person · Reporting owner

MULVA JAMES J

Disclosed activity across 4 companies

Tapewire entity: 12002
SEC CIK: 0001234272

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CONOCOPHILLIPSCOP · Entity 658	Director · Chairman, President and CEO	April 10, 2012	April 12, 2012
GENERAL ELECTRIC COGE · Entity 2813	Director	April 01, 2019	April 02, 2019
General Motors CoGM · Entity 2958	Director	December 31, 2018	January 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONOCOPHILLIPS

Report date April 10, 2012 · Filed April 12, 2012

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom StockSEC Table II · derivative / convertible security	Direct	66,349.366	Reported balance After 2012-04-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2012-04-10 · Grant · Acquired 188.346 · Balance 66,349.366 F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)

Filing footnotes · ownership attribution and instrument terms

F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)

GENERAL ELECTRIC CO

Report date April 01, 2019 · Filed April 02, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	197,115	Reported balance After 2019-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-04-01 · Grant · Acquired 8,543 · Balance 197,115 F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

General Motors Co

Report date December 31, 2018 · Filed January 03, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	53,841	Reported balance After 2018-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2018-12-31 · Grant · Acquired 8,067 · Balance 53,841 F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	55,980	Reported balance After 2018-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-12-31 · Grant · Acquired 2,139 · Balance 55,980 F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Co

