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MULVA JAMES J

Disclosed activity across 4 companies

Tapewire entity
12002
SEC CIK
0001234272

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONOCOPHILLIPSCOP · Entity 658Director · Chairman, President and CEOApril 10, 2012April 12, 2012
GENERAL ELECTRIC COGE · Entity 2813DirectorApril 01, 2019April 02, 2019
General Motors CoGM · Entity 2958DirectorDecember 31, 2018January 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONOCOPHILLIPS

Report date April 10, 2012 · Filed April 12, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect66,349.366 Reported balance After 2012-04-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2012-04-10 · Grant · Acquired 188.346 · Balance 66,349.366

F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)

Filing footnotes · ownership attribution and instrument terms

F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)

GENERAL ELECTRIC CO

Report date April 01, 2019 · Filed April 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect197,115 Reported balance After 2019-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-04-01 · Grant · Acquired 8,543 · Balance 197,115

F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

General Motors Co

Report date December 31, 2018 · Filed January 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct53,841 Reported balance After 2018-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-12-31 · Grant · Acquired 8,067 · Balance 53,841

F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct55,980 Reported balance After 2018-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-12-31 · Grant · Acquired 2,139 · Balance 55,980

F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Co

Report date October 15, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect17,883 Reported balance After 2019-10-15 transaction · row 1
1 source row

Row 1 · 2019-10-15 · Exercise / conversion · Acquired 3,839 · Balance 17,883

F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect3,839 Reported balance After 2019-10-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-10-15 · Grant · Acquired 3,839 · Balance 3,839

F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-10-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-10-15 · Exercise / conversion · Disposed 3,839 · Balance 0

F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2004 Filed Oct 29, 2004 20:57 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 9.414 $82.99 $781.27
Disclosure

SEC source: 0001234266-04-000237 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,721.472

Underlying: Common Stock · 9.414 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
September 16, 2004 Filed Sep 20, 2004 21:11 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 9.979 $78.29 $781.26
Disclosure

SEC source: 0001234266-04-000212 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,712.058

Underlying: Common Stock · 9.979 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
August 31, 2004 Filed Sep 2, 2004 21:14 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 10.341 $74.57 $771.13
Disclosure

SEC source: 0001234266-04-000198 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,602.11

Underlying: Common Stock · 10.341 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
August 13, 2004 Filed Aug 16, 2004 21:18 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 10.653 $73.33 $781.18
Disclosure

SEC source: 0001234266-04-000194 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,591.769

Underlying: Common Stock · 10.653 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
July 30, 2004 Filed Aug 3, 2004 21:06 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 9.917 $78.78 $781.26
Disclosure

SEC source: 0001234266-04-000185 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,581.116

Underlying: Common Stock · 9.917 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
July 20, 2004 Filed Jul 22, 2004 19:48 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 614.498 $79.25 $48,701.42
Disclosure

SEC source: 0001292850-04-000011 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,571.199

Underlying: Common Stock · 614.498 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
July 16, 2004 Filed Jul 20, 2004 23:03 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 9.829 $79.49 $781.26
Disclosure

SEC source: 0001292850-04-000006 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,956.701

Underlying: Common Stock · 9.829 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
July 09, 2004 Filed Jul 13, 2004 14:28 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionStock Options (right to buy) · Derivative 7,014 $0.00 Strike: $34.82 $0.00
Disclosure

SEC source: 0001234266-04-000178 · edgar.xml · derivative · entry 4

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,014 shares

Expires 2004-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2004 Filed Jul 13, 2004 14:28 UTC CONOCOPHILLIPS COP · Entity 658 Tax withholdingCommon Stock 3,156 $77.37 $244,179.72
Disclosure

SEC source: 0001234266-04-000178 · edgar.xml · nonDerivative · entry 2

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,750

Read SEC document
July 09, 2004 Filed Jul 13, 2004 14:28 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionCommon Stock 7,014 $34.82 $244,227.48
Disclosure

SEC source: 0001234266-04-000178 · edgar.xml · nonDerivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2004 Filed Jul 2, 2004 01:24 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 10.252 $76.18 $781.00
Disclosure

SEC source: 0001234266-04-000169 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,946.872

Underlying: Common Stock · 10.252 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
June 15, 2004 Filed Jun 17, 2004 21:39 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 10.492 $74.46 $781.23
Disclosure

SEC source: 0001234266-04-000157 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,937

Underlying: Common Stock · 10.492 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
May 28, 2004 Filed Jun 2, 2004 20:58 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 10.634 $73.47 $781.28
Disclosure

SEC source: 0001234266-04-000151 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,829.891

Underlying: Common Stock · 10.634 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
May 14, 2004 Filed May 19, 2004 01:28 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 10.634 $73.47 $781.28
Disclosure

SEC source: 0001234266-04-000143 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,819.257

Underlying: Common Stock · 10.634 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
April 30, 2004 Filed May 4, 2004 19:53 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 10.937 $71.44 $781.34
Disclosure

SEC source: 0001234266-04-000115 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,808.623

Underlying: Common Stock · 10.937 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
April 16, 2004 Filed Apr 20, 2004 19:01 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 10.742 $72.73 $781.27
Disclosure

SEC source: 0001234266-04-000114 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,797.686

Underlying: Common Stock · 10.742 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
March 30, 2004 Filed Mar 31, 2004 22:52 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 11.24 $69.51 $781.29
Disclosure

SEC source: 0001234266-04-000106 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,786.944

