Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORTRESS CREDIT REALTY INCOME TRUSTNONE · Entity 70055 | Director · Co-Chief Executive Officer | February 03, 2025 | April 03, 2025 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director · CEO & President | March 05, 2019 | March 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORTRESS CREDIT REALTY INCOME TRUST
Report date February 03, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class E Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 26,570 |
Reported balance
After 2025-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-03 · Purchase · Acquired 24,922 · Balance 26,570 F1: The reported amount includes 398 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported amount includes 398 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11.
WELLS FARGO & COMPANY/MN
Report date March 05, 2019 · Filed March 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 827,960.212 |
Reported balance
After 2019-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-05 · Gift · Disposed 7,544 · Balance 827,960.212 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,185,563.6757 |
Reported balance
After 2019-03-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-15 · Exercise / conversion · Acquired 357,603.4637 · Balance 1,185,563.6757 F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019). |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,008,263.212 |
Reported balance
After 2019-03-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-15 · Tax withholding · Disposed 177,300.4637 · Balance 1,008,263.212 F2: Includes .915 shares acquired on 3/1/2019 through the Company's dividend reinvestment plan. |
| 2016 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-15 · Exercise / conversion · Disposed 357,603.4637 · Balance 0 F4: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F5: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 19,811.61 |
Reported balance
Holding disclosure · report date 2019-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,811.61 F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough GRAT | 92,507 |
Reported balance
Holding disclosure · report date 2019-03-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 92,507 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019).
F2: Includes .915 shares acquired on 3/1/2019 through the Company's dividend reinvestment plan.
F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock.
F4: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
F5: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2025 Filed Apr 3, 2025 01:04 UTC | FORTRESS CREDIT REALTY INCOME TRUST NONE · Entity 70055 | PurchaseClass E Common Shares of Beneficial Interest | 24,922 | $20.06 | $499,935.32 |
DisclosureSEC source: 0001140361-25-011936 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,570 F1 · balance_after: The reported amount includes 398 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2016 Performance Shares · Derivative | 357,603.4637 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012096 · form4.xml · derivative · entry 6 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 357,603.4637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F5 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 177,300.4637 | $50.66 | $8,982,041.49 |
DisclosureSEC source: 0001127602-19-012096 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,263.212 F2 · balance_after: Includes .915 shares acquired on 3/1/2019 through the Company's dividend reinvestment plan. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 357,603.4637 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012096 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,563.6757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019). Read SEC document |
| March 05, 2019 Filed Mar 19, 2019 18:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 7,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012096 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,960.212 Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2016 Performance Shares · Derivative | 354,415.6358 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008991 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,415.6358 Underlying: Common Stock, $1 2/3 Par Value · 354,415.6358 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| December 11, 2018 Filed Feb 12, 2019 20:03 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 6,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005321 · form5.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,503.297 F1 · balance_after: Total includes .738 shares acquired on 9/1/2018 and .805 shares acquired on 12/1/2018 through Wells Fargo & Company's dividend reinvestment plan. Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 17:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 7,117.1448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024100 · form4.xml · derivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,117.1445 Underlying: Common Stock, $1 2/3 Par Value · 7,117.1448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 17:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,362.1448 | $58.63 | $197,122.55 |
DisclosureSEC source: 0001127602-18-024100 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,306.754 Read SEC document |
| July 28, 2018 Filed Jul 31, 2018 17:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,117.1448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024100 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,668.8988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2018. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 22, 2018 Filed Jul 24, 2018 18:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 8,168.014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023768 · form4.xml · derivative · entry 7 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 8,168.014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2018 Filed Jul 24, 2018 18:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,858.014 | $56.41 | $217,630.57 |
DisclosureSEC source: 0001127602-18-023768 · form4.xml · nonDerivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,551.754 F2 · balance_after: Total includes .714 shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan on 6/1/2018. Read SEC document |
| July 22, 2018 Filed Jul 24, 2018 18:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 8,168.014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023768 · form4.xml · nonDerivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,409.768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2018. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| May 29, 2018 Filed Jul 24, 2018 18:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 92,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023768 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · Through GRAT Disclosed balance after: 92,507 Read SEC document |
| May 29, 2018 Filed Jul 24, 2018 18:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 92,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023768 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,241.04 Read SEC document |
| May 11, 2018 Filed Jul 24, 2018 18:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 12,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023768 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,748.04 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,311.0827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011916 · form4.xml · derivative · entry 7 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,311.0827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2015 Performance Shares · Derivative | 191,750.1965 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011916 · form4.xml · derivative · entry 6 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 191,750.1965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned for the three-year performance period ended December 31, 2017. The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned for the three-year performance period ended December 31, 2017. The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 620.0827 | $56.83 | $35,239.30 |
DisclosureSEC source: 0001127602-18-011916 · form4.xml · nonDerivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,728.04 F3 · balance_after: Total includes .855 shares received through the Company's dividend reinvestment plan on March 1, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,311.0827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011916 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940,348.1227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2018. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 95,070.1965 | $56.83 | $5,402,839.27 |
