Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIAT NETWORKS, INC.AVNW · Entity 6172 | Director | November 07, 2025 | November 12, 2025 |
| Broadcom Inc.AVGO · Entity 2789 | SVP & GM, Wireless Semicon Div | June 26, 2019 | June 28, 2019 |
| Broadcom LtdAVGO · Entity 167990 | SVP & GM, Wireless Semicon Div | March 20, 2018 | March 21, 2018 |
| MACOM Technology Solutions Holdings, Inc.MTSI · Entity 3267 | Director | March 06, 2026 | March 10, 2026 |
| Penguin Solutions, Inc.PENG · Entity 4377 | Director | February 07, 2025 | February 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIAT NETWORKS, INC.
Report date November 07, 2025 · Filed November 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,162 |
Reported balance
After 2025-11-07 transaction · row 1
1 source rowRow 1 · 2025-11-07 · Grant · Acquired 5,480 · Balance 25,162 F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date.
Broadcom Inc.
Report date June 26, 2019 · Filed June 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 70,090 |
Reported balance
After 2019-06-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-06-26 · Sale · Disposed 11,922 · Balance 70,090 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Includes 51,625 Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 51,625 Restricted Stock Units.
Broadcom Ltd
Report date March 20, 2018 · Filed March 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 77,936 |
Reported balance
After 2018-03-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-20 · Sale · Disposed 5,467 · Balance 77,936 F1: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs. F2: Includes 40,375 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSUs") grants, including the performance share unit ("PSUs") grants, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs and PSUs.
F2: Includes 40,375 RSUs.
MACOM Technology Solutions Holdings, Inc.
Report date March 06, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,747 |
Reported balance
After 2026-03-06 transaction · row 1
1 source rowRow 1 · 2026-03-06 · Grant · Acquired 776 · Balance 1,747 F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in full on March 6, 2027, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in full on March 6, 2027, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.
Penguin Solutions, Inc.
Report date February 07, 2025 · Filed February 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 52,495 |
Reported balance
After 2025-02-07 transaction · row 1
1 source rowRow 1 · 2025-02-07 · Grant · Acquired 8,397 · Balance 52,495 F1: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 16, 2018 17:12 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000035 · wf-form4_152123474748976.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,674 F5 · shares: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the 2009 Avago Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index. F3 · balance_after: Includes 52,250 Restricted Share Units. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:12 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000035 · wf-form4_152123474748976.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3 · balance_after: Includes 52,250 Restricted Share Units. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:12 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000035 · wf-form4_152123474748976.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2018, the third 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3 · balance_after: Includes 52,250 Restricted Share Units. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 18:06 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 9,396 | $259.81 | $2,441,165.36 |
DisclosureSEC source: 0001649338-18-000029 · wf-form4_152115159054011.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,799 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 52,250 RSUs Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 17:52 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-18-000014 · wf-form4_152106434287055.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,195 F1 · date: Award approved on March 13, 2018 with an effective grant date of March 15, 2018. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of March 15, 2018. F3 · balance_after: Includes 72,250 RSUs. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 20:23 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 1,182 | $264.38 | $312,493.61 |
DisclosureSEC source: 0001649338-17-000155 · wf-form4_151373300179518.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,695 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 64,750 RSUs. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:16 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 794 | $258.60 | $205,331.58 |
DisclosureSEC source: 0001649338-17-000139 · wf-form4_151277140447626.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,877 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 67,000 RSUs. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:56 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000131 · wf-form4_151260819206817.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,671 F1 · date: Award approved on December 4, 2017 with an effective grant date of December 15, 2017. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2017. F3 · balance_after: Includes 68,500 RSUs. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 17:49 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $35.45 | $0.00 |
DisclosureSEC source: 0001649338-17-000115 · wf-form4_150698095218163.xml · derivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares, no par value · 10,000 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 17:49 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 800 | $241.69 | $193,351.20 |
DisclosureSEC source: 0001649338-17-000115 · wf-form4_150698095218163.xml · nonDerivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,671 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $241.63 to $241.76 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 17:49 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 4,873 | $240.96 | $1,174,202.95 |
DisclosureSEC source: 0001649338-17-000115 · wf-form4_150698095218163.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,471 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $240.57 to $241.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 17:49 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 4,327 | $240.04 | $1,038,631.45 |
DisclosureSEC source: 0001649338-17-000115 · wf-form4_150698095218163.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,344 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $239.54 to $240.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 17:49 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 10,000 | $35.45 | $354,500.00 |
DisclosureSEC source: 0001649338-17-000115 · wf-form4_150698095218163.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $62.02 | $0.00 |
DisclosureSEC source: 0001649338-17-000111 · wf-form4_150551350277058.xml · derivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares, no par value · 30,000 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: Share price performance option (the "2014 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option will be fully vested on March 11, 2018. The exercisability requirements for the 2014 Option have been met. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 12,100 | $244.47 | $2,958,050.70 |