Report date October 15, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	17,883	Reported balance After 2019-10-15 transaction · row 1 1 source row Row 1 · 2019-10-15 · Exercise / conversion · Acquired 3,839 · Balance 17,883 F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.
Deferred Stock UnitSEC Table II · derivative / convertible security	Direct	3,839	Reported balance After 2019-10-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-10-15 · Grant · Acquired 3,839 · Balance 3,839 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.
Deferred Stock UnitSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-10-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-10-15 · Exercise / conversion · Disposed 3,839 · Balance 0 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 16, 2010 Filed Dec 17, 2010 22:40 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	11.892	$65.70	$781.27	Disclosure SEC source: 0001181431-10-062557 · rrd294704.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,917.882 Underlying: Common Stock · 11.892 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
November 30, 2010 Filed Dec 2, 2010 21:45 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	12.982	$60.18	$781.27	Disclosure SEC source: 0001181431-10-058789 · rrd292777.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,383.416 Underlying: Common Stock · 12.982 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
November 16, 2010 Filed Nov 18, 2010 22:30 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	12.807	$61.00	$781.25	Disclosure SEC source: 0001181431-10-056620 · rrd291599.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,370.434 Underlying: Common Stock · 12.807 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
October 29, 2010 Filed Nov 2, 2010 21:12 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	13.15	$59.41	$781.24	Disclosure SEC source: 0001181431-10-052981 · rrd289763.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,357.627 Underlying: Common Stock · 13.15 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
October 15, 2010 Filed Oct 19, 2010 13:16 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	12.851	$60.79	$781.23	Disclosure SEC source: 0001181431-10-051261 · rrd288857.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,344.477 Underlying: Common Stock · 12.851 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
October 08, 2010 Filed Oct 12, 2010 20:33 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionStock Options (right to buy) · Derivative	335,600	$0.00 Strike: $31.14	$0.00	Disclosure SEC source: 0001181431-10-050583 · rrd288424.xml · derivative · entry 7 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 335,600 shares Expires 2010-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock options became exercisable in three installments beginning on October 9, 2001. Read SEC document
October 08, 2010 Filed Oct 12, 2010 20:33 UTC	CONOCOPHILLIPS COP · Entity 658	Tax withholdingCommon Stock	233,674	$59.65	$13,937,485.73	Disclosure SEC source: 0001181431-10-050583 · rrd288424.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,454 Read SEC document
October 08, 2010 Filed Oct 12, 2010 20:33 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionCommon Stock	335,600	$31.14	$10,450,584.00	Disclosure SEC source: 0001181431-10-050583 · rrd288424.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:23 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	4,261	$16.13	$68,729.93	Disclosure SEC source: 0001231205-10-000127 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,224 Underlying: Common Stock · 4,261 shares Expires not disclosed F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
September 30, 2010 Filed Oct 4, 2010 20:12 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	13.601	$57.44	$781.24	Disclosure SEC source: 0001181431-10-049299 · rrd287789.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,331.626 Underlying: Common Stock · 13.601 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
September 16, 2010 Filed Sep 20, 2010 20:38 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	14.11	$55.37	$781.26	Disclosure SEC source: 0001181431-10-047351 · rrd286728.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,318.025 Underlying: Common Stock · 14.11 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
August 31, 2010 Filed Sep 2, 2010 19:26 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	14.898	$52.44	$781.25	Disclosure SEC source: 0001181431-10-045319 · rrd285534.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,706.423 Underlying: Common Stock · 14.898 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
August 16, 2010 Filed Aug 18, 2010 20:36 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	14.22	$54.94	$781.25	Disclosure SEC source: 0001181431-10-042426 · rrd284093.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,691.525 Underlying: Common Stock · 14.22 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
July 30, 2010 Filed Aug 3, 2010 22:23 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	14.146	$55.23	$781.27	Disclosure SEC source: 0001181431-10-040045 · rrd282242.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,677.305 Underlying: Common Stock · 14.146 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
July 16, 2010 Filed Jul 20, 2010 21:04 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.062	$51.87	$781.24	Disclosure SEC source: 0001181431-10-037991 · rrd281613.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,663.159 Underlying: Common Stock · 15.062 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
July 13, 2010 Filed Jul 15, 2010 21:42 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	835.485	$49.09	$41,013.96	Disclosure SEC source: 0001181431-10-037590 · rrd281392.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,648.097 Underlying: Common Stock · 835.485 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c) F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:57 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	4,440	$15.48	$68,731.20	Disclosure SEC source: 0001231205-10-000069 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,763 Underlying: Common Stock · 4,440 shares Expires not disclosed F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
June 30, 2010 Filed Jul 1, 2010 16:02 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.912	$49.10	$781.28	Disclosure SEC source: 0001181431-10-035359 · rrd280399.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,812.612 Underlying: Common Stock · 15.912 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
June 16, 2010 Filed Jun 17, 2010 21:26 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	14.325	$54.54	$781.23	Disclosure SEC source: 0001181431-10-033709 · rrd279407.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,796.7 Underlying: Common Stock · 14.325 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
May 28, 2010 Filed Jun 2, 2010 20:58 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.061	$51.87	$781.23	Disclosure SEC source: 0001181431-10-030825 · rrd277786.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,176.053 Underlying: Common Stock · 15.061 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
May 14, 2010 Filed May 18, 2010 16:35 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	13.992	$55.84	$781.25	Disclosure SEC source: 0001181431-10-027570 · rrd276063.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,160.992 Underlying: Common Stock · 13.992 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
April 30, 2010 Filed May 4, 2010 22:03 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	13.197	$59.20	$781.27	Disclosure SEC source: 0001181431-10-024290 · rrd274020.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,147 Underlying: Common Stock · 13.197 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
April 16, 2010 Filed Apr 20, 2010 19:18 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	13.936	$56.06	$781.25	Disclosure SEC source: 0001181431-10-022143 · rrd273130.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,133.803 Underlying: Common Stock · 13.936 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
April 01, 2010 Filed Apr 5, 2010 19:23 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,914	$17.57	$68,768.98	Disclosure SEC source: 0001231205-10-000031 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,176 Underlying: Common Stock · 3,914 shares Expires not disclosed F1 · security: Acquired at a price of $17.57 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
March 31, 2010 Filed Apr 1, 2010 20:04 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.26	$51.19	$781.23	Disclosure SEC source: 0001181431-10-019442 · rrd271701.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,119.867 Underlying: Common Stock · 15.26 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
