Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Director · Chairman, President and CEO | April 10, 2012 | April 12, 2012 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | April 01, 2019 | April 02, 2019 |
| General Motors CoGM · Entity 2958 | Director | December 31, 2018 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date April 10, 2012 · Filed April 12, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 66,349.366 |
Reported balance
After 2012-04-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-04-10 · Grant · Acquired 188.346 · Balance 66,349.366 F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)
GENERAL ELECTRIC CO
Report date April 01, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 197,115 |
Reported balance
After 2019-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-01 · Grant · Acquired 8,543 · Balance 197,115 F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
General Motors Co
Report date December 31, 2018 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 53,841 |
Reported balance
After 2018-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-31 · Grant · Acquired 8,067 · Balance 53,841 F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
| Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 55,980 |
Reported balance
After 2018-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-12-31 · Grant · Acquired 2,139 · Balance 55,980 F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Baker Hughes Co
Report date October 15, 2019 · Filed October 16, 2019
Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,883 |
Reported balance
After 2019-10-15 transaction · row 1
1 source rowRow 1 · 2019-10-15 · Exercise / conversion · Acquired 3,839 · Balance 17,883 F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 3,839 |
Reported balance
After 2019-10-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-15 · Grant · Acquired 3,839 · Balance 3,839 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-10-15 · Exercise / conversion · Disposed 3,839 · Balance 0 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.
F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.
F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2005 Filed Jan 3, 2006 21:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,754 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001315886-06-000002 · edgar.xml · derivative · entry 4 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,754 shares Expires 2006-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2005 Filed Jan 3, 2006 21:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,716 | $58.26 | $99,974.16 |
DisclosureSEC source: 0001315886-06-000002 · edgar.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,762 Read SEC document |
| December 29, 2005 Filed Jan 3, 2006 21:17 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 5,754 | $17.38 | $100,004.52 |
DisclosureSEC source: 0001315886-06-000002 · edgar.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2005 Filed Dec 20, 2005 20:38 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 13.61 | $57.40 | $781.21 |
DisclosureSEC source: 0001315886-05-000350 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,626 Underlying: Common Stock · 13.61 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 02:24 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.88 | $60.67 | $781.43 |
DisclosureSEC source: 0001315886-05-000338 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,419 Underlying: Common Stock · 12.88 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| November 16, 2005 Filed Nov 19, 2005 01:07 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.05 | $64.84 | $781.32 |
DisclosureSEC source: 0001315886-05-000318 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,406 Underlying: Common Stock · 12.05 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| October 31, 2005 Filed Nov 3, 2005 00:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.98 | $65.24 | $781.58 |
DisclosureSEC source: 0001315886-05-000294 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,394 Underlying: Common Stock · 11.98 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| October 14, 2005 Filed Oct 18, 2005 21:46 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.52 | $62.39 | $781.12 |
DisclosureSEC source: 0001315886-05-000277 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,382 Underlying: Common Stock · 12.52 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| September 30, 2005 Filed Oct 5, 2005 00:44 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.15 | $70.05 | $781.06 |
DisclosureSEC source: 0001315886-05-000259 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,369 Underlying: Common Stock · 11.15 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 19:52 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.3 | $69.01 | $779.81 |
DisclosureSEC source: 0001315886-05-000241 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,358 Underlying: Common Stock · 11.3 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| August 31, 2005 Filed Sep 3, 2005 01:30 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.8 | $66.08 | $779.74 |
DisclosureSEC source: 0001315886-05-000215 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,171 Underlying: Common Stock · 11.8 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| August 16, 2005 Filed Aug 18, 2005 16:53 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.2 | $64.21 | $783.36 |
DisclosureSEC source: 0001315886-05-000214 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,160 Underlying: Common Stock · 12.2 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 29, 2005 Filed Aug 2, 2005 20:43 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.491 | $62.55 | $781.31 |
DisclosureSEC source: 0001304783-05-000058 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,147.4 Underlying: Common Stock · 12.491 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 21, 2005 Filed Jul 25, 2005 20:58 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 1,157.8 | $60.14 | $69,630.09 |
DisclosureSEC source: 0001315886-05-000197 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,135 Underlying: Common Stock · 1,157.8 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 15, 2005 Filed Jul 19, 2005 23:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 13.2 | $59.20 | $781.44 |
DisclosureSEC source: 0001315886-05-000185 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,977 Underlying: Common Stock · 13.2 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 19:31 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 13.62 | $57.38 | $781.52 |
DisclosureSEC source: 0001315886-05-000172 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,964 Underlying: Common Stock · 13.62 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| June 16, 2005 Filed Jun 20, 2005 20:06 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 13.35 | $58.54 | $781.51 |
DisclosureSEC source: 0001315886-05-000165 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,950 Underlying: Common Stock · 13.35 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: On June 1, 2005, the issuer declared a stock dividend, payable to all holders of record of common stock on May 16, 2005, of one share of common stock for each share of common stock outstanding. As a result, the total number of shares of phantom stock held by the reporting person as of the date of the transaction reported herein reflects the stock dividend. Read SEC document |
| May 31, 2005 Filed Jun 2, 2005 21:50 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 7.25 | $107.79 | $781.48 |
DisclosureSEC source: 0001315886-05-000155 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,862 Underlying: Common Stock · 7.25 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| May 16, 2005 Filed May 18, 2005 19:32 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 8.08 | $96.66 | $781.01 |
