Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date February 01, 2020 · Filed February 03, 2020
Section 16 reporting ended · disclosed 2020-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 30,525 |
Reported balance
After 2020-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-01 · Exercise / conversion · Disposed 1,775 · Balance 30,525 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested. F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
| Common StockSEC Table I · non-derivative | Direct | 1,131 |
Ending reported balance
After 2020-02-01 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2020-02-01 · Exercise / conversion · Acquired 1,775 · Balance 1,775 F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested. Row 3 · 2020-02-01 · Tax withholding · Disposed 644 · Balance 1,131 F4: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on January 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested.
F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
F4: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on January 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2017 Filed Jul 6, 2017 20:45 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 260 | $67.50 | $17,549.74 |
DisclosureSEC source: 0001628280-17-006942 · wf-form4_149937389874729.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260 F1 · shares: Represents shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on July 3, 2017. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 23:20 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,064 | $86.89 | $266,230.96 |
DisclosureSEC source: 0001628280-17-001020 · wf-form4_148659599025785.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Sold under a Rule 10b5-1 sales plan adopted as of November 29, 2016. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 23:20 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,936 | $87.00 | $168,432.00 |
DisclosureSEC source: 0001628280-17-001020 · wf-form4_148659599025785.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,064 F2 · shares: Pursuant to such terms of the February 6, 2013 RSU grant, 1,936 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the vesting date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 23:20 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-001020 · wf-form4_148659599025785.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 6, 2013, the Reporting Person received a grant of RSUs covering 20,000 shares of KLA-Tencor common stock. On February 6, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:08 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 352 | $85.94 | $30,250.88 |
DisclosureSEC source: 0001628280-17-000878 · wf-form4_148615967278906.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Sold under a Rule 10b5-1 sales plan adopted as of November 29, 2016. Sale included 215 shares purchased under the Company's Employee Stock Purchase Plan on December 30, 2016. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:08 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 7,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-000878 · wf-form4_148615967278906.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,783 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F2 · shares: On February 1, 2017, the Reporting Person was granted RSUs for 7,100 shares of KLA-Tencor common stock which vest 25% annually beginning February 1, 2018, subject to continued service on each vesting date. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:19 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 5,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-021292 · wf-form4_147915805034884.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,683 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 5,353 shares of KLA-Tencor common stock which vest 25% annually beginning November 11, 2017, subject to continued service on each vesting date. F3 · balance_after: Does not include performance-based RSUs held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:11 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 8,095 | $74.70 | $604,712.69 |
DisclosureSEC source: 0001628280-16-020376 · wf-form4_147759908057456.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137 Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:47 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,570 | $70.80 | $111,156.00 |
DisclosureSEC source: 0001628280-16-019469 · wf-form4_147343965317804.xml · nonDerivative · entry 7 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,232 F11 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 1,570 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:47 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019469 · wf-form4_147343965317804.xml · nonDerivative · entry 6 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: On September 7, 2012, the Reporting Person received a grant of restricted stock units covering 6,538 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in 50% of such RSUs. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:47 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 682 | $70.80 | $48,285.60 |
DisclosureSEC source: 0001628280-16-019469 · wf-form4_147343965317804.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,533 F9 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 682 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:47 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019469 · wf-form4_147343965317804.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On September 7, 2012, the Reporting Person received a grant of restricted stock units covering 5,230 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in 25% of such RSUs. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:47 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,332 | $70.80 | $165,105.60 |
DisclosureSEC source: 0001628280-16-019469 · wf-form4_147343965317804.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,908 F7 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 2332 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:47 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019469 · wf-form4_147343965317804.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: As noted in Footnote 2, on August 6, 2013, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2016, was determined by the Compensation Committee of KLA-Tencor's Board of directors (on September 7, 2016) to cover 8,937 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:47 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 8,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019469 · wf-form4_147343965317804.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,330 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 6, 2013, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 8,937 shares (based on 125% of the target shares of 7,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2016 fiscal year, on September 7, 2016 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 8,937. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 7, 2016) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 6, 2013). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 8,937 RSUs in connection with the determination of the level at which the August 6, 2013 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3, and less the shares that vested that are noted in footnotes 8 and 10 below. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:16 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 691 | $77.63 | $53,642.33 |
DisclosureSEC source: 0001628280-16-018842 · wf-form4_147078456363082.xml · nonDerivative · entry 6 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772 F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 691 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:16 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018842 · wf-form4_147078456363082.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 7,350 shares of KLA-Tencor common stock. On August 7, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:16 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 827 | $77.63 | $64,200.01 |
DisclosureSEC source: 0001628280-16-018842 · wf-form4_147078456363082.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,625 F4 · shares: Pursuant to such terms of the August 6, 2015 RSU grant, 827 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:16 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018842 · wf-form4_147078456363082.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2015, the Reporting Person received a grant of RSUs covering 8,800 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:16 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 672 | $77.63 | $52,167.36 |