Underlying: Common Stock · 11.24 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
March 15, 2004 Filed Mar 17, 2004 21:55 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 11.414 $68.45 $781.29
Disclosure

SEC source: 0001234266-04-000103 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,775.704

Underlying: Common Stock · 11.414 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
February 26, 2004 Filed Mar 1, 2004 17:57 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 8.173 $68.82 $562.47
Disclosure

SEC source: 0001234266-04-000090 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662.896

Underlying: Common Stock · 8.173 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
February 08, 2004 Filed Feb 11, 2004 00:36 UTC CONOCOPHILLIPS COP · Entity 658 GrantStock Options (right to buy) · Derivative 372,600 $0.00 Strike: $65.62 $0.00
Disclosure

SEC source: 0001234266-04-000073 · edgar.xml · derivative · entry 3

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,600

Underlying: Common Stock · 372,600 shares

Expires 2014-02-08

F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2005.

Read SEC document
February 08, 2004 Filed Feb 11, 2004 00:36 UTC CONOCOPHILLIPS COP · Entity 658 GrantCommon Stock 24,876 $0.00 $0.00
Disclosure

SEC source: 0001234266-04-000073 · edgar.xml · nonDerivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,892

F1 · shares: The shares acquired consist of restricted stock.

Read SEC document
January 20, 2004 Filed Jan 23, 2004 01:25 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 924.373 $66.42 $61,396.85
Disclosure

SEC source: 0001234266-04-000043 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,654.723

Underlying: Common Stock · 924.373 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
January 14, 2004 Filed Jan 16, 2004 22:44 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 23.649 $66.07 $1,562.49
Disclosure

SEC source: 0001234266-04-000020 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,730.35

Underlying: Common Stock · 23.649 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
December 18, 2003 Filed Dec 19, 2003 22:08 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 24.425 $63.97 $1,562.47
Disclosure

SEC source: 0001234266-03-000130 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,706.701

Underlying: Common Stock · 24.425 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
November 25, 2003 Filed Nov 26, 2003 22:11 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionStock Options (right to buy) · Derivative 3,847 $0.00 Strike: $29.32 $0.00
Disclosure

SEC source: 0001234266-03-000120 · edgar.xml · derivative · entry 6

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,847 shares

Expires 2004-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2003 Filed Nov 26, 2003 22:11 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionStock Options (right to buy) · Derivative 23,439 $0.00 Strike: $30.32 $0.00
Disclosure

SEC source: 0001234266-03-000120 · edgar.xml · derivative · entry 5

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,439 shares

Expires 2004-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2003 Filed Nov 26, 2003 22:11 UTC CONOCOPHILLIPS COP · Entity 658 Tax withholdingCommon Stock 14,378 $57.27 $823,428.06
Disclosure

SEC source: 0001234266-03-000120 · edgar.xml · nonDerivative · entry 3

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,016

Read SEC document
November 25, 2003 Filed Nov 26, 2003 22:11 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionCommon Stock 3,847 $29.32 $112,794.04
Disclosure

SEC source: 0001234266-03-000120 · edgar.xml · nonDerivative · entry 2

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2003 Filed Nov 26, 2003 22:11 UTC CONOCOPHILLIPS COP · Entity 658 Exercise / conversionCommon Stock 23,439 $30.32 $710,670.48
Disclosure

SEC source: 0001234266-03-000120 · edgar.xml · nonDerivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 22:55 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 27.319 $57.20 $1,562.65
Disclosure

SEC source: 0001234266-03-000119 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,567.155

Underlying: Common Stock · 27.319 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
October 20, 2003 Filed Oct 22, 2003 18:01 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 27.07 $57.69 $1,561.67
Disclosure

SEC source: 0001234266-03-000105 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,539.836

Underlying: Common Stock · 27.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
September 19, 2003 Filed Sep 23, 2003 21:54 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 27.841 $56.12 $1,562.44
Disclosure

SEC source: 0001234266-03-000061 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,512.766

Underlying: Common Stock · 27.841 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
September 02, 2003 Filed Sep 4, 2003 21:20 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 108.24 $56.72 $6,139.37
Disclosure

SEC source: 0001234266-03-000052 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,484.925

Underlying: Common Stock · 108.24 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
August 20, 2003 Filed Aug 21, 2003 19:46 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 28.598 $54.64 $1,562.59
Disclosure

SEC source: 0001234266-03-000033 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,376.685

Underlying: Common Stock · 28.598 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
July 21, 2003 Filed Jul 23, 2003 22:51 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 721.633 $53.59 Strike: $0.00 $38,672.31
Disclosure

SEC source: 0001234266-03-000019 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,348.087

Underlying: Common Stock · 721.633 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
June 19, 2003 Filed Jun 23, 2003 14:29 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 28.61 $54.61 Strike: $0.00 $1,562.39
Disclosure

SEC source: 0001234266-03-000004 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,626.454

Underlying: Common Stock · 28.61 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
June 02, 2003 Filed Jun 4, 2003 19:26 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 105.301 $54.94 Strike: $0.00 $5,785.24
Disclosure

SEC source: 0001234250-03-000034 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,597.844

Underlying: Common Stock · 105.301 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document
May 23, 2003 Filed May 28, 2003 18:39 UTC CONOCOPHILLIPS COP · Entity 658 GrantPhantom Stock · Derivative 30.136 $51.85 Strike: $0.00 $1,562.55
Disclosure

SEC source: 0001234250-03-000007 · edgar.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,492.543

Underlying: Common Stock · 30.136 shares

Expires 1988-08-08

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.