DisclosureSEC source: 0001315886-05-000152 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,855.15 Underlying: Common Stock · 8.08 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| May 08, 2005 Filed May 10, 2005 21:06 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 18,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001315886-05-000140 · edgar.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,330 Underlying: Common Stock · 18,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will convert to ConocoPhillips common stock over the five-year period beginning in the year that the reporting person separates from service with the issuer using the declining balance method to determine the number of shares to be issued in each year, unless the reporting person elects to defer conversion of the stock units until a later date. F5 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| May 08, 2005 Filed May 10, 2005 21:06 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionPerformance Units · Derivative | 18,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001315886-05-000140 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires 2005-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The actual number of shares of ConocoPhillips common stock payable with respect to these performance units varies with the price of ConocoPhillips common stock on May 8, 2005. F1 · shares: The actual number of shares of ConocoPhillips common stock payable with respect to these performance units varies with the price of ConocoPhillips common stock on May 8, 2005. F1 · derivative.underlying_shares: The actual number of shares of ConocoPhillips common stock payable with respect to these performance units varies with the price of ConocoPhillips common stock on May 8, 2005. F2 · derivative.underlying_shares: 11,997.600 to 20,100.502 Read SEC document |
| April 29, 2005 Filed May 3, 2005 19:54 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 7.45 | $104.82 | $780.91 |
DisclosureSEC source: 0001315886-05-000129 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,847.07 Underlying: Common Stock · 7.45 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| April 15, 2005 Filed Apr 19, 2005 19:51 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 7.81 | $100.05 | $781.39 |
DisclosureSEC source: 0001315886-05-000115 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,839.62 Underlying: Common Stock · 7.81 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| March 31, 2005 Filed Apr 2, 2005 00:03 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 7.246 | $107.82 | $781.26 |
DisclosureSEC source: 0001315886-05-000105 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,831.8 Underlying: Common Stock · 7.246 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| March 16, 2005 Filed Mar 17, 2005 21:02 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 7.343 | $106.40 | $781.30 |
DisclosureSEC source: 0001315886-05-000072 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,824.56 Underlying: Common Stock · 7.343 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| February 28, 2005 Filed Mar 2, 2005 22:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 4.511 | $110.89 | $500.22 |
DisclosureSEC source: 0001315886-05-000058 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,730.98 Underlying: Common Stock · 4.511 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| February 04, 2005 Filed Feb 8, 2005 23:05 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 196,400 | $0.00 Strike: $95.66 | $0.00 |
DisclosureSEC source: 0001315886-05-000036 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,400 Underlying: Common Stock · 196,400 shares Expires 2015-02-04 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 4, 2006. Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 20:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 851.688 | $87.59 | $74,599.35 |
DisclosureSEC source: 0001234266-05-000019 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,726.469 Underlying: Common Stock · 851.688 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| December 30, 2004 Filed Jan 4, 2005 21:25 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 8.997 | $86.83 | $781.21 |
DisclosureSEC source: 0001234266-05-000006 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,874.781 Underlying: Common Stock · 8.997 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| December 16, 2004 Filed Dec 17, 2004 19:16 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 8.966 | $87.14 | $781.30 |
DisclosureSEC source: 0001234266-04-000283 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,865.784 Underlying: Common Stock · 8.966 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 53,215 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · derivative · entry 14 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,185 Underlying: Common Stock · 53,215 shares Expires 2007-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 3,200 | $0.00 Strike: $43.85 | $0.00 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · derivative · entry 13 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,200 shares Expires 2007-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 8,000 | $0.00 Strike: $43.75 | $0.00 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · derivative · entry 12 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2007-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 39,864 | $0.00 Strike: $43.35 | $0.00 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · derivative · entry 11 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,136 Underlying: Common Stock · 39,864 shares Expires 2008-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 1,655 | $0.00 Strike: $42.44 | $0.00 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · derivative · entry 10 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,655 shares Expires 2006-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 60,573 | $0.00 Strike: $34.75 | $0.00 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · derivative · entry 9 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,877 Underlying: Common Stock · 60,573 shares Expires 2006-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 76,038 | $89.80 | $6,828,212.40 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · nonDerivative · entry 7 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,862 Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 53,215 | $45.75 | $2,434,586.25 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · nonDerivative · entry 6 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 3,200 | $43.85 | $140,320.00 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · nonDerivative · entry 5 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 8,000 | $43.75 | $350,000.00 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · nonDerivative · entry 4 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 39,864 | $43.35 | $1,728,104.40 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · nonDerivative · entry 3 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 1,655 | $42.44 | $70,238.20 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 22:09 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 60,573 | $34.75 | $2,104,911.75 |
DisclosureSEC source: 0001234266-04-000272 · edgar.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 22:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 8.579 | $91.06 | $781.20 |
DisclosureSEC source: 0001234266-04-000263 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,757.655 Underlying: Common Stock · 8.579 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 19:35 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 9.056 | $86.27 | $781.26 |
DisclosureSEC source: 0001234266-04-000252 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,749.076 Underlying: Common Stock · 9.056 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| October 29, 2004 Filed Nov 2, 2004 20:56 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 9.258 | $84.39 | $781.28 |
DisclosureSEC source: 0001234266-04-000244 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,740.02 Underlying: Common Stock · 9.258 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| October 15, 2004 Filed Oct 29, 2004 20:57 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 9.29 | $84.09 | $781.20 |
DisclosureSEC source: 0001234266-04-000237 · edgar.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,730.762 Underlying: Common Stock · 9.29 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 22:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 44,484 | $0.00 Strike: $31.44 | $0.00 |
DisclosureSEC source: 0001234266-04-000227 · edgar.xml · derivative · entry 4 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,484 shares Expires 2005-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 22:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 15,841 | $88.29 | $1,398,601.89 |
DisclosureSEC source: 0001234266-04-000227 · edgar.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,393 Read SEC document |
| October 07, 2004 Filed Oct 12, 2004 22:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 44,484 | $31.44 | $1,398,576.96 |
DisclosureSEC source: 0001234266-04-000227 · edgar.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.