person · Reporting owner

MULVA JAMES J

Disclosed activity across 4 companies

Tapewire entity: 12002
SEC CIK: 0001234272

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CONOCOPHILLIPSCOP · Entity 658	Director · Chairman, President and CEO	April 10, 2012	April 12, 2012
GENERAL ELECTRIC COGE · Entity 2813	Director	April 01, 2019	April 02, 2019
General Motors CoGM · Entity 2958	Director	December 31, 2018	January 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONOCOPHILLIPS

Report date April 10, 2012 · Filed April 12, 2012

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom StockSEC Table II · derivative / convertible security	Direct	66,349.366	Reported balance After 2012-04-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2012-04-10 · Grant · Acquired 188.346 · Balance 66,349.366 F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)

Filing footnotes · ownership attribution and instrument terms

F1: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c)

GENERAL ELECTRIC CO

Report date April 01, 2019 · Filed April 02, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	197,115	Reported balance After 2019-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-04-01 · Grant · Acquired 8,543 · Balance 197,115 F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

General Motors Co

Report date December 31, 2018 · Filed January 03, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	53,841	Reported balance After 2018-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2018-12-31 · Grant · Acquired 8,067 · Balance 53,841 F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	55,980	Reported balance After 2018-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-12-31 · Grant · Acquired 2,139 · Balance 55,980 F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.

F2: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Co

Report date October 15, 2019 · Filed October 16, 2019

Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	17,883	Reported balance After 2019-10-15 transaction · row 1 1 source row Row 1 · 2019-10-15 · Exercise / conversion · Acquired 3,839 · Balance 17,883 F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.
Deferred Stock UnitSEC Table II · derivative / convertible security	Direct	3,839	Reported balance After 2019-10-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-10-15 · Grant · Acquired 3,839 · Balance 3,839 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.
Deferred Stock UnitSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-10-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-10-15 · Exercise / conversion · Disposed 3,839 · Balance 0 F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid.

F2: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer.

