | $0.00 Strike: $90.68 | $0.00 |
DisclosureSEC source: 0000731766-05-000028 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450 Underlying: Common Stock · 450 shares Expires 2015-02-01 Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:40 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $86.62 | $0.00 |
DisclosureSEC source: 0000731766-05-000013 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-01-03 Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 16:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000753 · johnsoneep_ex.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,628 Underlying: Common Stock · 3,960 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| November 04, 2004 Filed Nov 8, 2004 15:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 520 | $0.00 Strike: $77.75 | $0.00 |
DisclosureSEC source: 0000731766-04-000153 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520 Underlying: Common Stock · 520 shares Expires 2014-11-04 Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 15:11 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $73.76 | $0.00 |
DisclosureSEC source: 0000731766-04-000135 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-10-01 Read SEC document |
| September 22, 2004 Filed Sep 23, 2004 20:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0000731766-04-000121 · edgardoc.xml · derivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2005-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2004 Filed Sep 23, 2004 20:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 10,000 | $70.32 | $703,200.00 |
DisclosureSEC source: 0000731766-04-000121 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| September 22, 2004 Filed Sep 23, 2004 20:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 10,000 | $9.75 | $97,500.00 |
DisclosureSEC source: 0000731766-04-000121 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2004 Filed Sep 1, 2004 20:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-04-000116 · edgardoc.xml · derivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Underlying: Common Stock · 16,334 shares Expires 2004-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price = $12.6563 post-split (price calculated based on pre-split grant price of $50.625) F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2004 Filed Sep 1, 2004 20:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 16,334 | $65.98 | $1,077,717.32 |
DisclosureSEC source: 0000731766-04-000116 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2004 Filed Sep 1, 2004 20:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 16,334 | $12.66 | $206,728.00 |
DisclosureSEC source: 0000731766-04-000116 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 03, 2004 Filed Aug 4, 2004 18:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 650 | $0.00 Strike: $62.31 | $0.00 |
DisclosureSEC source: 0000731766-04-000099 · edgardoc.xml · derivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 Underlying: Common Stock · 650 shares Expires 2014-08-03 Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 18:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-04-000099 · edgardoc.xml · derivative · entry 5 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 46,334 Underlying: Common Stock · 16,333 shares Expires 2004-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price = $12.6563 post-split (price calculated based on pre-split grant price of $50.625) F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 18:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 16,333 | $62.05 | $1,013,462.65 |
DisclosureSEC source: 0000731766-04-000099 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 02, 2004 Filed Aug 4, 2004 18:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 16,333 | $12.66 | $206,715.35 |
DisclosureSEC source: 0000731766-04-000099 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-04-000083 · edgardoc.xml · derivative · entry 8 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 62,667 Underlying: Common Stock · 1,333 shares Expires 2004-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price = $12.6563 post-split (price calculated based on pre-split grant price of $50.625) F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0000731766-04-000083 · edgardoc.xml · derivative · entry 7 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2004-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $61.80 | $0.00 |
DisclosureSEC source: 0000731766-04-000083 · edgardoc.xml · derivative · entry 6 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-07-01 Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 1,333 | $61.30 | $81,712.90 |
DisclosureSEC source: 0000731766-04-000083 · edgardoc.xml · nonDerivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 15,000 | $61.30 | $919,500.00 |
DisclosureSEC source: 0000731766-04-000083 · edgardoc.xml · nonDerivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,333 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 1,333 | $12.66 | $16,870.85 |
DisclosureSEC source: 0000731766-04-000083 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 15,000 | $12.66 | $189,844.50 |
DisclosureSEC source: 0000731766-04-000083 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2004 Filed Jun 4, 2004 13:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,334 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0000731766-04-000068 · edgardoc.xml · derivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,000 Underlying: Common Stock · 16,334 shares Expires 2004-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2004 Filed Jun 4, 2004 13:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 16,334 | $65.50 | $1,069,877.00 |
DisclosureSEC source: 0000731766-04-000068 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2004 Filed Jun 4, 2004 13:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 16,334 | $12.66 | $206,728.00 |
DisclosureSEC source: 0000731766-04-000068 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2004 Filed May 14, 2004 20:19 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 780 | $0.00 Strike: $61.88 | $0.00 |
DisclosureSEC source: 0000731766-04-000056 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780 Underlying: Common Stock · 780 shares Expires 2014-05-12 Read SEC document |
| May 03, 2004 Filed May 5, 2004 20:53 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,333 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0000731766-04-000053 · edgardoc.xml · derivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 31,334 Underlying: Common Stock · 16,333 shares Expires 2004-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 03, 2004 Filed May 5, 2004 20:53 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 16,333 | $61.50 | $1,004,479.50 |
