Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | January 17, 2019 | January 18, 2019 |
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director | June 05, 2008 | June 09, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 17, 2019 · Filed January 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 47,194 |
Reported balance
After 2019-01-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-17 · Grant · Acquired 2,889 · Balance 47,194 F1: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
UNITEDHEALTH GROUP INC
Report date June 05, 2008 · Filed June 09, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.94 · Expires 2018-06-05 | Direct | 650 |
Reported balance
After 2008-06-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-06-05 · Grant · Acquired 650 · Balance 650 F1: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2007 Filed Dec 21, 2007 17:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-07-001143 · johnsoneep_ex.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,864 Underlying: Common Stock · 458 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 10, 2007 Filed Dec 11, 2007 23:28 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0000731766-07-000148 · edgardoc.xml · derivative · entry 6 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 10,000 shares Expires 2008-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2007 Filed Dec 11, 2007 23:28 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 4,200 | $57.00 | $239,400.00 |
DisclosureSEC source: 0000731766-07-000148 · edgardoc.xml · nonDerivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 10, 2007 Filed Dec 11, 2007 23:28 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 5,500 | $56.99 | $313,445.00 |
DisclosureSEC source: 0000731766-07-000148 · edgardoc.xml · nonDerivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Read SEC document |
| December 10, 2007 Filed Dec 11, 2007 23:28 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 300 | $56.98 | $17,094.00 |
DisclosureSEC source: 0000731766-07-000148 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,700 Read SEC document |
| December 10, 2007 Filed Dec 11, 2007 23:28 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 10,000 | $9.09 | $90,938.00 |
DisclosureSEC source: 0000731766-07-000148 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2007 Filed Nov 14, 2007 22:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0000731766-07-000143 · edgardoc.xml · derivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 10,000 shares Expires 2008-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2007 Filed Nov 14, 2007 22:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 25,600 | $53.00 | $1,356,800.00 |
DisclosureSEC source: 0000731766-07-000143 · edgardoc.xml · nonDerivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,600 F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 13, 2007 Filed Nov 14, 2007 22:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 10,000 | $52.65 | $526,500.00 |
DisclosureSEC source: 0000731766-07-000143 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 13, 2007 Filed Nov 14, 2007 22:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 10,000 | $9.09 | $90,938.00 |
DisclosureSEC source: 0000731766-07-000143 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2007 Filed Nov 1, 2007 22:26 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,090 | $0.00 Strike: $47.90 | $0.00 |
DisclosureSEC source: 0000731766-07-000129 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires 2017-10-30 F1 · kind: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of UnitedHealth Group Incorporated. The reporting person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| October 01, 2007 Filed Oct 2, 2007 21:10 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $48.14 | $0.00 |
DisclosureSEC source: 0000731766-07-000118 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2017-10-01 Read SEC document |
| July 31, 2007 Filed Aug 2, 2007 22:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,180 | $0.00 Strike: $48.43 | $0.00 |
DisclosureSEC source: 0000731766-07-000104 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180 Underlying: Common Stock · 1,180 shares Expires 2017-07-31 F1 · kind: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of UnitedHealth Group Incorporated. The reporting person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| July 02, 2007 Filed Jul 3, 2007 21:38 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $52.22 | $0.00 |
DisclosureSEC source: 0000731766-07-000093 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2017-07-02 Read SEC document |
| May 29, 2007 Filed May 31, 2007 22:05 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,050 | $0.00 Strike: $54.57 | $0.00 |
DisclosureSEC source: 0000731766-07-000082 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050 Underlying: Common Stock · 1,050 shares Expires 2017-05-29 F1 · kind: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| April 20, 2007 Filed Apr 24, 2007 23:40 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $6.34 | $0.00 |
DisclosureSEC source: 0000731766-07-000045 · edgardoc.xml · derivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2007-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2007 Filed Apr 24, 2007 23:40 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 32,000 | $52.54 | $1,681,139.20 |
DisclosureSEC source: 0000731766-07-000045 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,200 F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 20, 2007 Filed Apr 24, 2007 23:40 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 32,000 | $6.34 | $203,001.60 |
DisclosureSEC source: 0000731766-07-000045 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2007 Filed Apr 18, 2007 14:22 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000726 · johnsoneep_ex.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 02, 2007 Filed Apr 4, 2007 20:34 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $53.73 | $0.00 |
DisclosureSEC source: 0000731766-07-000023 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2017-04-02 Read SEC document |
| January 30, 2007 Filed Feb 1, 2007 23:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 940 | $0.00 Strike: $52.21 | $0.00 |
DisclosureSEC source: 0000731766-07-000013 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940 Underlying: Common Stock · 940 shares Expires 2017-01-30 F1 · kind: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. Filing person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| January 03, 2007 Filed Jan 5, 2007 02:04 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $52.57 | $0.00 |
DisclosureSEC source: 0000731766-07-000004 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2017-01-03 Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000967 · johnsoneep_ex.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,406 Underlying: Common Stock · 514 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| October 31, 2006 Filed Nov 3, 2006 00:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,090 | $0.00 Strike: $48.78 | $0.00 |
DisclosureSEC source: 0000731766-06-000098 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires 2016-10-31 F1 · date: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. Filing person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. F1 · shares: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. Filing person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| October 02, 2006 Filed Oct 3, 2006 21:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $49.43 | $0.00 |
DisclosureSEC source: 0000731766-06-000079 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2016-10-02 Read SEC document |
