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KATHWARI M FAROOQ

Disclosed activity across 1 company

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SEC CIK
0001217614

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Reported relationships

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CompanyLast reported asReport datePublished
ETHAN ALLEN INTERIORS INCETD · Entity 1199Director · Chairman, President & CEOSeptember 11, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ETHAN ALLEN INTERIORS INC

Report date September 11, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,466,299 Ending reported balance After 2026-09-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-11 · Exercise / conversion · Acquired 7,973 · Balance 1,473,503

F1: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

Row 2 · 2026-09-11 · Tax withholding · Disposed 7,204 · Balance 1,466,299

F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.

Common StockSEC Table I · non-derivativeIndirectShares held by spouse15,364 Reported balance Holding disclosure · report date 2026-09-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 15,364

Common StockSEC Table I · non-derivativeIndirectShares held in 401(k) plan8,549.49 Reported balance Holding disclosure · report date 2026-09-11 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 8,549.49

Common StockSEC Table I · non-derivativeIndirectGrandchildren's trust accounts88,320 Reported balance Holding disclosure · report date 2026-09-11 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 88,320

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2025 Filed Apr 18, 2025 01:10 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $26.31 $4,604.25
Disclosure

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,075

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 01:10 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $26.31 $4,604.25
Disclosure

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,075

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 01:10 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $26.31 $263,100.00
Disclosure

SEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,621,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
March 17, 2025 Filed Mar 17, 2025 21:46 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $26.70 $4,672.50
Disclosure

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,250

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
March 17, 2025 Filed Mar 17, 2025 21:46 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $26.70 $4,672.50
Disclosure

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,250

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
March 17, 2025 Filed Mar 17, 2025 21:46 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $26.70 $4,672.50
Disclosure

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,250

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
March 17, 2025 Filed Mar 17, 2025 21:46 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $26.70 $4,672.50
Disclosure

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,250

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
March 17, 2025 Filed Mar 17, 2025 21:46 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $26.70 $267,000.00
Disclosure

SEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,631,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 02:34 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $29.27 $5,122.25
Disclosure

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,425

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 02:34 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $29.27 $5,122.25
Disclosure

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,425

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 02:34 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $29.27 $5,122.25
Disclosure

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,425

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 02:34 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $29.27 $5,122.25
Disclosure

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,425

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 02:34 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $29.27 $292,700.00
Disclosure

SEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,641,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 22:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $28.67 $5,017.25
Disclosure

SEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,600

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 22:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $28.67 $5,017.25
Disclosure

SEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,600

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 22:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $28.67 $5,017.25
Disclosure

SEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,600

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 22:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $28.67 $5,017.25
Disclosure

SEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,600

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 22:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $28.67 $286,700.00
Disclosure

SEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,651,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:16 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $29.91 $5,234.25
Disclosure

SEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,775

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:16 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $29.91 $5,234.25
Disclosure

SEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,775

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:16 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $29.91 $5,234.25
Disclosure

SEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,775

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:16 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $29.91 $5,234.25
Disclosure

SEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,775

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:16 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $29.91 $299,100.00
Disclosure

SEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,661,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 22:04 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $28.77 $5,034.75
Disclosure

SEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 23,950

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 22:04 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $28.77 $5,034.75
Disclosure

SEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 23,950

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 22:04 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $28.77 $5,034.75
Disclosure

SEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 23,950

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 22:04 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $28.77 $5,034.75
Disclosure

SEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 23,950

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 22:04 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $28.77 $287,700.00
Disclosure

SEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,671,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 21:07 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 GiftCommon Stock 17,000 $29.16 $495,720.00
Disclosure

SEC source: 0001437749-24-035489 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,681,905

F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.

F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on November 14, 2024, the date the gifting of shares were transacted.

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October 17, 2024 Filed Oct 18, 2024 20:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $30.87 $5,402.25
Disclosure

SEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 24,125

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $30.87 $5,402.25
Disclosure

SEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 24,125

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $30.87 $5,402.25
Disclosure

SEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 24,125

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $30.87 $5,402.25
Disclosure

SEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 24,125

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:12 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $30.87 $308,700.00
Disclosure

SEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,698,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
September 17, 2024 Filed Sep 17, 2024 21:03 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $31.74 $5,554.50
Disclosure

SEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 24,300

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
September 17, 2024 Filed Sep 17, 2024 21:03 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $31.74 $5,554.50
Disclosure

SEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 24,300

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
September 17, 2024 Filed Sep 17, 2024 21:03 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $31.74 $5,554.50
Disclosure

SEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 24,300

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
September 17, 2024 Filed Sep 17, 2024 21:03 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $31.74 $5,554.50
Disclosure

SEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 24,300

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
September 17, 2024 Filed Sep 17, 2024 21:03 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $31.74 $317,400.00
Disclosure

SEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,708,905

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
August 30, 2024 Filed Aug 30, 2024 21:05 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 61,664 $31.48 $1,941,182.72
Disclosure

SEC source: 0001437749-24-028156 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,718,905

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 30, 2024.

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August 30, 2024 Filed Aug 30, 2024 21:05 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Exercise / conversionCommon Stock 68,250 $31.48 $2,148,510.00
Disclosure

SEC source: 0001437749-24-028156 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,780,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of performance-based stock units, previously granted on August 3, 2021, that were earned and subsequently vested and issued on August 30, 2024.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 21:24 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $30.36 $5,313.00
Disclosure

SEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 24,475

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 21:24 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $30.36 $5,313.00
Disclosure

SEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 6

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari

Disclosed balance after: 24,475

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 21:24 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $30.36 $5,313.00
Disclosure

SEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 5

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari

Disclosed balance after: 24,475

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 21:24 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $30.36 $5,313.00
Disclosure

SEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 4

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari

Disclosed balance after: 24,475

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 21:24 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 10,000 $30.36 $303,600.00
Disclosure

SEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,712,319

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document
August 09, 2024 Filed Aug 9, 2024 20:54 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 3,443 $30.33 $104,426.19
Disclosure

SEC source: 0001437749-24-025906 · rdgdoc.xml · nonDerivative · entry 3

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,722,319

F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2024.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:54 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 Tax withholdingCommon Stock 2,347 $30.19 $70,855.93
Disclosure

SEC source: 0001437749-24-025906 · rdgdoc.xml · nonDerivative · entry 2

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,725,762

F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2024.

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August 07, 2024 Filed Aug 9, 2024 20:54 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 GrantCommon Stock 12,916 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-025906 · rdgdoc.xml · nonDerivative · entry 1

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,728,109

F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 7, 2025.

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July 17, 2024 Filed Jul 19, 2024 20:22 UTC ETHAN ALLEN INTERIORS INC ETD · Entity 1199 SaleCommon Stock 175 $31.05 $5,433.75
Disclosure

SEC source: 0001437749-24-023083 · rdgdoc.xml · nonDerivative · entry 7

KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Disclosed balance after: 24,650

F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on July 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.