Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORTRESS CREDIT REALTY INCOME TRUSTNONE · Entity 70055 | Director · Co-Chief Executive Officer | February 03, 2025 | April 03, 2025 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director · CEO & President | March 05, 2019 | March 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORTRESS CREDIT REALTY INCOME TRUST
Report date February 03, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class E Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 26,570 |
Reported balance
After 2025-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-03 · Purchase · Acquired 24,922 · Balance 26,570 F1: The reported amount includes 398 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported amount includes 398 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11.
WELLS FARGO & COMPANY/MN
Report date March 05, 2019 · Filed March 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 827,960.212 |
Reported balance
After 2019-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-05 · Gift · Disposed 7,544 · Balance 827,960.212 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,185,563.6757 |
Reported balance
After 2019-03-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-15 · Exercise / conversion · Acquired 357,603.4637 · Balance 1,185,563.6757 F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019). |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,008,263.212 |
Reported balance
After 2019-03-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-15 · Tax withholding · Disposed 177,300.4637 · Balance 1,008,263.212 F2: Includes .915 shares acquired on 3/1/2019 through the Company's dividend reinvestment plan. |
| 2016 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-15 · Exercise / conversion · Disposed 357,603.4637 · Balance 0 F4: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F5: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 19,811.61 |
Reported balance
Holding disclosure · report date 2019-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,811.61 F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough GRAT | 92,507 |
Reported balance
Holding disclosure · report date 2019-03-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 92,507 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019).
F2: Includes .915 shares acquired on 3/1/2019 through the Company's dividend reinvestment plan.
F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock.
F4: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
F5: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2016 Filed Aug 9, 2016 19:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 82,500 | $31.40 | $2,590,500.00 |
DisclosureSEC source: 0001127602-16-059867 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,315.274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 20,500 | $48.92 | $1,002,860.00 |
DisclosureSEC source: 0001127602-16-059867 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,815.274 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.922 to $48.9275 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 6,727.1155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058918 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,178.2578 Underlying: Common Stock, $1 2/3 Par Value · 6,727.1155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,353.1155 | $48.13 | $161,385.45 |
DisclosureSEC source: 0001127602-16-058918 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,315.274 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,727.1155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058918 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,668.3895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 18:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 7,719.2138 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058633 · form4.xml · derivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,438.428 Underlying: Common Stock, $1 2/3 Par Value · 7,719.2138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 18:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,847.2138 | $48.32 | $185,897.37 |
DisclosureSEC source: 0001127602-16-058633 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,941.274 F2 · balance_after: Includes 150.274 shares acquired on 6/1/2016 through Wells Fargo & Company's (the "Company") dividend reinvestment plan. Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 18:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,719.2138 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058633 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,788.4878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| June 06, 2016 Filed Jul 26, 2016 18:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 8,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058633 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,069.274 Read SEC document |
| May 02, 2016 Filed May 4, 2016 17:05 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 131,190 | $0.00 Strike: $34.39 | $0.00 |
DisclosureSEC source: 0001127602-16-051006 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 131,190 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 392,380 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008). Read SEC document |
| May 02, 2016 Filed May 4, 2016 17:05 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 111,100 | $50.59 | $5,620,549.00 |
DisclosureSEC source: 0001127602-16-051006 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,760 Read SEC document |
| May 02, 2016 Filed May 4, 2016 17:05 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 131,190 | $34.39 | $4,511,624.10 |
DisclosureSEC source: 0001127602-16-051006 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,239.6792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · derivative · entry 13 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,477.301 Underlying: Common Stock, $1 2/3 Par Value · 1,239.6792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,566.6502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · derivative · entry 12 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566.6507 Underlying: Common Stock, $1 2/3 Par Value · 1,566.6502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,983.5372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · derivative · entry 11 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,983.5372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2013 Performance Shares · Derivative | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · derivative · entry 10 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 618.6792 | $49.98 | $30,921.59 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 8 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,670 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,239.6792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 7 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,288.6792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 781.6502 | $49.98 | $39,066.88 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 6 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,049 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,566.6502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,830.6502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 988.5372 | $49.98 | $49,407.09 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,264 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,983.5372 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,252.5372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 128,116.3823 | $49.98 | $6,403,256.79 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,269 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046724 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,385.3823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016). Read SEC document |