March 16, 2010 Filed Mar 17, 2010 21:27 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	14.972	$52.18	$781.25	Disclosure SEC source: 0001181431-10-016946 · rrd270272.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,104.607 Underlying: Common Stock · 14.972 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
February 26, 2010 Filed Mar 2, 2010 22:55 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	1.302	$48.01	$62.51	Disclosure SEC source: 0001181431-10-013143 · rrd268153.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,508.675 Underlying: Common Stock · 1.302 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document
February 12, 2010 Filed Feb 17, 2010 22:40 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Units · Derivative	48,000	$0.00	$0.00	Disclosure SEC source: 0001181431-10-009758 · rrd266557.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,963 Underlying: Common Stock · 48,000 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock in five equal annual installments. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document
February 12, 2010 Filed Feb 17, 2010 22:40 UTC	CONOCOPHILLIPS COP · Entity 658	GrantStock Options (rights to buy) · Derivative	490,400	$0.00 Strike: $48.39	$0.00	Disclosure SEC source: 0001181431-10-009758 · rrd266557.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,400 Underlying: Common Stock · 490,400 shares Expires 2020-02-12 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 12, 2011. Read SEC document
January 19, 2010 Filed Jan 21, 2010 22:01 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	1,263.435	$51.07	$64,523.63	Disclosure SEC source: 0001181431-10-004006 · rrd261565.xml · derivative · entry 5 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,507.373 Underlying: Common Stock · 1,263.435 shares Expires not disclosed F2 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F3 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16a-11. F1 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
January 04, 2010 Filed Jan 7, 2010 00:34 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	4,391	$15.66	$68,763.06	Disclosure SEC source: 0001231205-10-000011 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,117 Underlying: Common Stock · 4,391 shares Expires not disclosed F1 · security: Acquired at a price of $15.66 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
December 31, 2009 Filed Jan 4, 2010 22:33 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.294	$51.08	$781.23	Disclosure SEC source: 0001181431-10-000548 · rrd261704.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,243.938 Underlying: Common Stock · 15.294 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
December 30, 2009 Filed Jan 21, 2010 22:01 UTC	CONOCOPHILLIPS COP · Entity 658	GiftCommon Stock	79,612	$0.00	$0.00	Disclosure SEC source: 0001181431-10-004006 · rrd261565.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,572 Read SEC document
December 16, 2009 Filed Dec 18, 2009 19:58 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.358	$50.87	$781.27	Disclosure SEC source: 0001181431-09-057742 · rrd260402.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,228.644 Underlying: Common Stock · 15.358 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
November 30, 2009 Filed Dec 2, 2009 14:06 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.088	$51.78	$781.25	Disclosure SEC source: 0001181431-09-054383 · rrd258588.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,692.535 Underlying: Common Stock · 15.088 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
November 16, 2009 Filed Nov 18, 2009 21:29 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	14.524	$53.79	$781.27	Disclosure SEC source: 0001181431-09-052587 · rrd257683.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,677.447 Underlying: Common Stock · 14.524 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
October 30, 2009 Filed Nov 3, 2009 22:08 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.561	$50.21	$781.24	Disclosure SEC source: 0001181431-09-049729 · rrd256201.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,662.923 Underlying: Common Stock · 15.561 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
October 16, 2009 Filed Oct 20, 2009 18:01 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	15.038	$51.95	$781.25	Disclosure SEC source: 0001181431-09-048066 · rrd255320.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,647.362 Underlying: Common Stock · 15.038 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
October 09, 2009 Filed Oct 13, 2009 20:33 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionStock Options (right to buy) · Derivative	233,600	$0.00 Strike: $23.44	$0.00	Disclosure SEC source: 0001181431-09-047595 · rrd254951.xml · derivative · entry 6 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 233,600 shares Expires 2009-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock options became exercisable in three installments beginning on October 11, 2000. Read SEC document
October 09, 2009 Filed Oct 13, 2009 20:33 UTC	CONOCOPHILLIPS COP · Entity 658	Tax withholdingCommon Stock	153,706	$50.76	$7,801,348.03	Disclosure SEC source: 0001181431-09-047595 · rrd254951.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,078 Read SEC document
October 09, 2009 Filed Oct 13, 2009 20:33 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionCommon Stock	233,600	$23.44	$5,475,584.00	Disclosure SEC source: 0001181431-09-047595 · rrd254951.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 01, 2009 Filed Oct 5, 2009 20:59 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	4,372	$15.72	$68,727.84	Disclosure SEC source: 0001231205-09-000148 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,598 Underlying: Common Stock · 4,372 shares Expires not disclosed F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:53 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	17.296	$45.17	$781.26	Disclosure SEC source: 0001181431-09-046336 · rrd254246.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,632.324 Underlying: Common Stock · 17.296 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
September 16, 2009 Filed Sep 17, 2009 20:45 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	16.691	$46.81	$781.26	Disclosure SEC source: 0001181431-09-044345 · rrd253274.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,615.028 Underlying: Common Stock · 16.691 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
August 31, 2009 Filed Sep 1, 2009 20:42 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	17.345	$45.04	$781.23	Disclosure SEC source: 0001181431-09-042066 · rrd252085.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,038.693 Underlying: Common Stock · 17.345 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
August 14, 2009 Filed Aug 18, 2009 15:41 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	17.845	$43.78	$781.25	Disclosure SEC source: 0001181431-09-040046 · rrd250992.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,021.348 Underlying: Common Stock · 17.845 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
July 31, 2009 Filed Aug 3, 2009 19:35 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	17.877	$43.70	$781.27	Disclosure SEC source: 0001181431-09-037347 · rrd249561.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,003.503 Underlying: Common Stock · 17.877 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
July 16, 2009 Filed Jul 20, 2009 16:21 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	18.432	$42.39	$781.26	Disclosure SEC source: 0001181431-09-035766 · rrd248734.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,985.626 Underlying: Common Stock · 18.432 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
July 15, 2009 Filed Jul 17, 2009 20:13 UTC	CONOCOPHILLIPS COP · Entity 658	GrantPhantom Stock · Derivative	864.354	$42.06	$36,354.73	Disclosure SEC source: 0001181431-09-035662 · rrd248660.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,967.194 Underlying: Common Stock · 864.354 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document
July 13, 2009 Filed Jul 15, 2009 21:09 UTC	CONOCOPHILLIPS COP · Entity 658	Exercise / conversionStock Options (right to buy) · Derivative	3,796	$0.00 Strike: $26.33	$0.00	Disclosure SEC source: 0001181431-09-035439 · rrd248458.xml · derivative · entry 9 MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,796 shares Expires 2009-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock options became exercisable in four equal annual installments beginning on July 26, 1999. Upon aproval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002, unvested options from this grant became immediately exercisable. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.