Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director · Executive Chairman | April 30, 2021 | May 04, 2021 |
| CONOCOPHILLIPSCOP · Entity 658 | Director | April 29, 2022 | May 03, 2022 |
| PPG INDUSTRIES INCPPG · Entity 3193 | Director | September 12, 2022 | September 13, 2022 |
| RTX CorpUTX · Entity 2823 | Director | April 29, 2019 | May 01, 2019 |
| UNITED STATES STEEL CORPX · Entity 78343 | Director | April 30, 2025 | May 01, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date April 30, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,560 |
Ending reported balance
After 2021-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-30 · Exercise / conversion · Acquired 46,625 · Balance 46,625 F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Row 2 · 2021-04-30 · Tax withholding · Disposed 16,065 · Balance 30,560 |
| Restricted Stock Unit RSUSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-30 · Exercise / conversion · Disposed 46,625 · Balance 0 F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2: The reporting person was granted these RSUs on May 14, 2020 F3: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.
F2: The reporting person was granted these RSUs on May 14, 2020
F3: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021.
CONOCOPHILLIPS
Report date April 29, 2022 · Filed May 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 50,804.9589 |
Reported balance
After 2022-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-04-29 · Grant · Acquired 136 · Balance 50,804.9589 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.
F3: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
PPG INDUSTRIES INC
Report date September 12, 2022 · Filed September 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,222.6429 |
Reported balance
After 2022-09-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-09-12 · Grant · Acquired 72.8747 · Balance 24,222.6429 F1: The security converts to common stock on a one-for-one basis. F2: After termination of service as a Director of PPG Industries, Inc. F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to common stock on a one-for-one basis.
F2: After termination of service as a Director of PPG Industries, Inc.
F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors.
RTX Corp
Report date April 29, 2019 · Filed May 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 53,680.0239 |
Reported balance
After 2019-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-29 · Grant · Acquired 2,357.163 · Balance 53,680.0239 F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
UNITED STATES STEEL CORP
Report date April 30, 2025 · Filed May 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| United States Steel Corporation Common StockSEC Table I · non-derivative | Direct | 49,977.485 |
Reported balance
After 2025-04-30 transaction · row 1
1 source rowRow 1 · 2025-04-30 · Tax withholding · Disposed 26 · Balance 49,977.485 F1: This line reflects the tax withholding on the vesting of RSUs granted on April 30, 2024, under the Corporation's Non-Employee Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: This line reflects the tax withholding on the vesting of RSUs granted on April 30, 2024, under the Corporation's Non-Employee Director Compensation Policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 15, 2021 Filed Jan 20, 2021 21:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 4,793 | $45.90 | $220,010.68 |
DisclosureSEC source: 0001209191-21-004331 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,263.0819 Underlying: Common Stock · 4,793 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:37 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 238.8366 | $141.31 | $33,750.00 |
DisclosureSEC source: 0001209191-21-000837 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,091.2237 Underlying: Common Stock · 238.8366 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 293 | $39.95 | $11,705.35 |
DisclosureSEC source: 0001209191-21-000857 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,470.0819 Underlying: Common Stock · 293 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 20:00 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 80.8791 | $142.93 | $11,560.05 |
DisclosureSEC source: 0001209191-20-063435 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,852.3871 Underlying: Common Stock · 80.8791 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 19:12 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 287 | $40.79 | $11,706.73 |
DisclosureSEC source: 0001209191-20-061056 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,779.3 Underlying: Common Stock · 287 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 16:17 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 413 | $28.30 | $11,687.90 |
DisclosureSEC source: 0001209191-20-056525 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,492.3 Underlying: Common Stock · 413 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:09 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 277.1391 | $121.78 | $33,750.00 |
DisclosureSEC source: 0001209191-20-053246 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,771.508 Underlying: Common Stock · 277.1391 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 18:27 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 355 | $32.92 | $11,685.71 |
DisclosureSEC source: 0001209191-20-052986 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,079.3 Underlying: Common Stock · 355 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 16:49 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 89.3951 | $127.10 | $11,362.12 |
DisclosureSEC source: 0001209191-20-050395 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,494.3689 Underlying: Common Stock · 89.3951 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 12:57 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 308 | $38.01 | $11,707.08 |
DisclosureSEC source: 0001209191-20-049019 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,320.2619 Underlying: Common Stock · 308 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 14:30 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 315 | $37.15 | $11,703.04 |
DisclosureSEC source: 0001209191-20-044595 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,012.2619 Underlying: Common Stock · 315 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 17:44 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 317.3484 | $106.35 | $33,750.00 |
DisclosureSEC source: 0001209191-20-040923 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,404.9738 Underlying: Common Stock · 317.3484 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 14:48 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 283 | $41.31 | $11,691.44 |
DisclosureSEC source: 0001209191-20-039569 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,697.2619 Underlying: Common Stock · 283 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:13 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 103.4761 | $101.63 | $10,516.28 |
