Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Director · Chairman, President and CEO | April 10, 2012 | April 12, 2012 |
| GENERAL ELECTRIC COGE · Entity 2813 | Director | April 01, 2019 | April 02, 2019 |
| General Motors CoGM · Entity 2958 | Director | December 31, 2018 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date April 10, 2012 · Filed April 12, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 66,349.366 |
Reported balance
After 2012-04-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-04-10 · Grant · Acquired 188.346 · Balance 66,349.366 F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)
GENERAL ELECTRIC CO
Report date April 01, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 197,115 |
Reported balance
After 2019-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-01 · Grant · Acquired 8,543 · Balance 197,115 F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
General Motors Co
Report date December 31, 2018 · Filed January 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 53,841 |
Reported balance
After 2018-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-31 · Grant · Acquired 8,067 · Balance 53,841 F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
| Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 55,980 |
Reported balance
After 2018-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-12-31 · Grant · Acquired 2,139 · Balance 55,980 F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Baker Hughes Co
Report date October 15, 2019 · Filed October 16, 2019
Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,883 |
Reported balance
After 2019-10-15 transaction · row 1
1 source rowRow 1 · 2019-10-15 · Exercise / conversion · Acquired 3,839 · Balance 17,883 F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 3,839 |
Reported balance
After 2019-10-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-15 · Grant · Acquired 3,839 · Balance 3,839 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-10-15 · Exercise / conversion · Disposed 3,839 · Balance 0 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.
F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.
F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2008 Filed Apr 18, 2008 15:25 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 9.447 | $82.70 | $781.22 |
DisclosureSEC source: 0001209191-08-024763 · doc4.xml · derivative · entry 4 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,352.396 Underlying: Common Stock · 9.447 shares Expires not disclosed F2 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F4 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 17:21 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 10.242 | $76.28 | $781.22 |
DisclosureSEC source: 0001209191-08-021476 · doc4.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,342.949 Underlying: Common Stock · 10.242 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 15:24 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 10.064 | $77.63 | $781.22 |
DisclosureSEC source: 0001209191-08-018768 · doc4.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,332.707 Underlying: Common Stock · 10.064 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 21:58 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 3.023 | $82.70 | $250.00 |
DisclosureSEC source: 0001209191-08-015588 · doc4.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,053.478 Underlying: Common Stock · 3.023 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 14, 2008 Filed Feb 19, 2008 22:45 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 228,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-011479 · doc4.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,922 Underlying: Common Stock · 228,796 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death; (d)termination of employment following disability; or (e) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock in five equal annual installments. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 14, 2008 Filed Feb 19, 2008 22:45 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 296,400 | $0.00 Strike: $79.38 | $0.00 |
DisclosureSEC source: 0001209191-08-011479 · doc4.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,400 Underlying: Common Stock · 296,400 shares Expires 2018-02-14 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 14, 2009. Read SEC document |
| January 17, 2008 Filed Jan 22, 2008 22:13 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 1,357.1 | $88.30 | $119,831.93 |
DisclosureSEC source: 0001209191-08-004810 · doc4.xml · derivative · entry 4 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,050.46 Underlying: Common Stock · 1,357.1 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 24, 2007 Filed Jan 22, 2008 22:13 UTC | CONOCOPHILLIPS COP · Entity 658 | GiftCommon Stock | 31,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-004810 · doc4.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,891 Read SEC document |
| December 20, 2007 Filed Dec 21, 2007 20:29 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Option - Right to Buy · Derivative | 20,272 | $0.00 Strike: $21.68 | $0.00 |
DisclosureSEC source: 0001209191-07-071423 · doc4.xml · derivative · entry 5 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,272 shares Expires 2008-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exerciseable in three equal annual installments beginning on January 12, 1999. Read SEC document |
| December 20, 2007 Filed Dec 21, 2007 20:29 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 9,439 | $84.58 | $798,303.43 |
DisclosureSEC source: 0001209191-07-071423 · doc4.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,548 Read SEC document |
| December 20, 2007 Filed Dec 21, 2007 20:29 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 20,272 | $21.68 | $439,395.60 |
DisclosureSEC source: 0001209191-07-071423 · doc4.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2007 Filed Jul 20, 2007 16:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom stock · Derivative | 958.905 | $78.50 | $75,274.04 |
