Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORTRESS CREDIT REALTY INCOME TRUSTNONE · Entity 70055 | Director · Co-Chief Executive Officer | February 03, 2025 | April 03, 2025 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director · CEO & President | March 05, 2019 | March 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORTRESS CREDIT REALTY INCOME TRUST
Report date February 03, 2025 · Filed April 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class E Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 26,570 |
Reported balance
After 2025-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-03 · Purchase · Acquired 24,922 · Balance 26,570 F1: The reported amount includes 398 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported amount includes 398 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11.
WELLS FARGO & COMPANY/MN
Report date March 05, 2019 · Filed March 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 827,960.212 |
Reported balance
After 2019-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-05 · Gift · Disposed 7,544 · Balance 827,960.212 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,185,563.6757 |
Reported balance
After 2019-03-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-15 · Exercise / conversion · Acquired 357,603.4637 · Balance 1,185,563.6757 F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019). |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 1,008,263.212 |
Reported balance
After 2019-03-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-15 · Tax withholding · Disposed 177,300.4637 · Balance 1,008,263.212 F2: Includes .915 shares acquired on 3/1/2019 through the Company's dividend reinvestment plan. |
| 2016 Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-03-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-15 · Exercise / conversion · Disposed 357,603.4637 · Balance 0 F4: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F5: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 19,811.61 |
Reported balance
Holding disclosure · report date 2019-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,811.61 F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough GRAT | 92,507 |
Reported balance
Holding disclosure · report date 2019-03-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 92,507 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019).
F2: Includes .915 shares acquired on 3/1/2019 through the Company's dividend reinvestment plan.
F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock.
F4: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
F5: Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 962.1051 | $55.34 | $53,242.90 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 8 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,570 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,929.1051 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 7 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,532.1051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 769.2484 | $55.34 | $42,570.21 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 6 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,603 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,542.2484 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,372.2484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 36,753.4094 | $55.34 | $2,033,933.68 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,830 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 73,756.4094 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,583.4094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2015. Original grant date was 2/23/2010. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 149,358.6997 | $55.34 | $8,265,510.44 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,827 Read SEC document |
| March 15, 2015 Filed Mar 17, 2015 20:02 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 286,235.6997 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011637 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,185.6997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015). Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 19:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2012 Performance Shares · Derivative | 286,235.7001 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-009392 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,235.7001 Underlying: Common Stock, $1 2/3 Par Value · 286,235.7001 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 24, 2015 Filed Feb 26, 2015 19:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 3,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008544 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,613 Underlying: Common Stock, $1 2/3 Par Value · 3,613 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| January 23, 2015 Filed Jan 27, 2015 19:15 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 25,000 | $53.51 | $1,337,645.00 |
DisclosureSEC source: 0001127602-15-002894 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,950 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.515 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 09, 2014 Filed Dec 11, 2014 18:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 258,080 | $0.00 Strike: $32.25 | $0.00 |
DisclosureSEC source: 0001127602-14-034828 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 258,080 shares Expires 2016-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options granted on 2/28/2006, representing a right to purchase a total of 258,080 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 09, 2014 Filed Dec 11, 2014 18:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 207,244 | $54.83 | $11,363,188.52 |
DisclosureSEC source: 0001127602-14-034828 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,950 Read SEC document |
| December 09, 2014 Filed Dec 11, 2014 18:44 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 258,080 | $32.25 | $8,321,789.60 |
DisclosureSEC source: 0001127602-14-034828 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2014 Filed Sep 4, 2014 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 50,000 | $51.48 | $2,573,950.00 |
DisclosureSEC source: 0001127602-14-027184 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,114 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.461 to $51.50 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 21:04 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 29,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-023805 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,212 Underlying: Common Stock, $1 2/3 Par Value · 29,212 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| April 28, 2014 Filed Apr 30, 2014 18:26 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 80,000 | $48.65 | $3,892,000.00 |
