person · Reporting owner

MULVA JAMES J

Disclosed activity across 4 companies

Tapewire entity: 12002
SEC CIK: 0001234272

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CONOCOPHILLIPSCOP · Entity 658	Director · Chairman, President and CEO	April 10, 2012	April 12, 2012
GENERAL ELECTRIC COGE · Entity 2813	Director	April 01, 2019	April 02, 2019
General Motors CoGM · Entity 2958	Director	December 31, 2018	January 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONOCOPHILLIPS

Report date April 10, 2012 · Filed April 12, 2012

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom StockSEC Table II · derivative / convertible security	Direct	66,349.366	Reported balance After 2012-04-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2012-04-10 · Grant · Acquired 188.346 · Balance 66,349.366 F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)

Filing footnotes · ownership attribution and instrument terms

F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)

GENERAL ELECTRIC CO

Report date April 01, 2019 · Filed April 02, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	197,115	Reported balance After 2019-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-04-01 · Grant · Acquired 8,543 · Balance 197,115 F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

General Motors Co

Report date December 31, 2018 · Filed January 03, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	53,841	Reported balance After 2018-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2018-12-31 · Grant · Acquired 8,067 · Balance 53,841 F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	55,980	Reported balance After 2018-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-12-31 · Grant · Acquired 2,139 · Balance 55,980 F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Co