F3: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 15, 2019 Filed Oct 16, 2019 15:34 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionDeferred Stock Unit · Derivative	3,839	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000084 · wf-form4_157125442672273.xml · derivative · entry 3 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · shares: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F3 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. F3 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. Read SEC document
October 15, 2019 Filed Oct 16, 2019 15:34 UTC	Baker Hughes Co BHGE · Entity 2993	GrantDeferred Stock Unit · Derivative	3,839	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000084 · wf-form4_157125442672273.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839 Underlying: Class A Common Stock · 3,839 shares Expires not disclosed F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · shares: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F3 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. F3 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2019 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. The reporting person ceased to serve as a director on September 16, 2019. Read SEC document
October 15, 2019 Filed Oct 16, 2019 15:34 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionClass A Common Stock	3,839	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000084 · wf-form4_157125442672273.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of shares was determined by dividing the aggregate amount of monthly retainer payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. F2 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. Read SEC document
September 16, 2019 Filed Sep 17, 2019 12:08 UTC	Baker Hughes Co BHGE · Entity 2993	Disposition to issuerRestricted Stock Unit D 5 19 · Derivative	7,840	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · derivative · entry 5 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,840 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · price: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F2 · derivative.exercise_date: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F2 · derivative.expiration_date: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F5 · balance_after: The reporting person forfeited the restricted stock unit due to termination prior to the end of the term to which he was elected on May 10, 2019. Read SEC document
September 16, 2019 Filed Sep 17, 2019 12:08 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionRestricted Stock Unit D 5_18 · Derivative	4,893	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · derivative · entry 4 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · price: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F2 · derivative.exercise_date: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. F2 · derivative.expiration_date: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. Read SEC document
September 16, 2019 Filed Sep 17, 2019 12:08 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionDeferred Stock Unit · Derivative	3,771	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · derivative · entry 3 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,771 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each deferred stock unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · price: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director. F1 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director. F1 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director. Read SEC document
September 16, 2019 Filed Sep 17, 2019 12:08 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionClass A Common Stock	4,893	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · nonDerivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted stock unit vested on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the delivery of the shares was deferred until the date the reporting person ceased to be a director. Read SEC document
September 16, 2019 Filed Sep 17, 2019 12:08 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionClass A Common Stock	3,771	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000080 · wf-form4_156873650637095.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and delivery of the shares was deferred until the date the reporting person ceased to be a director. Read SEC document
May 10, 2019 Filed May 13, 2019 15:15 UTC	Baker Hughes Co BHGE · Entity 2993	GrantRestricted Stock Unit D 5 19 · Derivative	7,840	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000048 · wf-form4_155777492333014.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,840 Underlying: Class A Common Stock · 7,840 shares Expires 2020-05-10 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:41 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	8,543	$9.95	$85,002.85	Disclosure SEC source: 0001231205-19-000104 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,115 Underlying: Common Stock · 8,543 shares Expires not disclosed F1 · security: Acquired at a price of $9.95 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:52 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	11,724	$7.25	$84,999.00	Disclosure SEC source: 0001231205-19-000020 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,379 Underlying: Common Stock · 11,724 shares Expires not disclosed F1 · security: Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:33 UTC	General Motors Co GM · Entity 2958	GrantDeferred Share Units · Derivative	2,139	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001467858-19-000020 · wf-form4_154655476528719.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,980 Underlying: Common Stock · 2,139 shares Expires not disclosed F2 · derivative.exercise_price: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · price: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · derivative.exercise_date: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · derivative.expiration_date: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:33 UTC	General Motors Co GM · Entity 2958	GrantDeferred Share Units · Derivative	8,067	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001467858-19-000020 · wf-form4_154655476528719.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,841 Underlying: Common Stock · 8,067 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document
December 17, 2018 Filed Dec 18, 2018 17:13 UTC	Baker Hughes Co BHGE · Entity 2993	GrantDeferred Stock Unit · Derivative	3,771	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-18-000113 · wf-form4_154517118184599.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,771 Underlying: Class A Common Stock · 3,771 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F1 · price: Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. F2 · derivative.exercise_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2018 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:27 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	6,911	$12.30	$85,005.30	Disclosure SEC source: 0001231205-18-000148 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,946 Underlying: Common Stock · 6,911 shares Expires not disclosed F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:57 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	6,287	$13.52	$85,000.24	Disclosure SEC source: 0001231205-18-000085 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,568 Underlying: Common Stock · 6,287 shares Expires not disclosed F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
May 11, 2018 Filed May 14, 2018 17:08 UTC	Baker Hughes Co BHGE · Entity 2993	GrantRestricted Stock Unit D 5_18 · Derivative	4,893	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-18-000071 · wf-form4_152633206873605.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,893 Underlying: Class A Common Stock · 4,893 shares Expires 2019-05-11 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document
May 09, 2018 Filed May 10, 2018 17:50 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionRestricted Stock Unit · Derivative	4,176	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-18-000062 · wf-form4_152598904493262.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,176 shares Expires 2018-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 09, 2018 Filed May 10, 2018 17:50 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionClass A Common Stock	4,176	$0.00	$0.00	Disclosure SEC source: 0001701605-18-000062 · wf-form4_152598904493262.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:28 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	6,046	$14.06	$85,006.76	Disclosure SEC source: 0001231205-18-000059 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,975 Underlying: Common Stock · 6,046 shares Expires not disclosed F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:31 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	4,747	$17.64	$83,737.08	Disclosure SEC source: 0001231205-18-000022 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,839 Underlying: Common Stock · 4,747 shares Expires not disclosed F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:38 UTC	General Motors Co GM · Entity 2958	GrantDeferred Share Units · Derivative	1,691	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001467858-18-000001 · wf-form4_151502271406649.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,774 Underlying: Common Stock · 1,691 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:38 UTC	General Motors Co GM · Entity 2958	GrantDeferred Share Units · Derivative	8,110	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001467858-18-000001 · wf-form4_151502271406649.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,083 Underlying: Common Stock · 8,110 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document