DisclosureSEC source: 0001209191-20-036963 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,078.6254 Underlying: Common Stock · 103.4761 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| June 12, 2020 Filed Jul 6, 2020 14:43 UTC Amendment | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 103.4761 | $101.63 | $10,516.28 |
DisclosureSEC source: 0001209191-20-040874 · doc4a.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,087.6254 Underlying: Common Stock · 103.4761 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: This amendment is being filed to correct the total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors as of the date of the transaction. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 17:49 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 277 | $42.22 | $11,695.63 |
DisclosureSEC source: 0001209191-20-033394 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,071.7775 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| May 14, 2020 Filed May 18, 2020 22:02 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 165,200 | $16.55 Strike: $16.55 | $2,734,060.00 |
DisclosureSEC source: 0001225208-20-007970 · doc4.xml · derivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,200 Underlying: Common Stock · 165,200 shares Expires 2030-05-13 F2 · balance_after: The reporting person was awarded these SARs under the Carrier Global Corporation 2020 Long-Term Incentive Plan. As indicated in the table, these SARs vest after a three-year period and have an exercise price of $16.55. Read SEC document |
| May 14, 2020 Filed May 18, 2020 22:02 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Unit RSU · Derivative | 46,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-007970 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,240 Underlying: Common Stock · 46,240 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock after the three-year vesting period. F1 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock after the three-year vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock after the three-year vesting period. Read SEC document |
| April 30, 2020 Filed May 4, 2020 21:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 292 | $42.21 | $12,325.32 |
DisclosureSEC source: 0001209191-20-026881 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,794.7775 Underlying: Common Stock · 292 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 23:33 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantRestricted Stock Units · Derivative | 1,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024964 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636 Underlying: Common Stock · 1,636 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PPG Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on April 14, 2021. F2 · derivative.expiration_date: The restricted stock units vest on April 14, 2021. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 23:36 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 379.64 | $88.90 | $33,750.00 |
DisclosureSEC source: 0001209191-20-024967 · doc4.xml · derivative · entry 3 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,984.1493 Underlying: Common Stock · 379.64 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F4 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 23:36 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionPhantom Stock Units · Derivative | 1,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024967 · doc4.xml · derivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,604.5093 Underlying: Common Stock · 1,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 23:36 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | Exercise / conversionRestricted Stock Units · Derivative | 1,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024967 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the vesting of restricted stock units on April 15, 2020, which were granted to the reporting person on April 18, 2019, the reporting person deferred the receipt of 1,207 shares of common stock and received instead 1,207 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,207 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.exercise_date: Upon the vesting of restricted stock units on April 15, 2020, which were granted to the reporting person on April 18, 2019, the reporting person deferred the receipt of 1,207 shares of common stock and received instead 1,207 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,207 shares of common stock in exchange for an equal number of shares in phantom stock. F1 · derivative.expiration_date: Upon the vesting of restricted stock units on April 15, 2020, which were granted to the reporting person on April 18, 2019, the reporting person deferred the receipt of 1,207 shares of common stock and received instead 1,207 shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,207 shares of common stock in exchange for an equal number of shares in phantom stock. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 15:57 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 399 | $30.82 | $12,295.19 |
DisclosureSEC source: 0001209191-20-022401 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,502.7775 Underlying: Common Stock · 399 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 21:00 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 104.9475 | $89.90 | $9,434.78 |
DisclosureSEC source: 0001209191-20-018942 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,397.5093 Underlying: Common Stock · 104.9475 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:56 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 263 | $46.78 | $12,303.14 |
DisclosureSEC source: 0001209191-20-014878 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,811.025 Underlying: Common Stock · 263 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 20:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 206 | $59.76 | $12,311.08 |
DisclosureSEC source: 0001209191-20-006248 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,548.025 Underlying: Common Stock · 206 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 17:07 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantUnited States Steel Corporation | 12,773.883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004080 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,017.877 F1 · kind: Shares awarded pursuant to the Corporation's Non-Employee Director Deferred Compensation Program through a transaction exempt under Rule 16b-3. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 3,391 | $64.89 | $220,025.04 |
DisclosureSEC source: 0001209191-20-003884 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,342.025 Underlying: Common Stock · 3,391 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 14:40 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 256.459 | $131.60 | $33,750.00 |