DisclosureSEC source: 0001234272-07-000004 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,227.78 Underlying: Common stock · 958.905 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 08, 2007 Filed Feb 12, 2007 23:55 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 261,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001358582-07-000128 · edgar.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,126 Underlying: Common Stock · 261,684 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period and (b) the earlier of death or over a five year period beginning after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. F5 · balance_after: Includes 381,442 Stock Units granted on February 10, 2006, which grant was previously reported but which Stock Units had the same vesting provisions as the Stock Units reported herein. Read SEC document |
| February 08, 2007 Filed Feb 12, 2007 23:55 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 276,500 | $0.00 Strike: $66.37 | $0.00 |
DisclosureSEC source: 0001358582-07-000128 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,500 Underlying: Common Stock · 276,500 shares Expires 2017-02-08 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2008. Read SEC document |
| January 18, 2007 Filed Jan 23, 2007 00:25 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 1,435.5 | $71.95 | $103,284.23 |
DisclosureSEC source: 0001358582-07-000092 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,755 Underlying: Common Stock · 1,435.5 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| December 29, 2006 Filed Jan 5, 2007 00:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 10.88 | $71.83 | $781.51 |
DisclosureSEC source: 0001358582-07-000014 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,320 Underlying: Common Stock · 10.88 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| December 18, 2006 Filed Dec 20, 2006 21:50 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 4,370 | $0.00 Strike: $22.88 | $0.00 |
DisclosureSEC source: 0001358582-06-000284 · edgar.xml · derivative · entry 5 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,370 shares Expires 2007-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2006 Filed Dec 20, 2006 21:50 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,359 | $73.54 | $99,940.86 |
DisclosureSEC source: 0001358582-06-000284 · edgar.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,773 Read SEC document |
| December 18, 2006 Filed Dec 20, 2006 21:50 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 4,370 | $22.88 | $99,985.60 |
DisclosureSEC source: 0001358582-06-000284 · edgar.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2006 Filed Jul 25, 2007 21:55 UTC Amendment | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon stock | 1,359 | $73.54 | $99,940.86 |
DisclosureSEC source: 0001234272-07-000007 · edgar.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,233 F1 · balance_after: This amended Form 4 is being filed to reflect the reduction in the number of shares beneficially owned directly by 72,540, which represents the number of shares transferred to GRATs established by the reporting person and his spouse and reported on the original Form 4 as beneficially owned indirectly. Read SEC document |
| December 18, 2006 Filed Jul 25, 2007 21:55 UTC Amendment | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon stock | 4,370 | $22.88 | $99,985.60 |
DisclosureSEC source: 0001234272-07-000007 · edgar.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amended Form 4 is being filed to reflect the reduction in the number of shares beneficially owned directly by 72,540, which represents the number of shares transferred to GRATs established by the reporting person and his spouse and reported on the original Form 4 as beneficially owned indirectly. Read SEC document |
| December 15, 2006 Filed Dec 19, 2006 19:04 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 10.75 | $72.67 | $781.20 |
DisclosureSEC source: 0001358582-06-000282 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,309 Underlying: Common Stock · 10.75 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| November 30, 2006 Filed Dec 4, 2006 23:39 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.61 | $67.31 | $781.47 |
DisclosureSEC source: 0001358582-06-000264 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,068 Underlying: Common Stock · 11.61 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| November 16, 2006 Filed Nov 17, 2006 21:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.54 | $62.30 | $781.24 |
DisclosureSEC source: 0001358582-06-000240 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,056 Underlying: Common Stock · 12.54 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| October 31, 2006 Filed Nov 2, 2006 21:45 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.97 | $60.23 | $781.18 |
DisclosureSEC source: 0001358582-06-000187 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,044 Underlying: Common Stock · 12.97 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| October 16, 2006 Filed Oct 17, 2006 22:26 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.79 | $61.10 | $781.47 |
DisclosureSEC source: 0001358582-06-000173 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,031 Underlying: Common Stock · 12.79 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 22:18 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 13.13 | $59.52 | $781.50 |
DisclosureSEC source: 0001358582-06-000171 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,018 Underlying: Common Stock · 13.13 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 22:05 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 13.45 | $58.10 | $781.45 |
DisclosureSEC source: 0001358582-06-000149 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,005 Underlying: Common Stock · 13.45 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| August 31, 2006 Filed Sep 1, 2006 20:14 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.32 | $63.44 | $781.58 |
DisclosureSEC source: 0001358582-06-000147 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,752 Underlying: Common Stock · 12.32 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| August 16, 2006 Filed Aug 17, 2006 20:38 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.71 | $66.71 | $781.17 |
DisclosureSEC source: 0001358582-06-000117 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,740 Underlying: Common Stock · 11.71 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 31, 2006 Filed Aug 2, 2006 19:01 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.36 | $68.78 | $781.34 |
