Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director | July 01, 2026 | July 06, 2026 |
| CARDINAL HEALTH INCCAH · Entity 3014 | Director | November 05, 2025 | November 06, 2025 |
| RTX CorpUTX · Entity 2823 | Special Advisor to Chmn/CEO | January 03, 2020 | January 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,724.852 |
Reported balance
After 2026-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 406 · Balance 11,724.852 F1: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units are convertible into common stock on a 1-for-1 basis.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director.
CARDINAL HEALTH INC
Report date November 05, 2025 · Filed November 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 22,868 |
Reported balance
After 2025-11-05 transaction · row 1
1 source rowRow 1 · 2025-11-05 · Grant · Acquired 1,067 · Balance 22,868 F1: Grant of restricted share units that will vest on November 5, 2026, except if the 2026 Annual Meeting of Shareholders is prior to November 5, 2026, then the restricted share units will vest on the date of the 2026 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted share units that will vest on November 5, 2026, except if the 2026 Annual Meeting of Shareholders is prior to November 5, 2026, then the restricted share units will vest on the date of the 2026 Annual Meeting of Shareholders.
RTX Corp
Report date January 03, 2020 · Filed January 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,311.3464 |
Ending reported balance
After 2020-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-03 · Exercise / conversion · Acquired 7,382 · Balance 63,591.3464 F1: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Row 2 · 2020-01-03 · Tax withholding · Disposed 2,280 · Balance 61,311.3464 |
| Restricted Stock Units RSUSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-01-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-03 · Exercise / conversion · Disposed 7,382 · Balance 0 F1: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F2: On January 3, 2017, the reporting person was granted 6,900 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 7,382 RSUs, which included accumulated dividend equivalents, vested. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,580 |
Reported balance
Holding disclosure · report date 2020-01-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,580 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
F2: On January 3, 2017, the reporting person was granted 6,900 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 7,382 RSUs, which included accumulated dividend equivalents, vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2018 Filed Nov 13, 2018 22:20 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-18-000119 · wf-form4_154214759179102.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,326 F2 · shares: Grant of RSUs that will vest on November 9, 2019, except if the 2019 Annual Meeting of Shareholders is prior to November 9, 2019, then the RSUs will vest on the date of the 2019 Annual Meeting of Shareholders. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 22:20 UTC | CARDINAL HEALTH INC CAH · Entity 3014 | GrantCommon Shares | 2,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000721371-18-000119 · wf-form4_154214759179102.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,162 F1 · shares: Grant of restricted share units ("RSUs") that will vest on November 9, 2019. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 20:33 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 7,250 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-18-011980 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Underlying: Common Stock · 7,250 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 20:33 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 3,822 | $135.87 | $519,295.14 |
DisclosureSEC source: 0001225208-18-011980 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,152.8499 Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 20:33 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,428 | $135.82 | $465,590.96 |
DisclosureSEC source: 0001225208-18-011980 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,974.8499 Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 20:33 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,250 | $71.63 | $519,317.50 |
DisclosureSEC source: 0001225208-18-011980 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,402.8499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:33 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 10,950 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-18-009829 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,950 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:33 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,259 | $128.30 | $803,036.58 |
DisclosureSEC source: 0001225208-18-009829 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,138.288 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $128.3001 to $128.3050 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:33 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 4,691 | $128.26 | $601,667.66 |
DisclosureSEC source: 0001225208-18-009829 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,397.288 Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:33 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,950 | $54.95 | $601,702.50 |
DisclosureSEC source: 0001225208-18-009829 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,088.288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 63.83 | $127.38 | $8,130.67 |
DisclosureSEC source: 0001225208-18-002926 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,076.17 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:25 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 2,716 | $127.38 | $345,964.08 |
DisclosureSEC source: 0001225208-18-002926 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,140 F1 · shares: The acquisition of deferred stock units represents the vesting of performance share units (PSUs) awarded to the reporting person on January 2, 2015, under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share growth and total shareholder return over a three-year performance period, which ended on December 31, 2017. The performance criteria were satisfied at the 28% level. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table 1 as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:31 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 53,500 | $128.16 Strike: $128.16 | $6,856,560.00 |
DisclosureSEC source: 0001225208-18-000662 · doc4.xml · derivative · entry 6 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,500 Underlying: Common Stock · 53,500 shares Expires 2028-01-01 F3 · balance_after: The reporting person was also awarded 16,100 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:31 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 6,500 | $128.16 | $833,040.00 |
DisclosureSEC source: 0001225208-18-000662 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:31 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 39,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000662 · doc4.xml · derivative · entry 4 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.exercise_date: On January 2, 2015, the reporting person was granted 36,510 RSUs, which included the right to receive dividend equivalents. On January 2, 2018, the third anniversary of the grant date, 39,290 RSUs, which included 2,780 accumulated dividend equivalents, vested. F2 · derivative.expiration_date: On January 2, 2015, the reporting person was granted 36,510 RSUs, which included the right to receive dividend equivalents. On January 2, 2018, the third anniversary of the grant date, 39,290 RSUs, which included 2,780 accumulated dividend equivalents, vested. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:31 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 18,211 | $128.16 | $2,333,921.76 |