DisclosureSEC source: 0000731766-04-000053 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 03, 2004 Filed May 5, 2004 20:53 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 16,333 | $12.66 | $206,715.35 |
DisclosureSEC source: 0000731766-04-000053 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 21:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,333 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0000731766-04-000042 · edgardoc.xml · derivative · entry 5 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 47,667 Underlying: Common Stock · 16,333 shares Expires 2004-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 21:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $64.97 | $0.00 |
DisclosureSEC source: 0000731766-04-000042 · edgardoc.xml · derivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-04-01 Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 21:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 16,333 | $64.35 | $1,051,028.55 |
DisclosureSEC source: 0000731766-04-000042 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 21:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 16,333 | $12.66 | $206,715.35 |
DisclosureSEC source: 0000731766-04-000042 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2004 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 20:20 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 670 | $0.00 Strike: $60.09 | $0.00 |
DisclosureSEC source: 0000731766-04-000020 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670 Underlying: Common Stock · 670 shares Expires 2014-02-03 Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 21:38 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $59.04 | $0.00 |
DisclosureSEC source: 0000731766-04-000007 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-01-02 Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 15:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock options (right to buy) · Derivative | 9,000 | Not disclosed Strike: $96.08 | Not disclosed |
DisclosureSEC source: 0000769993-03-000683 · johnsoneep_ex.xml · derivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2013-11-29 F2 · price: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2007. F2 · derivative.exercise_date: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2007. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 15:02 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-03-000683 · johnsoneep_ex.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,668 Underlying: Common Stock · 954 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| October 28, 2003 Filed Oct 29, 2003 21:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 830 | $0.00 Strike: $52.35 | $0.00 |
DisclosureSEC source: 0000905023-03-000004 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Underlying: Common Stock · 830 shares Expires 2013-10-28 Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 21:45 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option · Derivative | 5,000 | $51.76 Strike: $51.76 | $258,800.00 |
DisclosureSEC source: 0001209191-03-024691 · bmn79954_bmn1jaj.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-10-01 Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 19:18 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 400 | $50.30 | $20,120.00 |
DisclosureSEC source: 0001209191-03-018785 · bmn78958_bmn3jaj.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust 2 Disclosed balance after: 0 F1 · security: Direct Holdings = 4,000 shares Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 19:18 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 400 | $50.30 | $20,120.00 |
DisclosureSEC source: 0001209191-03-018785 · bmn78958_bmn3jaj.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust 1 Disclosed balance after: 0 Read SEC document |
| July 29, 2003 Filed Jul 31, 2003 19:05 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 730 | $40,259.50 Strike: $55.15 | $29,389,435.00 |
DisclosureSEC source: 0001209191-03-014655 · bmn78088_bmn11jaj.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730 Underlying: Common Stock · 730 shares Expires 2013-07-29 Read SEC document |
| July 23, 2003 Filed Jul 25, 2003 19:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option · Derivative | 30,000 | $379,689.00 Strike: $12.66 | $11,390,670,000.00 |
DisclosureSEC source: 0001209191-03-013678 · bmn78088_bmn7jaj.xml · derivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 98,000 Underlying: Common Stock · 30,000 shares Expires 2004-11-18 Read SEC document |
| July 23, 2003 Filed Jul 25, 2003 19:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 30,000 | $53.30 | $1,599,060.00 |
DisclosureSEC source: 0001209191-03-013678 · bmn78088_bmn7jaj.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 800 F1 · security: Direct holdings = 4,000 shares Read SEC document |
| July 23, 2003 Filed Jul 25, 2003 19:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherCommon Stock | 30,000 | $12.66 | $379,689.00 |
DisclosureSEC source: 0001209191-03-013678 · bmn78088_bmn7jaj.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Family Trust Disclosed balance after: 30,800 Read SEC document |
| July 01, 2003 Filed Jul 2, 2003 21:08 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option · Derivative | 5,000 | $251,550.00 Strike: $50.31 | $1,257,750,000.00 |
DisclosureSEC source: 0001209191-03-010268 · bmn78088_bmn1jaj.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-07-01 Read SEC document |
| May 20, 2003 Filed May 21, 2003 16:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $97,500.00 Strike: $19.50 | $487,500,000.00 |
DisclosureSEC source: 0001209191-03-005104 · bmn76918_bmn11jaj.xml · derivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2005-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2003 Filed May 21, 2003 16:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 5,000 | $95.95 | $479,733.00 |
DisclosureSEC source: 0001209191-03-005104 · bmn76918_bmn11jaj.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · security: 400 shares held indirectly by Family Trusts Read SEC document |
| May 20, 2003 Filed May 21, 2003 16:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 5,000 | $19.50 | $97,500.00 |
DisclosureSEC source: 0001209191-03-005104 · bmn76918_bmn11jaj.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2003 Filed May 9, 2003 19:20 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 1,000 | $93.00 | $93,000.00 |
DisclosureSEC source: 0001209191-03-003712 · bmn76918_bmn4jaj.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · security: 400 shares held indirectly by Family Trusts Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.