Report date October 15, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	17,883	Reported balance After 2019-10-15 transaction · row 1 1 source row Row 1 · 2019-10-15 · Exercise / conversion · Acquired 3,839 · Balance 17,883 F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.
Deferred Stock UnitSEC Table II · derivative / convertible security	Direct	3,839	Reported balance After 2019-10-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-10-15 · Grant · Acquired 3,839 · Balance 3,839 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.
Deferred Stock UnitSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-10-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-10-15 · Exercise / conversion · Disposed 3,839 · Balance 0 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 10, 2012 Filed Apr 12, 2012 21:38 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	188.346	$76.01	$14,316.18	Disclosure SEC source: 0001181431-12-023875 · rrd342074.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,349.366 Underlying: Common Stock · 188.346 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
April 04, 2012 Filed Apr 5, 2012 21:45 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Units · Derivative	41,987	$0.00	$0.00	Disclosure SEC source: 0001181431-12-022862 · rrd341397.xml · derivative · entry 3 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,987 Underlying: Common Stock · 41,987 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person terminates for any reason except death or disability prior to a date certain established by the Human Resources and Compensation Committee of the ConocoPhillips Board of Directors. The stock units will convert to common stock on the earliest of the reporting person's death, or six months after termination for a reason other than death, unless the units have previously forfeited. The reporting person may not elect to defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document
April 04, 2012 Filed Apr 5, 2012 21:45 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Units · Derivative	84,246	$0.00	$0.00	Disclosure SEC source: 0001181431-12-022862 · rrd341397.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674,493 Underlying: Common Stock · 84,246 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document
April 04, 2012 Filed Apr 5, 2012 21:45 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Units · Derivative	197,674	$0.00	$0.00	Disclosure SEC source: 0001181431-12-022862 · rrd341397.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590,247 Underlying: Common Stock · 197,674 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:11 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,498	$19.65	$68,735.70	Disclosure SEC source: 0001231205-12-000031 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,510 Underlying: Common Stock · 3,498 shares Expires not disclosed F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
February 09, 2012 Filed Feb 13, 2012 23:39 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Units · Derivative	257,168	$0.00	$0.00	Disclosure SEC source: 0001181431-12-008255 · rrd333997.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392,573 Underlying: Common Stock · 257,168 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) beginning on the first anniversary of separation from service in which case the stock units will convert to common stock in five equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document
February 09, 2012 Filed Feb 13, 2012 23:39 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Options (rights to buy) · Derivative	413,500	$0.00 Strike: $71.87	$0.00	Disclosure SEC source: 0001181431-12-008255 · rrd333997.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,500 Underlying: Common Stock · 413,500 shares Expires 2022-02-09 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 9, 2013. Read SEC document
January 11, 2012 Filed Jan 12, 2012 23:07 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	1,170.816	$72.87	$85,317.36	Disclosure SEC source: 0001181431-12-002428 · rrd330600.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,607.421 Underlying: Common Stock · 1,170.816 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:16 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	4,018	$17.11	$68,747.98	Disclosure SEC source: 0001231205-12-000010 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,492 Underlying: Common Stock · 4,018 shares Expires not disclosed F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
December 30, 2011 Filed Jan 4, 2012 21:31 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.72	$72.88	$781.27	Disclosure SEC source: 0001181431-12-000692 · rrd329594.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,436.605 Underlying: Common Stock · 10.72 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
December 16, 2011 Filed Dec 20, 2011 16:23 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.42	$68.41	$781.24	Disclosure SEC source: 0001181431-11-061242 · rrd328694.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,425.885 Underlying: Common Stock · 11.42 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: (3) Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
November 30, 2011 Filed Dec 2, 2011 18:18 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.952	$71.34	$781.27	Disclosure SEC source: 0001181431-11-058384 · rrd327052.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,827.768 Underlying: Common Stock · 10.952 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
November 17, 2011 Filed Nov 21, 2011 22:20 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionStock Options (right to buy) · Derivative	1,500,000	$0.00 Strike: $32.07	$0.00	Disclosure SEC source: 0001181431-11-057115 · rrd326115.xml · derivative · entry 10 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires 2011-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock options became exercisable in three installments beginning on October 9, 2001. Read SEC document
November 17, 2011 Filed Nov 21, 2011 22:20 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionStock Options (right to buy) · Derivative	1,500,000	$0.00 Strike: $25.66	$0.00	Disclosure SEC source: 0001181431-11-057115 · rrd326115.xml · derivative · entry 9 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires 2011-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock options became exercisable in three installments beginning on October 9, 2001. Read SEC document
November 17, 2011 Filed Nov 21, 2011 22:20 UTC	CONOCOPHILLIPS COP · Entity 658	Tax withholdingCommon Stock	983,812	$69.94	$68,802,892.22	Disclosure SEC source: 0001181431-11-057115 · rrd326115.xml · nonDerivative · entry 4 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,289 Read SEC document
November 17, 2011 Filed Nov 21, 2011 22:20 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionCommon Stock	1,500,000	$32.07	$48,097,500.00	Disclosure SEC source: 0001181431-11-057115 · rrd326115.xml · nonDerivative · entry 3 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,612,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 17, 2011 Filed Nov 21, 2011 22:20 UTC	CONOCOPHILLIPS COP · Entity 658	Tax withholdingCommon Stock	896,440	$69.94	$62,692,531.40	Disclosure SEC source: 0001181431-11-057115 · rrd326115.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,101 Read SEC document
November 17, 2011 Filed Nov 21, 2011 22:20 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionCommon Stock	1,500,000	$25.66	$38,482,500.00	Disclosure SEC source: 0001181431-11-057115 · rrd326115.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,008,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 16, 2011 Filed Nov 17, 2011 16:22 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.195	$69.79	$781.24	Disclosure SEC source: 0001181431-11-056670 · rrd326056.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,816.816 Underlying: Common Stock · 11.195 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
October 31, 2011 Filed Nov 2, 2011 16:41 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.217	$69.65	$781.28	Disclosure SEC source: 0001181431-11-054252 · rrd324832.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,805.621 Underlying: Common Stock · 11.217 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
October 14, 2011 Filed Oct 17, 2011 18:48 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.323	$69.00	$781.25	Disclosure SEC source: 0001181431-11-052830 · rrd323931.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,794.404 Underlying: Common Stock · 11.323 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
October 07, 2011 Filed Oct 11, 2011 21:02 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionStock Options (right to buy) · Derivative	478,000	$0.00 Strike: $27.39	$0.00	Disclosure SEC source: 0001181431-11-052474 · rrd323735.xml · derivative · entry 7 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 478,000 shares Expires 2011-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock options became exercisable in three installments beginning on October 9, 2001. Read SEC document
