Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director · Executive Chairman | April 30, 2021 | May 04, 2021 |
| CONOCOPHILLIPSCOP · Entity 658 | Director | April 29, 2022 | May 03, 2022 |
| PPG INDUSTRIES INCPPG · Entity 3193 | Director | September 12, 2022 | September 13, 2022 |
| RTX CorpUTX · Entity 2823 | Director | April 29, 2019 | May 01, 2019 |
| UNITED STATES STEEL CORPX · Entity 78343 | Director | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date April 30, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,560 |
Ending reported balance
After 2021-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-30 · Exercise / conversion · Acquired 46,625 · Balance 46,625 F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Row 2 · 2021-04-30 · Tax withholding · Disposed 16,065 · Balance 30,560 |
| Restricted Stock Unit RSUSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-30 · Exercise / conversion · Disposed 46,625 · Balance 0 F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2: The reporting person was granted these RSUs on May 14, 2020 F3: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.
F2: The reporting person was granted these RSUs on May 14, 2020
F3: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021.
CONOCOPHILLIPS
Report date April 29, 2022 · Filed May 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 50,804.9589 |
Reported balance
After 2022-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-04-29 · Grant · Acquired 136 · Balance 50,804.9589 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.
F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
PPG INDUSTRIES INC
Report date September 12, 2022 · Filed September 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,222.6429 |
Reported balance
After 2022-09-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-09-12 · Grant · Acquired 72.8747 · Balance 24,222.6429 F1: The security converts to common stock on a one-for-one basis. F2: After termination of service as a Director of PPG Industries, Inc. F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to common stock on a one-for-one basis.
F2: After termination of service as a Director of PPG Industries, Inc.
F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors.
RTX Corp
Report date April 29, 2019 · Filed May 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 53,680.0239 |
Reported balance
After 2019-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-29 · Grant · Acquired 2,357.163 · Balance 53,680.0239 F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
UNITED STATES STEEL CORP
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| United States Steel Corporation Common StockSEC Table I · non-derivative | Direct | 49,977.485 |
Reported balance
After 2025-04-30 transaction · row 1
1 source rowRow 1 · 2025-04-30 · Tax withholding · Disposed 26 · Balance 49,977.485 F1: This line reflects the tax withholding on the vesting of RSUs granted on April 30, 2024, under the Corporation's Non-Employee Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: This line reflects the tax withholding on the vesting of RSUs granted on April 30, 2024, under the Corporation's Non-Employee Director Compensation Policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2019 Filed Apr 19, 2019 17:27 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionPhantom Stock Units · Derivative | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025341 · doc4.xml · derivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,963.5156 Underlying: Common Stock · 1,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. Read SEC document |
| April 17, 2019 Filed Apr 19, 2019 17:27 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionRestricted Stock Units · Derivative | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025341 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the vesting of restricted stock units on April 17, 2019, which were granted to the reporting person on April 19, 2018, the reporting person deferred the receipt of 1,227 shares of common stock and received instead 1,227 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,227 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.exercise_date: Upon the vesting of restricted stock units on April 17, 2019, which were granted to the reporting person on April 19, 2018, the reporting person deferred the receipt of 1,227 shares of common stock and received instead 1,227 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,227 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.expiration_date: Upon the vesting of restricted stock units on April 17, 2019, which were granted to the reporting person on April 19, 2018, the reporting person deferred the receipt of 1,227 shares of common stock and received instead 1,227 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,227 shares of common stock in exchange for an equal number of shares in phantom stock. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 20:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 182 | $67.56 | $12,295.92 |
DisclosureSEC source: 0001209191-19-022015 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,551.5568 Underlying: Common Stock · 182 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 18:47 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 68.6418 | $111.15 | $7,629.54 |
DisclosureSEC source: 0001209191-19-019080 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,736.5156 Underlying: Common Stock · 68.6418 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 20:17 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 180 | $68.43 | $12,316.50 |
DisclosureSEC source: 0001209191-19-014919 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,249.2054 Underlying: Common Stock · 180 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 23:01 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 184 | $67.11 | $12,347.32 |
DisclosureSEC source: 0001209191-19-006574 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,069.2054 Underlying: Common Stock · 184 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:01 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 3,320 | $66.27 | $220,016.40 |
DisclosureSEC source: 0001209191-19-004175 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,885.2054 Underlying: Common Stock · 3,320 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 19:23 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 331.891 | $101.69 | $33,750.00 |
DisclosureSEC source: 0001209191-19-000764 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,667.8738 Underlying: Common Stock · 331.891 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:43 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 198 | $62.21 | $12,317.09 |
DisclosureSEC source: 0001209191-19-000095 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,565.2054 Underlying: Common Stock · 198 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:36 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 71.8705 | $103.46 | $7,435.72 |