DisclosureSEC source: 0001343393-06-000013 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,727.78 Underlying: Common Stock · 11.36 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 19, 2006 Filed Jul 21, 2006 14:14 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 1,011.1 | $65.53 | $66,257.38 |
DisclosureSEC source: 0001358582-06-000112 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,716 Underlying: Common Stock · 1,011.1 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 14, 2006 Filed Jul 18, 2006 14:52 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.6 | $67.34 | $781.14 |
DisclosureSEC source: 0001358582-06-000100 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,705 Underlying: Common Stock · 11.6 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| June 30, 2006 Filed Jul 6, 2006 12:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.93 | $65.50 | $781.42 |
DisclosureSEC source: 0001358582-06-000091 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,694 Underlying: Common Stock · 11.93 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| June 30, 2006 Filed Aug 29, 2006 15:56 UTC Amendment | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.93 | $65.50 | $781.42 |
DisclosureSEC source: 0001358582-06-000132 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,694 Underlying: Common Stock · 11.93 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · deemedExecutionDate: This amendment is filed to include the deemed execution date of the transaction reported herein based on the date of notice from the plan administrator. F3 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| June 16, 2006 Filed Jun 19, 2006 20:27 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.74 | $61.31 | $781.09 |
DisclosureSEC source: 0001358582-06-000088 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,682 Underlying: Common Stock · 12.74 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| May 31, 2006 Filed Jun 2, 2006 20:28 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.34 | $63.30 | $781.12 |
DisclosureSEC source: 0001358582-06-000059 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,435 Underlying: Common Stock · 12.34 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| May 16, 2006 Filed May 18, 2006 16:20 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 12.09 | $64.62 | $781.26 |
DisclosureSEC source: 0001358582-06-000044 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,423 Underlying: Common Stock · 12.09 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| April 28, 2006 Filed May 2, 2006 20:58 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 11.43 | $66.97 | $765.47 |
DisclosureSEC source: 0001358582-06-000021 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,411 Underlying: Common Stock · 11.43 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| April 13, 2006 Filed Apr 17, 2006 21:54 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 5.81 | $67.22 | $390.55 |
DisclosureSEC source: 0001358582-06-000009 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,399 Underlying: Common Stock · 5.81 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 19:46 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 6.17 | $63.28 | $390.44 |
DisclosureSEC source: 0001177418-06-000008 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,393 Underlying: Common Stock · 6.17 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| March 16, 2006 Filed Mar 20, 2006 19:21 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 6.25 | $62.48 | $390.50 |
DisclosureSEC source: 0001320923-06-000047 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,387 Underlying: Common Stock · 6.25 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| February 28, 2006 Filed Mar 2, 2006 22:30 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 6.41 | $60.98 | $390.88 |
DisclosureSEC source: 0001320923-06-000043 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,141 Underlying: Common Stock · 6.41 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| February 16, 2006 Filed Feb 17, 2006 23:04 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 6.52 | $59.95 | $390.87 |
DisclosureSEC source: 0001320923-06-000037 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,135 Underlying: Common Stock · 6.52 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| February 10, 2006 Filed Feb 14, 2006 23:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 381,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001320923-06-000034 · edgar.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,442 Underlying: Common Stock · 381,442 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of the (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 10, 2006 Filed Feb 14, 2006 23:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 268,800 | $0.00 Strike: $59.08 | $0.00 |
DisclosureSEC source: 0001320923-06-000034 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,800 Underlying: Common Stock · 268,800 shares Expires 2016-02-10 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 10, 2007. Read SEC document |
| January 31, 2006 Filed Feb 3, 2006 00:10 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 6.04 | $64.71 | $390.85 |
DisclosureSEC source: 0001315886-06-000072 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,128 Underlying: Common Stock · 6.04 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 22:27 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 1,476.4 | $64.32 | $94,962.05 |
DisclosureSEC source: 0001315886-06-000048 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,122 Underlying: Common Stock · 1,476.4 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| January 13, 2006 Filed Jan 18, 2006 20:33 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 6.44 | $60.62 | $390.39 |
DisclosureSEC source: 0001315886-06-000032 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,646 Underlying: Common Stock · 6.44 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| December 30, 2005 Filed Jan 4, 2006 22:08 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 13.42 | $58.20 | $781.04 |
DisclosureSEC source: 0001315886-06-000004 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,639 Underlying: Common Stock · 13.42 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.