October 07, 2011 Filed Oct 11, 2011 21:02 UTC	CONOCOPHILLIPS COP · Entity 658	Tax withholdingCommon Stock	303,674	$64.27	$19,515,609.61	Disclosure SEC source: 0001181431-11-052474 · rrd323735.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,152 Read SEC document
October 07, 2011 Filed Oct 11, 2011 21:02 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionCommon Stock	478,000	$27.39	$13,090,030.00	Disclosure SEC source: 0001181431-11-052474 · rrd323735.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:34 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	4,409	$15.59	$68,736.31	Disclosure SEC source: 0001231205-11-000115 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,979 Underlying: Common Stock · 4,409 shares Expires not disclosed F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
September 30, 2011 Filed Oct 4, 2011 19:14 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	12.336	$63.33	$781.26	Disclosure SEC source: 0001181431-11-051408 · rrd323217.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,783.081 Underlying: Common Stock · 12.336 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
September 16, 2011 Filed Sep 20, 2011 19:36 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.608	$67.30	$781.22	Disclosure SEC source: 0001181431-11-049960 · rrd322276.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,770.745 Underlying: Common Stock · 11.608 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
August 31, 2011 Filed Sep 6, 2011 20:48 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.485	$68.02	$781.26	Disclosure SEC source: 0001181431-11-048187 · rrd320958.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,145.865 Underlying: Common Stock · 11.485 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
August 16, 2011 Filed Aug 18, 2011 15:07 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.717	$66.68	$781.23	Disclosure SEC source: 0001181431-11-046054 · rrd320266.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,134.38 Underlying: Common Stock · 11.717 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
July 29, 2011 Filed Aug 2, 2011 19:43 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.853	$71.99	$781.25	Disclosure SEC source: 0001181431-11-043414 · rrd318881.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,122.663 Underlying: Common Stock · 10.853 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
July 15, 2011 Filed Jul 19, 2011 16:36 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.222	$76.43	$781.29	Disclosure SEC source: 0001181431-11-041549 · rrd318020.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,111.81 Underlying: Common Stock · 10.222 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
July 12, 2011 Filed Jul 14, 2011 19:27 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	803.477	$75.19	$60,413.44	Disclosure SEC source: 0001181431-11-041202 · rrd317784.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,101.588 Underlying: Common Stock · 803.477 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:18 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,718	$18.49	$68,745.82	Disclosure SEC source: 0001231205-11-000071 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,179 Underlying: Common Stock · 3,718 shares Expires not disclosed F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
June 30, 2011 Filed Jul 1, 2011 20:03 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.397	$75.14	$781.26	Disclosure SEC source: 0001181431-11-039261 · rrd316735.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,298.111 Underlying: Common Stock · 10.397 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
June 16, 2011 Filed Jun 20, 2011 17:06 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.906	$71.63	$781.22	Disclosure SEC source: 0001181431-11-037469 · rrd315816.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,287.714 Underlying: Common Stock · 10.906 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
May 31, 2011 Filed Jun 2, 2011 20:48 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.669	$73.23	$781.26	Disclosure SEC source: 0001181431-11-034309 · rrd313933.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,714.009 Underlying: Common Stock · 10.669 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
May 16, 2011 Filed May 18, 2011 21:01 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.945	$71.38	$781.28	Disclosure SEC source: 0001181431-11-030798 · rrd312181.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,703.34 Underlying: Common Stock · 10.945 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
April 29, 2011 Filed May 3, 2011 17:46 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	9.897	$78.94	$781.27	Disclosure SEC source: 0001181431-11-026568 · rrd309971.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,692.395 Underlying: Common Stock · 9.897 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
April 15, 2011 Filed Apr 18, 2011 20:25 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	9.87	$79.16	$781.27	Disclosure SEC source: 0001181431-11-024394 · rrd308774.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,682.498 Underlying: Common Stock · 9.87 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:29 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,460	$19.87	$68,750.20	Disclosure SEC source: 0001231205-11-000034 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,139 Underlying: Common Stock · 3,460 shares Expires not disclosed F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
March 31, 2011 Filed Apr 4, 2011 21:52 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	9.781	$79.87	$781.24	Disclosure SEC source: 0001181431-11-022017 · rrd307443.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,672.628 Underlying: Common Stock · 9.781 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
March 16, 2011 Filed Mar 18, 2011 17:22 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	10.595	$73.74	$781.23	Disclosure SEC source: 0001181431-11-018914 · rrd305965.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,662.847 Underlying: Common Stock · 10.595 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
February 28, 2011 Filed Mar 2, 2011 21:23 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	0.803	$77.88	$62.54	Disclosure SEC source: 0001181431-11-014563 · rrd303488.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,134.081 Underlying: Common Stock · 0.803 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
February 10, 2011 Filed Feb 15, 2011 00:36 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Units · Derivative	115,442	$0.00	$0.00	Disclosure SEC source: 0001181431-11-010006 · rrd301087.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,135,405 Underlying: Common Stock · 115,442 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) beginning on the first anniversary of separation from service in which case the stock units will convert to common stock in five equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document
February 10, 2011 Filed Feb 15, 2011 00:36 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Options (rights to buy) · Derivative	388,500	$0.00 Strike: $70.13	$0.00	Disclosure SEC source: 0001181431-11-010006 · rrd301087.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,500 Underlying: Common Stock · 388,500 shares Expires 2021-02-10 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 10, 2012. Read SEC document
January 11, 2011 Filed Jan 13, 2011 23:29 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	1,203.926	$68.10	$81,987.36	Disclosure SEC source: 0001181431-11-003597 · rrd297577.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,133.278 Underlying: Common Stock · 1,203.926 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:09 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,888	$17.68	$68,739.84	Disclosure SEC source: 0001231205-11-000011 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,389 Underlying: Common Stock · 3,888 shares Expires not disclosed F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
December 31, 2010 Filed Jan 4, 2011 22:30 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.47	$68.11	$781.22	Disclosure SEC source: 0001181431-11-001135 · rrd296359.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,929.352 Underlying: Common Stock · 11.47 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) Read SEC document
December 27, 2010 Filed Jan 11, 2011 21:25 UTC	CONOCOPHILLIPS COP · Entity 658	GiftCommon Stock	22,364	$0.00	$0.00	Disclosure SEC source: 0001181431-11-003038 · rrd296944.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document
December 27, 2010 Filed Jan 11, 2011 21:25 UTC	CONOCOPHILLIPS COP · Entity 658	GiftCommon Stock	59,765	$0.00	$0.00	Disclosure SEC source: 0001181431-11-003038 · rrd296944.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,098 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.