DisclosureSEC source: 0001649338-17-000111 · wf-form4_150551350277058.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,671 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $244.22 to $244.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 17,900 | $243.70 | $4,362,247.90 |
DisclosureSEC source: 0001649338-17-000111 · wf-form4_150551350277058.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,771 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $243.22 to $244.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 30,000 | $62.02 | $1,860,600.00 |
DisclosureSEC source: 0001649338-17-000111 · wf-form4_150551350277058.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 19:23 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $35.45 | $0.00 |
DisclosureSEC source: 0001649338-17-000101 · wf-form4_149851939816101.xml · derivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Ordinary Shares, no par value · 10,000 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2013 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2013 Option will be fully vested on March 12, 2017. The exercisability requirements for the 2013 Option have been met. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 19:23 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 900 | $245.60 | $221,038.20 |
DisclosureSEC source: 0001649338-17-000101 · wf-form4_149851939816101.xml · nonDerivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,671 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $245.19 to $246.10 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 19:23 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 6,576 | $244.76 | $1,609,554.91 |
DisclosureSEC source: 0001649338-17-000101 · wf-form4_149851939816101.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,571 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $244.16 to $245.09 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 19:23 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,524 | $243.80 | $615,341.10 |
DisclosureSEC source: 0001649338-17-000101 · wf-form4_149851939816101.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,147 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $243.11 to $244.10 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 19:23 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 10,000 | $35.45 | $354,500.00 |
DisclosureSEC source: 0001649338-17-000101 · wf-form4_149851939816101.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 19:22 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $62.02 | $0.00 |
DisclosureSEC source: 0001649338-17-000095 · wf-form4_149705054111683.xml · derivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Ordinary Shares, no par value · 30,000 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: Share price performance option (the "2014 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option will be fully vested on March 11, 2018. The exercisability requirements for the 2014 Option have been met. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 19:22 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 1,200 | $254.69 | $305,625.60 |
DisclosureSEC source: 0001649338-17-000095 · wf-form4_149705054111683.xml · nonDerivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,671 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $254.42 to $255.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 19:22 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 15,697 | $253.77 | $3,983,349.21 |
DisclosureSEC source: 0001649338-17-000095 · wf-form4_149705054111683.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,871 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $253.42 to $254.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 19:22 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 13,103 | $252.88 | $3,313,447.33 |
DisclosureSEC source: 0001649338-17-000095 · wf-form4_149705054111683.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,568 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $252.41 to $253.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 19:22 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 30,000 | $62.02 | $1,860,600.00 |
DisclosureSEC source: 0001649338-17-000095 · wf-form4_149705054111683.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 17:35 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 585 | $221.18 | $129,390.30 |
DisclosureSEC source: 0001649338-17-000066 · wf-form4_149021850541811.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,671 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 63,500 Restricted Share Units. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 20:18 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 586 | $223.52 | $130,982.72 |
DisclosureSEC source: 0001649338-17-000054 · wf-form4_149005547993334.xml · nonDerivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,256 F6 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: Includes 63,500 Restricted Share Units ("RSU"). Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 20:18 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 4,648 | $222.07 | $1,032,199.95 |
DisclosureSEC source: 0001649338-17-000054 · wf-form4_149005547993334.xml · nonDerivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,842 F5 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant RSU grants, including the Performance RSU, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F3 · balance_after: Includes 63,500 Restricted Share Units ("RSU"). Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:18 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 4,641 | $222.44 | $1,032,320.84 |
DisclosureSEC source: 0001649338-17-000054 · wf-form4_149005547993334.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,490 F5 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant RSU grants, including the Performance RSU, requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F3 · balance_after: Includes 63,500 Restricted Share Units ("RSU"). Read SEC document |
| March 15, 2017 Filed Mar 20, 2017 20:18 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000054 · wf-form4_149005547993334.xml · derivative · entry 7 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Ordinary Shares, no par value · 2,500 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2017, the first 25% of the Performance RSU vested. F4 · derivative.exercise_date: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2017, the first 25% of the Performance RSU vested. Read SEC document |
| March 15, 2017 Filed Mar 20, 2017 20:18 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000054 · wf-form4_149005547993334.xml · derivative · entry 6 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Ordinary Shares, no par value · 6,250 shares Expires 2019-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2017, the second 25% of the Performance RSU vested. F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2017, the second 25% of the Performance RSU vested. Read SEC document |