DisclosureSEC source: 0001225208-18-000662 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,424 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:31 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 39,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000662 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:35 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 10,950 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-17-018091 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,950 Underlying: Common Stock · 10,950 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:35 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,979 | $121.03 | $723,638.97 |
DisclosureSEC source: 0001225208-17-018091 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,345 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:35 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 4,971 | $121.03 | $601,640.13 |
DisclosureSEC source: 0001225208-17-018091 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,324 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:35 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,950 | $54.95 | $601,702.50 |
DisclosureSEC source: 0001225208-17-018091 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:40 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 6,800 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-17-002660 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,800 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:40 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 4,591 | $111.39 | $511,391.49 |
DisclosureSEC source: 0001225208-17-002660 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:40 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,209 | $111.41 | $246,111.32 |
DisclosureSEC source: 0001225208-17-002660 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,891 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $111.412 to $111.42 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:40 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 6,800 | $75.21 | $511,428.00 |
DisclosureSEC source: 0001225208-17-002660 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:37 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 51,500 | $110.83 Strike: $110.83 | $5,707,745.00 |
DisclosureSEC source: 0001225208-17-000726 · doc4.xml · derivative · entry 4 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,500 Underlying: Common Stock · 51,500 shares Expires 2027-01-02 F2 · balance_after: The reporting person was also awarded 17,200 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:37 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 6,900 | $110.83 | $764,727.00 |
DisclosureSEC source: 0001225208-17-000726 · doc4.xml · derivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Underlying: Common Stock · 6,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 6,800 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-16-042524 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 6,800 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 4,691 | $109.02 | $511,412.82 |
DisclosureSEC source: 0001225208-16-042524 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,109 | $109.02 | $229,922.97 |
DisclosureSEC source: 0001225208-16-042524 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,991 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices ranged from $109.015 to $109.021 per share. Upon request, the reporting person will provide to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 6,800 | $75.21 | $511,428.00 |
DisclosureSEC source: 0001225208-16-042524 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:05 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 86,000 | $95.57 Strike: $95.57 | $8,219,020.00 |
DisclosureSEC source: 0001225208-16-023810 · doc4.xml · derivative · entry 3 JOHRI AKHIL · CIK 0001517450 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 Underlying: Common Stock · 86,000 shares Expires 2026-01-03 F1 · balance_after: The reporting person was also awarded 17,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,954 | $119.32 | $352,471.28 |
DisclosureSEC source: 0001225208-15-003589 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,201 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 7,290 | $119.32 | $869,842.80 |
DisclosureSEC source: 0001225208-15-003589 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,155 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 40,500 | $115.04 Strike: $115.04 | $4,659,120.00 |
DisclosureSEC source: 0001225208-15-000862 · doc4.xml · derivative · entry 6 JOHRI AKHIL · CIK 0001517450 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,100 Underlying: Common Stock · 40,500 shares Expires 2025-01-01 F4 · balance_after: The reporting person was also awarded 9,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 134,600 | $115.04 Strike: $115.04 | $15,484,384.00 |
DisclosureSEC source: 0001225208-15-000862 · doc4.xml · derivative · entry 5 JOHRI AKHIL · CIK 0001517450 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,600 Underlying: Common Stock · 134,600 shares Expires 2025-01-01 Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 36,510 | $115.04 | $4,200,110.40 |
DisclosureSEC source: 0001225208-15-000862 · doc4.xml · derivative · entry 4 JOHRI AKHIL · CIK 0001517450 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,510 Underlying: Common Stock · 36,510 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F3 · derivative.expiration_date: The restricted stock units vest on January 2, 2018. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 12,200 | $115.04 | $1,403,488.00 |
DisclosureSEC source: 0001225208-15-000862 · doc4.xml · derivative · entry 3 JOHRI AKHIL · CIK 0001517450 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation Common Stock. F1 · derivative.expiration_date: The restricted stock units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation Common Stock. Read SEC document |
| January 02, 2015 Filed Dec 16, 2016 21:46 UTC Amendment | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 12,200 | $115.04 | $1,403,488.00 |
DisclosureSEC source: 0000101829-16-000095 · primary_doc.xml · derivative · entry 1 JOHRI AKHIL · CIK 0001517450 · Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 12,200 shares Expires not disclosed F1 · derivative.exercise_price: Column 6 of Table II in the Form 4 filed on January 6, 2015, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on January 2, 2018. Instead, as correctly noted in footnote (1) associated with the 2015 entry, the RSUs vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each RSU represents a contingent right to receive one share of United Technologies Corporation Common Stock. F1 · derivative.exercise_date: Column 6 of Table II in the Form 4 filed on January 6, 2015, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on January 2, 2018. Instead, as correctly noted in footnote (1) associated with the 2015 entry, the RSUs vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each RSU represents a contingent right to receive one share of United Technologies Corporation Common Stock. F1 · derivative.expiration_date: Column 6 of Table II in the Form 4 filed on January 6, 2015, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on January 2, 2018. Instead, as correctly noted in footnote (1) associated with the 2015 entry, the RSUs vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Each RSU represents a contingent right to receive one share of United Technologies Corporation Common Stock. Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,100 | $88.91 | $97,801.00 |
DisclosureSEC source: 0001225208-11-012597 · doc4.xml · nonDerivative · entry 3 JOHRI AKHIL · CIK 0001517450 · VP, Financial Planning & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,092 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 900 | $88.90 | $80,010.00 |
DisclosureSEC source: 0001225208-11-012597 · doc4.xml · nonDerivative · entry 2 JOHRI AKHIL · CIK 0001517450 · VP, Financial Planning & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,192 Read SEC document |
| April 28, 2011 Filed Apr 29, 2011 21:14 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 245 | $88.89 | $21,778.05 |
DisclosureSEC source: 0001225208-11-012597 · doc4.xml · nonDerivative · entry 1 JOHRI AKHIL · CIK 0001517450 · VP, Financial Planning & IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,092 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.