DisclosureSEC source: 0001209191-20-001492 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,292.5618 Underlying: Common Stock · 256.459 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:15 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 191 | $64.54 | $12,326.19 |
DisclosureSEC source: 0001209191-20-000273 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,951.025 Underlying: Common Stock · 191 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 18:33 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 69.293 | $133.76 | $9,268.63 |
DisclosureSEC source: 0001209191-19-060583 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,036.1028 Underlying: Common Stock · 69.293 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 18:58 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 206 | $59.86 | $12,331.68 |
DisclosureSEC source: 0001209191-19-058650 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,558.352 Underlying: Common Stock · 206 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 21:28 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 225 | $54.66 | $12,299.51 |
DisclosureSEC source: 0001209191-19-054755 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,352.352 Underlying: Common Stock · 225 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 16:08 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 288.7824 | $116.87 | $33,750.00 |
DisclosureSEC source: 0001209191-19-051459 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,966.8098 Underlying: Common Stock · 288.7824 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:10 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 215 | $57.30 | $12,319.50 |
DisclosureSEC source: 0001209191-19-051634 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,127.352 Underlying: Common Stock · 215 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 17:53 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 76.8309 | $118.21 | $9,082.18 |
DisclosureSEC source: 0001209191-19-049429 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,678.0274 Underlying: Common Stock · 76.8309 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 19:06 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 236 | $52.28 | $12,338.08 |
DisclosureSEC source: 0001209191-19-048136 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,744.5247 Underlying: Common Stock · 236 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 18:54 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 209 | $59.06 | $12,343.54 |
DisclosureSEC source: 0001209191-19-043968 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,508.5247 Underlying: Common Stock · 209 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 17:40 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhamtom Stock Units · Derivative | 284.498 | $118.63 | $33,750.00 |
DisclosureSEC source: 0001209191-19-040058 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,601.1965 Underlying: Common Stock · 284.498 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 22:51 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 201 | $61.19 | $12,298.19 |
DisclosureSEC source: 0001209191-19-039856 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,299.5247 Underlying: Common Stock · 201 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 19:42 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 71.6044 | $116.99 | $8,377.00 |
DisclosureSEC source: 0001209191-19-036707 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,316.6985 Underlying: Common Stock · 71.6044 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| May 31, 2019 Filed May 31, 2019 17:11 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033694 · doc4.xml · nonDerivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,196.581 F2 · kind: Shares acquired under the terms of the United States Steel Corporation Non-Employee Director Stock Program. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 21:49 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 210 | $58.61 | $12,308.10 |
DisclosureSEC source: 0001209191-19-034029 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,956.5568 Underlying: Common Stock · 210 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| May 20, 2019 Filed May 31, 2019 17:11 UTC | UNITED STATES STEEL CORP X · Entity 78343 | PurchaseCommon Stock | 1,000 | $14.38 | $14,376.00 |
DisclosureSEC source: 0001209191-19-033694 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,196.581 F1 · price: The transaction was executed in multiple trades at prices ranging from $14.375 to $14.3769. The price reported in this column reflects a weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission, issuer or securityholder full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2019 Filed May 17, 2019 15:31 UTC | UNITED STATES STEEL CORP X · Entity 78343 | GrantCommon Stock | 6,196.581 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030820 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,196.581 F1 · kind: Shares awarded pursuant to the Corporation's Non-Employee Director Deferred Compensation Program through a transaction exempt under Rule 16b-3. Read SEC document |
| April 30, 2019 Filed May 2, 2019 14:51 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 195 | $63.26 | $12,335.70 |
DisclosureSEC source: 0001209191-19-026907 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,746.5568 Underlying: Common Stock · 195 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments. F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11. Read SEC document |
| April 29, 2019 Filed May 1, 2019 20:23 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,357.163 | $142.12 | $335,000.01 |
DisclosureSEC source: 0001225208-19-007486 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,680.0239 Underlying: Common Stock · 2,357.163 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 17:27 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantPhantom Stock Units · Derivative | 281.5785 | $119.86 | $33,750.00 |
DisclosureSEC source: 0001209191-19-025341 · doc4.xml · derivative · entry 3 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,245.0941 Underlying: Common Stock · 281.5785 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc. F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc. F4 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 18:38 UTC | PPG INDUSTRIES INC PPG · Entity 3193 | GrantRestricted Stock Units · Derivative | 1,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025446 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207 Underlying: Common Stock · 1,207 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PPG Common Stock. F2 · derivative.exercise_date: The restricted stock units vest on April 15, 2020. F2 · derivative.expiration_date: The restricted stock units vest on April 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.