| March 15, 2017 Filed Mar 20, 2017 20:18 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000054 · wf-form4_149005547993334.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Performance RSU granted pursuant to the 2009 Avago Plan on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the Price Contingency has been met. On January 5, 2017, the Price Contingency was met, and on March 15, 2017, the first 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3 · balance_after: Includes 63,500 Restricted Share Units ("RSU"). Read SEC document |
| March 15, 2017 Filed Mar 20, 2017 20:18 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000054 · wf-form4_149005547993334.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan ("2009 Avago Plan") on March 15, 2015. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on March 15, 2019; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On April 1, 2016, the Price Contingency was met, and on March 15, 2017, the second 25% of the Performance RSU vested. F2 · price: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3 · balance_after: Includes 63,500 Restricted Share Units ("RSU"). Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:18 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,761 | $219.43 | $605,846.23 |
DisclosureSEC source: 0001649338-17-000038 · wf-form4_148944350543232.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,381 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $219.19 to $219.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 72,250 Restricted Share Units. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:18 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 10,698 | $218.50 | $2,337,513.00 |
DisclosureSEC source: 0001649338-17-000038 · wf-form4_148944350543232.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,142 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Transaction executed in multiple trades at prices ranging from $218.19 to $219.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 72,250 Restricted Share Units. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 17:22 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 13,207 | $220.00 | $2,905,553.21 |
DisclosureSEC source: 0001649338-17-000029 · wf-form4_148909815281786.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,840 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 72,250 RSUs. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 19:45 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000011 · wf-form4_148893390743409.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,047 F1 · date: Award approved on March 3, 2017 with an effective grant date of March 15, 2017. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of March 15, 2017. F3 · balance_after: Includes 98,916 RSUs. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 16:43 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $62.02 | $0.00 |
DisclosureSEC source: 0001649338-16-000155 · wf-form4_148287501398998.xml · derivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Ordinary Shares, no par value · 12,000 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Share price performance option (the "2014 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option will be fully vested on March 11, 2018. The exercisability requirements for the 2014 Option have been met. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 16:43 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 12,000 | $181.43 | $2,177,160.00 |
DisclosureSEC source: 0001649338-16-000155 · wf-form4_148287501398998.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,547 F2 · price: Transaction executed in multiple trades at prices ranging from $181.25 to $181.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 86,416 Restricted Share Units. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 16:43 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 12,000 | $62.02 | $744,240.00 |
DisclosureSEC source: 0001649338-16-000155 · wf-form4_148287501398998.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 86,416 Restricted Share Units. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 17:17 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 524 | $179.68 | $94,153.89 |
DisclosureSEC source: 0001649338-16-000131 · wf-form4_148218586013258.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,547 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 86,416 RSUs. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 17:54 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 783 | $164.92 | $129,133.14 |
DisclosureSEC source: 0001649338-16-000114 · wf-form4_148123764713429.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,071 F3 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant RSU grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F4 · balance_after: Includes 87,416 RSUs. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:54 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-16-000114 · wf-form4_148123764713429.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,854 F1 · date: Award approved on December 6, 2016 with an effective grant date of December 15, 2016. F2 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to one (1) Ordinary Share for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2016. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $62.02 | $0.00 |
DisclosureSEC source: 0001649338-16-000108 · wf-form4_147432310408250.xml · derivative · entry 6 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,000 Underlying: Ordinary Shares, no par value · 20,000 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: Share price performance option (the "2014 Option") granted pursuant to the Avago Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option will be fully vested on March 11, 2018. The exercisability requirements for the 2014 Option have been met. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,666 | $0.00 Strike: $35.45 | $0.00 |
DisclosureSEC source: 0001649338-16-000108 · wf-form4_147432310408250.xml · derivative · entry 5 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Ordinary Shares, no par value · 6,666 shares Expires 2020-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2013 Option will be fully vested on March 12, 2017. The exercisability requirements for the 2013 Option have been met. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,900 | $169.86 | $1,002,174.00 |
DisclosureSEC source: 0001649338-16-000108 · wf-form4_147432310408250.xml · nonDerivative · entry 4 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,854 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $169.40 to $170.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 83,916 Restricted Share Units. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 25,588 | $169.13 | $4,327,698.44 |
DisclosureSEC source: 0001649338-16-000108 · wf-form4_147432310408250.xml · nonDerivative · entry 3 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,754 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $168.40 to $169.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 83,916 Restricted Share Units. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:11 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 20,000 | $62.02 | $1,240,400.00 |
DisclosureSEC source: 0001649338-16-000108 · wf-form4_147432310408250.xml · nonDerivative · entry 2 Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 83,916 Restricted Share Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.