| September 28, 2006 Filed Sep 28, 2006 16:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-06-000830 · johnsoneep_ex.xml · nonDerivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535 Read SEC document |
| September 26, 2006 Filed Sep 28, 2006 16:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 900 | $168.60 | $151,740.00 |
DisclosureSEC source: 0000769993-06-000830 · johnsoneep_ex.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535 Read SEC document |
| September 26, 2006 Filed Sep 28, 2006 16:49 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $168.61 | $16,861.00 |
DisclosureSEC source: 0000769993-06-000830 · johnsoneep_ex.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435 Read SEC document |
| August 01, 2006 Filed Aug 3, 2006 22:33 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 950 | $0.00 Strike: $47.82 | $0.00 |
DisclosureSEC source: 0000731766-06-000070 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950 Underlying: Common Stock · 950 shares Expires 2016-08-01 F1 · date: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. Filing person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. F1 · shares: These options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. Filing person previously elected to convert cash meeting attendance fees into stock options pursuant to a previously approved policy. Read SEC document |
| July 03, 2006 Filed Jul 5, 2006 23:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $45.01 | $0.00 |
DisclosureSEC source: 0000731766-06-000060 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2016-07-03 Read SEC document |
| May 01, 2006 Filed May 3, 2006 22:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,270 | $0.00 Strike: $49.80 | $0.00 |
DisclosureSEC source: 0000731766-06-000045 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270 Underlying: Common Stock · 1,270 shares Expires 2016-05-01 Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 21:03 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $6.83 | $0.00 |
DisclosureSEC source: 0000731766-06-000041 · edgardoc.xml · derivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2006-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 21:03 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 19,200 | $0.00 Strike: $6.83 | $0.00 |
DisclosureSEC source: 0000731766-06-000041 · edgardoc.xml · derivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,000 Underlying: Common Stock · 19,200 shares Expires 2006-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 21:03 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 32,000 | $6.83 | $218,502.40 |
DisclosureSEC source: 0000731766-06-000041 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 21:03 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 19,200 | $6.83 | $131,101.44 |
DisclosureSEC source: 0000731766-06-000041 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 03, 2006 Filed Apr 5, 2006 21:26 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $55.47 | $0.00 |
DisclosureSEC source: 0000731766-06-000030 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2016-04-03 Read SEC document |
| January 31, 2006 Filed Feb 2, 2006 22:14 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 810 | $0.00 Strike: $59.42 | $0.00 |
DisclosureSEC source: 0000731766-06-000019 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810 Underlying: Common Stock · 810 shares Expires 2016-01-31 Read SEC document |
| January 03, 2006 Filed Jan 4, 2006 21:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,800 | $0.00 Strike: $6.83 | $0.00 |
DisclosureSEC source: 0000731766-06-000013 · edgardoc.xml · derivative · entry 4 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,200 Underlying: Common Stock · 12,800 shares Expires 2006-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2005 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2006 Filed Jan 4, 2006 21:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $61.73 | $0.00 |
DisclosureSEC source: 0000731766-06-000013 · edgardoc.xml · derivative · entry 3 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2016-01-03 Read SEC document |
| January 03, 2006 Filed Jan 4, 2006 21:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 12,800 | $61.18 | $783,097.60 |
DisclosureSEC source: 0000731766-06-000013 · edgardoc.xml · nonDerivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2005 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2006 Filed Jan 4, 2006 21:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 12,800 | $6.83 | $87,400.96 |
DisclosureSEC source: 0000731766-06-000013 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2005 by a trust established for the benefit of the reporting person's child. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:22 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantNonqualified Stock options (right to buy) · Derivative | 6,000 | Not disclosed Strike: $131.64 | Not disclosed |
DisclosureSEC source: 0000769993-05-000691 · johnsoneep_ex.xml · derivative · entry 2 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2015-11-27 F2 · price: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2009, although if the Reporting Person remains a director of the Issuer the underlying shares are subject to transfer restrictions until January 2010. F2 · derivative.exercise_date: These Stock Options vested immediately upon grant and become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2009, although if the Reporting Person remains a director of the Issuer the underlying shares are subject to transfer restrictions until January 2010. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:22 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 2,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000691 · johnsoneep_ex.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,892 Underlying: Common Stock · 2,264 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 23:24 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $59.00 | $0.00 |
DisclosureSEC source: 0000731766-05-000126 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires 2015-11-01 Read SEC document |
| October 03, 2005 Filed Oct 5, 2005 20:07 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $56.78 | $0.00 |
DisclosureSEC source: 0000731766-05-000113 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2015-10-03 Read SEC document |
| August 02, 2005 Filed Aug 4, 2005 20:25 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 970 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0000731766-05-000097 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Underlying: Common Stock · 970 shares Expires 2015-08-02 Read SEC document |
| July 01, 2005 Filed Jul 5, 2005 20:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $52.81 | $0.00 |
DisclosureSEC source: 0000731766-05-000079 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2015-07-01 Read SEC document |
| May 03, 2005 Filed May 4, 2005 21:22 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 550 | $0.00 Strike: $96.71 | $0.00 |
DisclosureSEC source: 0000731766-05-000059 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550 Underlying: Common Stock · 550 shares Expires 2015-05-03 Read SEC document |
| April 01, 2005 Filed Apr 5, 2005 20:43 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $95.83 | $0.00 |
DisclosureSEC source: 0000731766-05-000048 · edgardoc.xml · derivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-04-01 Read SEC document |
| February 10, 2005 Filed Feb 17, 2005 21:03 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-05-000041 · edgardoc.xml · nonDerivative · entry 1 JOHNSON JAMES A /DC/ · CIK 0001126949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.