Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ETHAN ALLEN INTERIORS INCETD · Entity 1199 | Director · Chairman, President & CEO | September 11, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ETHAN ALLEN INTERIORS INC
Report date September 11, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,466,299 |
Ending reported balance
After 2026-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-11 · Exercise / conversion · Acquired 7,973 · Balance 1,473,503 F1: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026. Row 2 · 2026-09-11 · Tax withholding · Disposed 7,204 · Balance 1,466,299 F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026. |
| Common StockSEC Table I · non-derivative | IndirectShares held by spouse | 15,364 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,364 |
| Common StockSEC Table I · non-derivative | IndirectShares held in 401(k) plan | 8,549.49 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 8,549.49 |
| Common StockSEC Table I · non-derivative | IndirectGrandchildren's trust accounts | 88,320 |
Reported balance
Holding disclosure · report date 2026-09-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 88,320 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.
F2: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2025 Filed Apr 18, 2025 01:10 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $26.31 | $4,604.25 |
DisclosureSEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 23,075 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 01:10 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $26.31 | $4,604.25 |
DisclosureSEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 23,075 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| April 17, 2025 Filed Apr 18, 2025 01:10 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $26.31 | $263,100.00 |
DisclosureSEC source: 0001437749-25-012317 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,621,905 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on April 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 21:46 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $26.70 | $4,672.50 |
DisclosureSEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 23,250 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 21:46 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $26.70 | $4,672.50 |
DisclosureSEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Disclosed balance after: 23,250 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 21:46 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $26.70 | $4,672.50 |
DisclosureSEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 23,250 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 21:46 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $26.70 | $4,672.50 |
DisclosureSEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 23,250 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 21:46 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $26.70 | $267,000.00 |
DisclosureSEC source: 0001437749-25-008053 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,631,905 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on March 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 02:34 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $29.27 | $5,122.25 |
DisclosureSEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 23,425 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 02:34 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $29.27 | $5,122.25 |
DisclosureSEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Disclosed balance after: 23,425 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 02:34 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $29.27 | $5,122.25 |
DisclosureSEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 23,425 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 02:34 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $29.27 | $5,122.25 |
DisclosureSEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 23,425 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 02:34 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $29.27 | $292,700.00 |
DisclosureSEC source: 0001437749-25-004278 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,641,905 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on February 18, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 22:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $28.67 | $5,017.25 |
DisclosureSEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 23,600 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 22:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $28.67 | $5,017.25 |
DisclosureSEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Disclosed balance after: 23,600 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 22:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $28.67 | $5,017.25 |
DisclosureSEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 23,600 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 22:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $28.67 | $5,017.25 |
DisclosureSEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 23,600 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 22:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $28.67 | $286,700.00 |
DisclosureSEC source: 0001437749-25-001407 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,651,905 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on January 17, 2025, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 21:16 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $29.91 | $5,234.25 |
DisclosureSEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 23,775 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 21:16 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $29.91 | $5,234.25 |
DisclosureSEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Disclosed balance after: 23,775 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 21:16 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $29.91 | $5,234.25 |
DisclosureSEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 23,775 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 21:16 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $29.91 | $5,234.25 |
DisclosureSEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 23,775 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 21:16 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $29.91 | $299,100.00 |
DisclosureSEC source: 0001437749-24-037844 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,661,905 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on December 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 22:04 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $28.77 | $5,034.75 |
DisclosureSEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 23,950 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 22:04 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $28.77 | $5,034.75 |
DisclosureSEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Disclosed balance after: 23,950 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 22:04 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $28.77 | $5,034.75 |
DisclosureSEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 23,950 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 22:04 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $28.77 | $5,034.75 |
DisclosureSEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 23,950 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| November 18, 2024 Filed Nov 18, 2024 22:04 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $28.77 | $287,700.00 |
DisclosureSEC source: 0001437749-24-035642 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,671,905 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on November 18, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 21:07 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | GiftCommon Stock | 17,000 | $29.16 | $495,720.00 |
DisclosureSEC source: 0001437749-24-035489 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,681,905 F1 · shares: These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation. F2 · price: The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on November 14, 2024, the date the gifting of shares were transacted. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $30.87 | $5,402.25 |
DisclosureSEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 24,125 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $30.87 | $5,402.25 |
DisclosureSEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Disclosed balance after: 24,125 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $30.87 | $5,402.25 |
DisclosureSEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 24,125 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $30.87 | $5,402.25 |
DisclosureSEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 24,125 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:12 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $30.87 | $308,700.00 |
DisclosureSEC source: 0001437749-24-031555 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,698,905 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| September 17, 2024 Filed Sep 17, 2024 21:03 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $31.74 | $5,554.50 |
DisclosureSEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 24,300 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| September 17, 2024 Filed Sep 17, 2024 21:03 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $31.74 | $5,554.50 |
DisclosureSEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Disclosed balance after: 24,300 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| September 17, 2024 Filed Sep 17, 2024 21:03 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $31.74 | $5,554.50 |
DisclosureSEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 24,300 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| September 17, 2024 Filed Sep 17, 2024 21:03 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $31.74 | $5,554.50 |
DisclosureSEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 24,300 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| September 17, 2024 Filed Sep 17, 2024 21:03 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $31.74 | $317,400.00 |
DisclosureSEC source: 0001437749-24-029389 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,708,905 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on September 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| August 30, 2024 Filed Aug 30, 2024 21:05 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | Tax withholdingCommon Stock | 61,664 | $31.48 | $1,941,182.72 |
DisclosureSEC source: 0001437749-24-028156 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,718,905 F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 30, 2024. Read SEC document |
| August 30, 2024 Filed Aug 30, 2024 21:05 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | Exercise / conversionCommon Stock | 68,250 | $31.48 | $2,148,510.00 |
DisclosureSEC source: 0001437749-24-028156 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,780,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of performance-based stock units, previously granted on August 3, 2021, that were earned and subsequently vested and issued on August 30, 2024. Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 21:24 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $30.36 | $5,313.00 |
DisclosureSEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 24,475 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 21:24 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $30.36 | $5,313.00 |
DisclosureSEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 6 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Disclosed balance after: 24,475 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 21:24 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $30.36 | $5,313.00 |
DisclosureSEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 5 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Zavier Irfan Kathwari Disclosed balance after: 24,475 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 21:24 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $30.36 | $5,313.00 |
DisclosureSEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 4 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Kolhai Gibran Kathwari Disclosed balance after: 24,475 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 21:24 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 10,000 | $30.36 | $303,600.00 |
DisclosureSEC source: 0001437749-24-027249 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,712,319 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on August 19, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
| August 09, 2024 Filed Aug 9, 2024 20:54 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | Tax withholdingCommon Stock | 3,443 | $30.33 | $104,426.19 |
DisclosureSEC source: 0001437749-24-025906 · rdgdoc.xml · nonDerivative · entry 3 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,722,319 F3 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2024. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 20:54 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | Tax withholdingCommon Stock | 2,347 | $30.19 | $70,855.93 |
DisclosureSEC source: 0001437749-24-025906 · rdgdoc.xml · nonDerivative · entry 2 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,725,762 F2 · shares: Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2024. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:54 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | GrantCommon Stock | 12,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-025906 · rdgdoc.xml · nonDerivative · entry 1 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,728,109 F1 · shares: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 7, 2025. Read SEC document |
| July 17, 2024 Filed Jul 19, 2024 20:22 UTC | ETHAN ALLEN INTERIORS INC ETD · Entity 1199 | SaleCommon Stock | 175 | $31.05 | $5,433.75 |
DisclosureSEC source: 0001437749-24-023083 · rdgdoc.xml · nonDerivative · entry 7 KATHWARI M FAROOQ · CIK 0001217614 · Director · Chairman, President & CEO · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Disclosed balance after: 24,650 F1 · kind: This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on July 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.