DisclosureSEC source: 0001127602-18-011916 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,037.04 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:32 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 191,750.1965 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011916 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,107.2365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2018 upon settlement of a Performance Share award granted on February 24, 2015 for the three-year performance period ended December 31, 2017 (as previously disclosed on a Form 4 filed on February 28, 2018). Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2015 Performance Shares · Derivative | 190,454.1378 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009147 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,454.1378 Underlying: Common Stock, $1 2/3 Par Value · 190,454.1378 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 19:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 205,790 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-18-007502 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 205,790 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 494,080 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 19:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 153,874 | $59.95 | $9,224,746.30 |
DisclosureSEC source: 0001127602-18-007502 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,356.185 Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 19:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 205,790 | $31.40 | $6,461,806.00 |
DisclosureSEC source: 0001127602-18-007502 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,230.185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 16:04 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | OtherCommon Stock, $1 2/3 Par Value | 17,379.21 | $57.54 | $999,999.74 |
DisclosureSEC source: 0001127602-18-004487 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · Through 401(k) Plan Disclosed balance after: 18,958.4206 F1 · shares: Reflects the reporting persons' acquisition of 17,379.21 Wells Fargo & Company (the "Company") share equivalents in the form of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") on February 7, 2018. F2 · balance_after: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the Plan as of February 7, 2018, as if investable cash equivalents held by Plan were fully invested in Company common stock. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 205,790 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-17-033626 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,790 Underlying: Common Stock, $1 2/3 Par Value · 205,790 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 494,080 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 162,101 | $56.47 | $9,153,843.47 |
DisclosureSEC source: 0001127602-17-033626 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,439.304 F1 · balance_after: Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 27.127 shares on 9/1/2017. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 205,790 | $31.40 | $6,461,806.00 |
DisclosureSEC source: 0001127602-17-033626 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952,540.304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:48 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 6,917.6824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024485 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,835.3648 Underlying: Common Stock, $1 2/3 Par Value · 6,917.6824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:48 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,447.6824 | $53.30 | $183,761.47 |
DisclosureSEC source: 0001127602-17-024485 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,723.177 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:48 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,917.6824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024485 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,170.8594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2017. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 20:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 7,939.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024112 · form4.xml · derivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,939.1005 Underlying: Common Stock, $1 2/3 Par Value · 7,939.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F5 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 20:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 3,956.1 | $54.17 | $214,301.94 |
DisclosureSEC source: 0001127602-17-024112 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,253.177 F2 · balance_after: Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: .009 shares on 3/1/2017 and .752 shares on 6/1/2017. Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 20:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,939.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024112 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747,209.277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2017. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| June 05, 2017 Filed Jul 25, 2017 20:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 15,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024112 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,270.177 Read SEC document |
| April 17, 2017 Filed Apr 17, 2017 15:20 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 Par Value | 39,000 | $51.65 | $2,014,350.00 |
DisclosureSEC source: 0001127602-17-014783 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,581.425 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,274.1294 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · derivative · entry 10 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274.1297 Underlying: Common Stock, $1 2/3 Par Value · 1,274.1294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,611.5248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · derivative · entry 9 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,611.5248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2014 Performance Shares · Derivative | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · derivative · entry 8 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 449.1294 | $58.71 | $26,368.39 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · nonDerivative · entry 6 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,581.416 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,274.1294 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · nonDerivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,030.5454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 568.5248 | $58.71 | $33,378.09 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · nonDerivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,756.416 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,611.5248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,324.9408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 48,505.1836 | $58.71 | $2,847,739.33 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,713.416 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 18:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012148 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,218.5996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2017 upon settlement of a Performance Share award granted on February 25, 2014 for the three-year performance period ended December 31, 2016 (as previously disclosed on a Form 4 filed on March 2, 2017). Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:45 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2014 Performance Shares · Derivative | 97,277.1836 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009763 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,277.1836 Underlying: Common Stock, $1 2/3 Par Value · 97,277.1836 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F4 · derivative.exercise_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 82,500 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-16-059867 · form4.xml · derivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,580 Underlying: Common Stock, $1 2/3 Par Value · 82,500 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 494,080 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 68,375 | $48.91 | $3,344,221.25 |
DisclosureSEC source: 0001127602-16-059867 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,940.274 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.