December 15, 2017 Filed Dec 19, 2017 15:23 UTC	Baker Hughes Co BHGE · Entity 2993	GrantClass A Common Stock	1,457	$0.00	$0.00	Disclosure SEC source: 0001701605-17-000106 · wf-form4_151371500304362.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 F1 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. Read SEC document
December 15, 2017 Filed Feb 2, 2018 11:58 UTC Amendment	Baker Hughes Co BHGE · Entity 2993	GrantClass A Common Stock	1,204	$0.00	$0.00	Disclosure SEC source: 0001701605-18-000024 · wf-form4a_151759068195830.xml · nonDerivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204 F1 · shares: This amendment is being filed due to an administrative error. F2 · shares: Pursuant to the Issuer's Non-Employee Director Deferral Plan, the Reporting Person elected to receive shares of Class A Common Stock in lieu of the cash retainer payments the Reporting Person otherwise would have received for the period August 1, 2017 through November 30, 2017 and the committee fees the Reporting Person otherwise would have received for the period July 3, 2017 through November 30, 2017. The number of such shares was determined by dividing the aggregate amount of such payments by the average of the closing price of a share on the fifteenth day of the month following the month for which such retainer payments and fees otherwise would have been paid. Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:07 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,279	$24.40	$80,007.60	Disclosure SEC source: 0001231205-17-000110 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,504 Underlying: Common Stock · 3,279 shares Expires not disclosed F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
August 01, 2017 Filed Aug 3, 2017 21:32 UTC	Baker Hughes Co BHGE · Entity 2993	GrantRestricted Stock Unit · Derivative	4,176	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-17-000083 · wf-form4_150181032410201.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 Underlying: Class A Common Stock · 4,176 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:19 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,863	$27.95	$80,020.85	Disclosure SEC source: 0001231205-17-000073 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,923 Underlying: Common Stock · 2,863 shares Expires not disclosed F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:14 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,690	$29.74	$80,000.60	Disclosure SEC source: 0001231205-17-000041 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,966 Underlying: Common Stock · 2,690 shares Expires not disclosed F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:21 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,525	$31.68	$79,992.00	Disclosure SEC source: 0001231205-17-000007 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,243 Underlying: Common Stock · 2,525 shares Expires not disclosed F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
December 31, 2016 Filed Jan 5, 2017 00:16 UTC	General Motors Co GM · Entity 2958	GrantDeferred Share Units · Derivative	1,508	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001467858-17-000012 · wf-form4_148357538340839.xml · derivative · entry 2 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,973 Underlying: Common Stock · 1,508 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document
December 31, 2016 Filed Jan 5, 2017 00:16 UTC	General Motors Co GM · Entity 2958	GrantDeferred Share Units · Derivative	8,459	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001467858-17-000012 · wf-form4_148357538340839.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,465 Underlying: Common Stock · 8,459 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:17 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,660	$30.07	$79,986.20	Disclosure SEC source: 0001231205-16-000194 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,698 Underlying: Common Stock · 2,660 shares Expires not disclosed F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:10 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,262	$30.39	$68,742.18	Disclosure SEC source: 0001231205-16-000151 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,137 Underlying: Common Stock · 2,262 shares Expires not disclosed F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:32 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,236	$30.74	$68,734.64	Disclosure SEC source: 0001231205-16-000124 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,970 Underlying: Common Stock · 2,236 shares Expires not disclosed F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:49 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,247	$30.60	$68,758.20	Disclosure SEC source: 0001231205-16-000100 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,769 Underlying: Common Stock · 2,247 shares Expires not disclosed F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
October 01, 2015 Filed Oct 2, 2015 18:40 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,763	$24.88	$68,743.44	Disclosure SEC source: 0001231205-15-000072 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,636 Underlying: Common Stock · 2,763 shares Expires not disclosed F1 · security: Acquired at a price of $24.88 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
July 01, 2015 Filed Jul 1, 2015 20:35 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,523	$27.25	$68,751.75	Disclosure SEC source: 0001231205-15-000043 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,894 Underlying: Common Stock · 2,523 shares Expires not disclosed F1 · security: Acquired at a price of $27.25 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
April 01, 2015 Filed Apr 4, 2015 01:16 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,724	$25.24	$68,753.76	Disclosure SEC source: 0001206774-15-001158 · mulva_form4.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,458 Underlying: Common Stock · 2,724 shares Expires not disclosed F1 · security: Acquired at a price of $25.24 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
January 02, 2015 Filed Jan 5, 2015 22:09 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,698	$25.48	$68,745.04	Disclosure SEC source: 0001231205-15-000012 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,770 Underlying: Common Stock · 2,698 shares Expires not disclosed F1 · security: Acquired at a price of $25.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
October 01, 2014 Filed Oct 1, 2014 20:05 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,649	$25.95	$68,741.55	Disclosure SEC source: 0001231205-14-000092 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,213 Underlying: Common Stock · 2,649 shares Expires not disclosed F1 · security: Acquired at a price of $25.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:07 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,563	$26.82	$68,739.66	Disclosure SEC source: 0001231205-14-000064 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,743 Underlying: Common Stock · 2,563 shares Expires not disclosed F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:02 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,678	$25.67	$68,744.26	Disclosure SEC source: 0001231205-14-000042 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,413 Underlying: Common Stock · 2,678 shares Expires not disclosed F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:46 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,530	$27.18	$68,765.40	Disclosure SEC source: 0001231205-14-000012 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,950 Underlying: Common Stock · 2,530 shares Expires not disclosed F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:51 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,874	$23.92	$68,746.08	Disclosure SEC source: 0001231205-13-000118 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,790 Underlying: Common Stock · 2,874 shares Expires not disclosed F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
July 01, 2013 Filed Jul 3, 2013 22:34 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,923	$23.52	$68,748.96	Disclosure SEC source: 0001231205-13-000070 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,282 Underlying: Common Stock · 2,923 shares Expires not disclosed F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:45 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	2,937	$23.40	$68,725.80	Disclosure SEC source: 0001231205-13-000037 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,678 Underlying: Common Stock · 2,937 shares Expires not disclosed F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:03 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,243	$21.20	$68,751.60	Disclosure SEC source: 0001231205-13-000012 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,102 Underlying: Common Stock · 3,243 shares Expires not disclosed F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
October 01, 2012 Filed Oct 1, 2012 21:20 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,141	$21.89	$68,756.49	Disclosure SEC source: 0001231205-12-000107 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,290 Underlying: Common Stock · 3,141 shares Expires not disclosed F1 · security: Acquired at a price of $21.89 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document
July 02, 2012 Filed Jul 3, 2012 19:42 UTC	GENERAL ELECTRIC CO GE · Entity 2813	GrantDeferred Fee Phantom Stock Units · Derivative	3,518	$19.54	$68,741.72	Disclosure SEC source: 0001231205-12-000059 · edgar.xml · derivative · entry 1 MULVA JAMES J · CIK 0001234272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,579 Underlying: Common Stock · 3,518 shares Expires not disclosed F1 · security: Acquired at a price of $19.54 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.