DisclosureSEC source: 0001628280-16-018842 · wf-form4_147078456363082.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 672 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:16 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018842 · wf-form4_147078456363082.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 7,150 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 04, 2016 Filed Aug 9, 2016 00:13 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 13,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018742 · wf-form4_147070161928113.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,262 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 4, 2017) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 4, 2020, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. Shares of common stock will be issued as the RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| February 08, 2016 Filed Feb 10, 2016 22:15 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,057 | $64.60 | $197,482.20 |
DisclosureSEC source: 0001628280-16-010945 · wf-form4_145514252664871.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale is effected pursuant to the terms of a rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015. Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:47 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,943 | $65.51 | $127,285.93 |
DisclosureSEC source: 0001628280-16-010883 · wf-form4_145505442152962.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,057 F2 · shares: Pursuant to such terms of the February 6, 2013 RSU grant, 1,943 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such determination date (February 5, 2016). Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 21:47 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-010883 · wf-form4_145505442152962.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 20,000 shares of KLA-Tencor common stock. On February 5, 2016, the Reporting Person vested twenty-five percent (25%) of such RSUs. Read SEC document |
| January 05, 2016 Filed Jan 7, 2016 22:31 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 273 | $68.38 | $18,667.74 |
DisclosureSEC source: 0001628280-16-010179 · wf-form4_145220590580451.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015. F2 · shares: These 273 shares of KLA-Tencor common stock were acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on December 31, 2015. Read SEC document |
| September 10, 2015 Filed Sep 14, 2015 21:31 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,108 | $49.17 | $152,820.36 |
DisclosureSEC source: 0001628280-15-007102 · wf-form4_144226625837722.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015. Read SEC document |
| September 09, 2015 Filed Sep 11, 2015 22:07 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,696 | $49.35 | $83,697.60 |
DisclosureSEC source: 0001628280-15-007073 · wf-form4_144200921655944.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,108 F4 · shares: Pursuant to the terms of the September 9, 2011 performance-based RSU grant, 1,696 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| September 09, 2015 Filed Sep 11, 2015 22:07 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007073 · wf-form4_144200921655944.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On September 9, 2011, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2013, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2013) to cover, based on KLA-Tencor's financial performance during fiscal years 2012 and 2013, 6,500 shares of KLA-Tencor common stock. On September 9, 2015, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 09, 2015 Filed Sep 11, 2015 22:07 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,696 | $49.35 | $83,697.60 |
DisclosureSEC source: 0001628280-15-007073 · wf-form4_144200921655944.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 F2 · shares: Pursuant to the terms of the September 9, 2011 RSU grant, 1,696 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| September 09, 2015 Filed Sep 11, 2015 22:07 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007073 · wf-form4_144200921655944.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On September 9, 2011, the Reporting Person received a grant of restricted stock units ("RSUs") covering 6,500 shares of KLA-Tencor common stock. On September 9, 2015, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| September 08, 2015 Filed Sep 10, 2015 21:24 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,665 | $48.47 | $129,172.55 |
DisclosureSEC source: 0001628280-15-007056 · wf-form4_144192026410356.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015. Read SEC document |
| September 07, 2015 Filed Sep 8, 2015 23:56 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 682 | $47.54 | $32,422.28 |
DisclosureSEC source: 0001628280-15-007011 · wf-form4_144175656577749.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,665 F9 · shares: Pursuant to such terms of the September 7, 2012 RSU grant, 682 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| September 07, 2015 Filed Sep 8, 2015 23:56 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007011 · wf-form4_144175656577749.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On September 7, 2012, the Reporting Person received a grant of restricted stock units covering 5,230 shares of KLA-Tencor common stock. On September 7, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| September 07, 2015 Filed Sep 8, 2015 23:56 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,229 | $47.54 | $58,426.66 |
DisclosureSEC source: 0001628280-15-007011 · wf-form4_144175656577749.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,040 F7 · shares: Pursuant to such terms of the September 7, 2012 RSU grant, 1,229 shares of KLA-Tencor common stock were automatically withheld on the vesting date to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| September 07, 2015 Filed Sep 8, 2015 23:56 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007011 · wf-form4_144175656577749.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: As noted in Footnote 2, on September 7, 2012, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2015, was determined by the Compensation Committee of KLA-Tencor's Board of directors (on September 3, 2015) to cover 6,538 shares of KLA-Tencor common stock. On September 7, 2015, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:56 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 6,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007011 · wf-form4_144175656577749.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,269 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On September 7, 2012, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to 5,230 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2015 fiscal year, on September 3, 2015 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 6,538. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 3, 2015) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (September 7, 2012). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 6,538 RSUs in connection with the determination of the level at which the September 7, 2012 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3. Read SEC document |
| August 10, 2015 Filed Aug 12, 2015 20:55 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,147 | $52.92 | $60,699.24 |
DisclosureSEC source: 0001628280-15-006542 · wf-form4_143941291290261.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 22:14 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 691 | $52.35 | $36,173.85 |
DisclosureSEC source: 0001628280-15-006487 · wf-form4_143933127164136.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147 F3 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 691 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 22:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006487 · wf-form4_143933127164136.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On August 7, 2014, the Reporting Person received a grant of restricted stock units ("RSUs") covering 7,350 shares of KLA-Tencor common stock. On August 7, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 22:14 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,116 | $51.71 | $57,708.36 |
DisclosureSEC source: 0001628280-15-006487 · wf-form4_143933127164136.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 22:18 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006427 · wf-form4_143924512323100.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,838 F3 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 6, 2016) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 6, 2019, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 22:18 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 672 | $51.95 | $34,910.40 |
DisclosureSEC source: 0001628280-15-006427 · wf-form4_143924512323100.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 672 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 22:18 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006427 · wf-form4_143924512323100.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 7,150 shares of KLA-Tencor common stock. On August 6, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 21:06 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 135 | $50.57 | $6,826.95 |
DisclosureSEC source: 0001628280-15-005622 · wf-form4_143829037685578.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · SVP, Global Customer Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale is effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015. F2 · shares: These 135 shares of KLA-Tencor common stock were acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.