DisclosureSEC source: 0001209191-18-062609 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,335.9828 Underlying: Common Stock · 71.8705 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 22:37 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 186 | $66.19 | $12,310.41 |
DisclosureSEC source: 0001209191-18-060633 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,265.0851 Underlying: Common Stock · 186 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 23:23 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 174 | $70.79 | $12,316.59 |
DisclosureSEC source: 0001209191-18-056839 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,079.0851 Underlying: Common Stock · 174 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:51 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 307.5171 | $109.75 | $33,750.00 |
DisclosureSEC source: 0001209191-18-052956 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,264.1123 Underlying: Common Stock · 307.5171 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:04 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 158 | $78.00 | $12,324.00 |
DisclosureSEC source: 0001209191-18-052721 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,905.0851 Underlying: Common Stock · 158 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 19:06 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 64.7776 | $112.03 | $7,257.03 |
DisclosureSEC source: 0001209191-18-050804 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,956.5952 Underlying: Common Stock · 64.7776 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 18:05 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 168 | $73.25 | $12,306.42 |
DisclosureSEC source: 0001209191-18-049168 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,660.5108 Underlying: Common Stock · 168 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 22:08 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 170 | $72.33 | $12,295.74 |
DisclosureSEC source: 0001209191-18-044803 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,492.5108 Underlying: Common Stock · 170 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 18:27 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 328.6911 | $102.68 | $33,750.00 |
DisclosureSEC source: 0001209191-18-040764 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891.8176 Underlying: Common Stock · 328.6911 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:50 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 177 | $69.67 | $12,331.59 |
DisclosureSEC source: 0001209191-18-040396 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,322.5108 Underlying: Common Stock · 177 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 16:44 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 64.008 | $103.53 | $6,626.75 |
DisclosureSEC source: 0001209191-18-037382 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,563.1265 Underlying: Common Stock · 64.008 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 19:37 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 182 | $67.64 | $12,310.48 |
DisclosureSEC source: 0001209191-18-034620 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,054.0529 Underlying: Common Stock · 182 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 30, 2018 Filed May 1, 2018 21:26 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 188 | $65.45 | $12,305.07 |
DisclosureSEC source: 0001209191-18-027163 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,872.0529 Underlying: Common Stock · 188 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 30, 2018 Filed May 1, 2018 20:34 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,704.9521 | $120.15 | $324,999.99 |
DisclosureSEC source: 0001225208-18-008360 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,174.8263 Underlying: Common Stock · 2,704.9521 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 18:29 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 307.8256 | $109.64 | $33,750.00 |
DisclosureSEC source: 0001209191-18-025680 · doc4.xml · derivative · entry 4 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,499.1185 Underlying: Common Stock · 307.8256 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F6 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 18:29 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantRestricted Stock Units · Derivative | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025680 · doc4.xml · derivative · entry 3 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227 Underlying: Common Stock · 1,227 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PPG Common Stock. F5 · derivative.exercise_date: The restricted stock units vest on April 17, 2019. F5 · derivative.expiration_date: The restricted stock units vest on April 17, 2019. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 18:29 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionPhantom Stock Units · Derivative | 1,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025680 · doc4.xml · derivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,191.2929 Underlying: Common Stock · 1,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 18:29 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionRestricted Stock Units · Derivative | 1,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025680 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the vesting of restricted stock units on April 18, 2018, which were granted to the reporting person on April 20, 2017, the reporting person deferred the receipt of 1,274 shares of common stock and received instead 1,274 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,274 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.exercise_date: Upon the vesting of restricted stock units on April 18, 2018, which were granted to the reporting person on April 20, 2017, the reporting person deferred the receipt of 1,274 shares of common stock and received instead 1,274 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,274 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.expiration_date: Upon the vesting of restricted stock units on April 18, 2018, which were granted to the reporting person on April 20, 2017, the reporting person deferred the receipt of 1,274 shares of common stock and received instead 1,274 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,274 shares of common stock in exchange for an equal number of shares in phantom stock. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:51 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 208 | $59.17 | $12,306.32 |
DisclosureSEC source: 0001209191-18-022440 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,684.0529 Underlying: Common Stock · 208 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:45 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 50.7748 | $116.46 | $5,913.23 |
DisclosureSEC source: 0001209191-18-019584 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,917.2929 Underlying: Common Stock · 50.7748 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 222 | $55.44 | $12,307.68 |