| March 10, 2016 Filed Mar 11, 2016 18:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 10,000 | $48.16 | $481,600.00 |
DisclosureSEC source: 0001127602-16-046066 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,858 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.15 to $48.1801 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 19:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2013 Performance Shares · Derivative | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-044736 · form4.xml · derivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,527.3823 Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F4 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 19:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 131,190 | $0.00 Strike: $34.39 | $0.00 |
DisclosureSEC source: 0001127602-16-044736 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,190 Underlying: Common Stock, $1 2/3 Par Value · 131,190 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 392,380 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008). Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 19:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 109,740 | $48.72 | $5,346,532.80 |
DisclosureSEC source: 0001127602-16-044736 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,858 Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 19:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 131,190 | $34.39 | $4,511,624.10 |
DisclosureSEC source: 0001127602-16-044736 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2015 Filed Oct 23, 2015 18:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 130,000 | $0.00 Strike: $34.39 | $0.00 |
DisclosureSEC source: 0001127602-15-029474 · form4.xml · derivative · entry 8 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,380 Underlying: Common Stock, $1 2/3 Par Value · 130,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 392,380 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008). Read SEC document |
| October 22, 2015 Filed Oct 23, 2015 18:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 120,040 | $0.00 Strike: $32.93 | $0.00 |
DisclosureSEC source: 0001127602-15-029474 · form4.xml · derivative · entry 7 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 120,040 shares Expires 2016-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 120,040 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (6/27/2007). Read SEC document |
| October 22, 2015 Filed Oct 23, 2015 18:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 107,379 | $54.06 | $5,804,908.74 |
DisclosureSEC source: 0001127602-15-029474 · form4.xml · nonDerivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,408 Read SEC document |
| October 22, 2015 Filed Oct 23, 2015 18:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 130,000 | $34.39 | $4,470,700.00 |
DisclosureSEC source: 0001127602-15-029474 · form4.xml · nonDerivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2015 Filed Oct 23, 2015 18:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 97,597 | $54.06 | $5,276,093.82 |
DisclosureSEC source: 0001127602-15-029474 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,787 Read SEC document |
| October 22, 2015 Filed Oct 23, 2015 18:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 120,040 | $32.93 | $3,952,317.00 |
DisclosureSEC source: 0001127602-15-029474 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2015 Filed Oct 23, 2015 18:31 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 24,000 | $54.28 | $1,302,720.00 |
DisclosureSEC source: 0001127602-15-029474 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,344 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.27 to $54.295 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 18:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 26,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023749 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,133 Underlying: Common Stock, $1 2/3 Par Value · 26,133 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2015 Filed Jul 24, 2015 17:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 7,497.6181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023363 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,492.8546 Underlying: Common Stock, $1 2/3 Par Value · 7,497.6181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2015 Filed Jul 24, 2015 17:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,736.6181 | $58.52 | $218,666.89 |
DisclosureSEC source: 0001127602-15-023363 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,344 Read SEC document |
| July 22, 2015 Filed Jul 24, 2015 17:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,497.6181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-023363 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,080.6181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| June 04, 2015 Filed Jun 4, 2015 18:23 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-019835 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,583 Read SEC document |
| June 03, 2015 Filed Jun 4, 2015 18:23 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 4,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-019835 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,489 Read SEC document |
| May 15, 2015 Filed May 15, 2015 18:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 50,000 | $56.00 | $2,800,000.00 |
DisclosureSEC source: 0001127602-15-017455 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,334 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,522.8242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · derivative · entry 16 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045.6487 Underlying: Common Stock, $1 2/3 Par Value · 1,522.8242 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F13 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F13 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,929.1051 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · derivative · entry 15 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,928.0489 Underlying: Common Stock, $1 2/3 Par Value · 1,929.1051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,542.2484 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · derivative · entry 14 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,542.2484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 73,756.4094 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · derivative · entry 13 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 73,756.4094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. F10 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2012 Performance Shares · Derivative | 286,235.6997 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · derivative · entry 12 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 286,235.6997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F8 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F8 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 758.8242 | $55.34 | $41,993.33 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 10 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,334 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,522.8242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 9 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,092.8242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.