DisclosureSEC source: 0001127602-14-015596 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,114 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,878.6558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · derivative · entry 15 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756.2832 Underlying: Common Stock, $1 2/3 Par Value · 1,878.6558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock. F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 1,501.9165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · derivative · entry 14 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,501.9162 Underlying: Common Stock, $1 2/3 Par Value · 1,501.9165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 8,231.0959 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · derivative · entry 13 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 8,231.0959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 53,871.2147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · derivative · entry 12 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,827.5603 Underlying: Common Stock, $1 2/3 Par Value · 53,871.2147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company common stock. F9 · derivative.exercise_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. F9 · derivative.expiration_date: These RSRs vest in four installments: 5% on 11/1/2010, 25% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2011 Performance Shares · Derivative | 284,251.2197 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · derivative · entry 11 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 284,251.2197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 980.6558 | $47.40 | $46,483.08 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 10 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,114 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,878.6558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 9 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,094.6558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 783.9165 | $47.40 | $37,157.64 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 8 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,216 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,501.9165 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 7 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,999.9165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 4,295.0959 | $47.40 | $203,587.55 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 6 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,498 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 8,231.0959 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,793.0959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 28,110.2147 | $47.40 | $1,332,424.18 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,562 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 53,871.2147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,672.2147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/23/2010. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 148,323.2197 | $47.40 | $7,030,520.61 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,801 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 20:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 284,251.2197 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011993 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,124.2197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014). Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 20:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2011 Performance Shares · Derivative | 284,251.2197 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009924 · form4.xml · derivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,251.2197 Underlying: Common Stock, $1 2/3 Par Value · 284,251.2197 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F2 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F2 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 21:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 4,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008873 · form4.xml · derivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,449 Underlying: Common Stock, $1 2/3 Par Value · 4,449 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| January 24, 2014 Filed Jan 24, 2014 21:50 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 75,000 | $45.84 | $3,438,000.00 |
DisclosureSEC source: 0001127602-14-002851 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,873 Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 18:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 246,011 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001127602-14-002454 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 246,011 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options granted on 2/24/2009, representing a right to purchase a total of 640,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 18:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 158,301 | $46.39 | $7,343,583.39 |
DisclosureSEC source: 0001127602-14-002454 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,873 Read SEC document |
| January 17, 2014 Filed Jan 22, 2014 18:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 246,011 | $13.05 | $3,210,443.55 |
DisclosureSEC source: 0001127602-14-002454 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2013 Filed Dec 17, 2013 18:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 245,000 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001127602-13-034797 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,011 Underlying: Common Stock, $1 2/3 Par Value · 245,000 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 640,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (February 24, 2009). Read SEC document |
| December 13, 2013 Filed Dec 17, 2013 18:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 162,803 | $43.73 | $7,119,375.19 |
DisclosureSEC source: 0001127602-13-034797 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,163 Read SEC document |
| December 13, 2013 Filed Dec 17, 2013 18:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 245,000 | $13.05 | $3,197,250.00 |
DisclosureSEC source: 0001127602-13-034797 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2013 Filed Nov 29, 2013 19:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 193,820 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001127602-13-033205 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 193,820 shares Expires 2015-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2013 Filed Nov 29, 2013 19:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 163,687 | $44.31 | $7,252,970.97 |
DisclosureSEC source: 0001127602-13-033205 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,966 F1 · balance_after: Total includes 407 shares received through Wells Fargo & Company's dividend reinvestment plan. Read SEC document |
| November 26, 2013 Filed Nov 29, 2013 19:52 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 193,820 | $29.91 | $5,796,187.10 |
DisclosureSEC source: 0001127602-13-033205 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 55,100 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001127602-13-024285 · form4.xml · derivative · entry 6 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 55,100 shares Expires 2014-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 45,000 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001127602-13-024285 · form4.xml · derivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,820 Underlying: Common Stock, $1 2/3 Par Value · 45,000 shares Expires 2015-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 45,675 | $44.26 | $2,021,575.50 |
DisclosureSEC source: 0001127602-13-024285 · form4.xml · nonDerivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,426 Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 55,100 | $28.43 | $1,566,493.00 |
DisclosureSEC source: 0001127602-13-024285 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 38,019 | $44.26 | $1,682,720.94 |
DisclosureSEC source: 0001127602-13-024285 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,001 Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 45,000 | $29.91 | $1,345,725.00 |
DisclosureSEC source: 0001127602-13-024285 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.