DisclosureSEC source: 0001209191-18-015480 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,365.0096 Underlying: Common Stock · 222 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:09 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 210 | $58.76 | $12,339.60 |
DisclosureSEC source: 0001209191-18-006641 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,143.0096 Underlying: Common Stock · 210 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:02 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 3,697 | $59.51 | $220,008.47 |
DisclosureSEC source: 0001209191-18-004146 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,933.0096 Underlying: Common Stock · 3,697 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 223 | $55.19 | $12,306.26 |
DisclosureSEC source: 0001209191-18-000329 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,236.0096 Underlying: Common Stock · 223 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 23:00 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 50.8271 | $115.89 | $5,890.35 |
DisclosureSEC source: 0001209191-17-065740 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,866.5181 Underlying: Common Stock · 50.8271 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 15:28 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 241 | $51.22 | $12,342.82 |
DisclosureSEC source: 0001209191-17-063391 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,928.9458 Underlying: Common Stock · 241 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:06 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 240 | $51.32 | $12,315.60 |
DisclosureSEC source: 0001209191-17-058810 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,687.9458 Underlying: Common Stock · 240 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 247 | $49.86 | $12,314.21 |
DisclosureSEC source: 0001209191-17-054930 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,447.9458 Underlying: Common Stock · 247 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 17:50 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 54.9781 | $106.69 | $5,865.61 |
DisclosureSEC source: 0001209191-17-052766 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,815.691 Underlying: Common Stock · 54.9781 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:26 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 281 | $43.84 | $12,317.64 |
DisclosureSEC source: 0001209191-17-051237 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,107.1169 Underlying: Common Stock · 281 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 14:34 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 270 | $45.53 | $12,293.78 |
DisclosureSEC source: 0001209191-17-047030 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,826.1169 Underlying: Common Stock · 270 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:49 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 279 | $44.14 | $12,315.06 |
DisclosureSEC source: 0001209191-17-043435 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,556.1169 Underlying: Common Stock · 279 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 19:51 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 47.1674 | $110.14 | $5,195.02 |
DisclosureSEC source: 0001209191-17-039418 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,760.7129 Underlying: Common Stock · 47.1674 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:57 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 263 | $44.48 | $11,696.93 |
DisclosureSEC source: 0001209191-17-037079 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,188.9356 Underlying: Common Stock · 263 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:57 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 243 | $48.03 | $11,671.29 |
DisclosureSEC source: 0001209191-17-029111 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,925.9356 Underlying: Common Stock · 243 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:34 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,794.0165 | $116.32 | $325,000.00 |
DisclosureSEC source: 0001225208-17-008410 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,398.6521 Underlying: Common Stock · 2,794.0165 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 17:06 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantRestricted Stock Units · Derivative | 1,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027802 · doc4.xml · derivative · entry 3 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274 Underlying: Common Stock · 1,274 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PPG Common Stock. F6 · derivative.exercise_date: The restricted stock units vest on April 18, 2018. F6 · derivative.expiration_date: The restricted stock units vest on April 18, 2018. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:06 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionPhantom Stock Units · Derivative | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027802 · doc4.xml · derivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,713.5455 Underlying: Common Stock · 1,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F4 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:06 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionRestricted Stock Units · Derivative | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027802 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the vesting of restricted stock units on April 19, 2017, which were granted to the reporting person on April 21, 2016, the reporting person deferred the receipt of 1,214 shares of common stock and received instead 1,214 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,214 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.exercise_date: Upon the vesting of restricted stock units on April 19, 2017, which were granted to the reporting person on April 21, 2016, the reporting person deferred the receipt of 1,214 shares of common stock and received instead 1,214 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,214 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.expiration_date: Upon the vesting of restricted stock units on April 19, 2017, which were granted to the reporting person on April 21, 2016, the reporting person deferred the receipt of 1,214 shares of common stock and received instead 1,214 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,214 shares of common stock in exchange for an equal number of shares in phantom stock. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:17 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 236 | $49.54 | $11,690.38 |
DisclosureSEC source: 0001209191-17-025226 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,682.9356 Underlying: Common Stock · 236 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 18:18 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 45.7159 | $102.09 | $4,667.14 |
DisclosureSEC source: 0001209191-17-020097 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,499.5455 Underlying: Common Stock · 45.7159 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.