Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date February 01, 2020 · Filed February 03, 2020
Section 16 reporting ended · disclosed 2020-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 30,525 |
Reported balance
After 2020-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-01 · Exercise / conversion · Disposed 1,775 · Balance 30,525 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested. F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
| Common StockSEC Table I · non-derivative | Direct | 1,131 |
Ending reported balance
After 2020-02-01 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2020-02-01 · Exercise / conversion · Acquired 1,775 · Balance 1,775 F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested. Row 3 · 2020-02-01 · Tax withholding · Disposed 644 · Balance 1,131 F4: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on January 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
F2: On February 1, 2017, the reporting person was granted 7,100 RSUs. On February 1, 2020, 25% of the RSUs vested.
F3: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
F4: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on January 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2018 Filed Aug 9, 2018 20:10 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 911 | $118.16 | $107,643.76 |
DisclosureSEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 7 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,743 F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 6 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 7,350 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F6 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 7,350 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:10 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,132 | $118.16 | $251,917.12 |
DisclosureSEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,817 F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 9,187 shares (based on 125% of the target shares of 7,350) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 8,599. On August 7, 2018, the remaining 50% of the shares vested. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:10 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 9,187 shares (based on 125% of the target shares of 7,350) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 8,599. On August 7, 2018, the remaining 50% of the shares vested. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 07, 2018 Filed Aug 9, 2018 20:10 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 3,859 | $118.33 | $456,635.47 |
DisclosureSEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,091 | $118.27 | $129,032.57 |
DisclosureSEC source: 0001628280-18-010806 · wf-form4_153375977261896.xml · nonDerivative · entry 7 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,508 F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010806 · wf-form4_153375977261896.xml · nonDerivative · entry 6 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On August 6, 2015, the Reporting Person was granted an RSU for 8,800 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010806 · wf-form4_153375977261896.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F6 · shares: On August 6, 2015, the Reporting Person was granted an RSU for 8,800 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,706 | $118.27 | $320,038.62 |
DisclosureSEC source: 0001628280-18-010806 · wf-form4_153375977261896.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,399 F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010806 · wf-form4_153375977261896.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,000 shares (based on 125% of the target shares of 8,800) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,912. On August 6, 2018, 50% of the RSUs vested. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 5,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010806 · wf-form4_153375977261896.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F3 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,000 shares (based on 125% of the target shares of 8,800) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,912. On August 6, 2018, 50% of the RSUs vested. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:23 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,739 | $118.87 | $206,714.93 |
DisclosureSEC source: 0001628280-18-010806 · wf-form4_153375977261896.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:02 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,711 | $119.59 | $204,618.49 |
DisclosureSEC source: 0001628280-18-010669 · wf-form4_153367212453451.xml · nonDerivative · entry 6 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010669 · wf-form4_153367212453451.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 4, 2016, the Reporting Person was granted an RSU for 13,800 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested. Read SEC document |
| August 04, 2018 Filed Aug 7, 2018 20:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010669 · wf-form4_153367212453451.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F5 · shares: On August 4, 2016, the Reporting Person was granted an RSU for 13,800 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:02 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 602 | $119.59 | $71,993.18 |
DisclosureSEC source: 0001628280-18-010669 · wf-form4_153367212453451.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010669 · wf-form4_153367212453451.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 3, 2017, the Reporting Person was granted an RSU for 5,003 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:02 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010669 · wf-form4_153367212453451.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 3, 2017, the Reporting Person was granted an RSU for 5,003 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:17 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 10,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010526 · wf-form4_153358661758464.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,366 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,000 shares (based on 125% of the target shares of 8,800) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,912. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:17 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 9,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-010526 · wf-form4_153358661758464.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,454 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 2, 2018, the Compensation Committee granted the reporting person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vesting date. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 02, 2018 Filed Jul 6, 2018 01:59 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 235 | $103.86 | $24,407.10 |
DisclosureSEC source: 0001628280-18-009133 · wf-form4_153084235077425.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| July 02, 2018 Filed Jul 6, 2018 01:59 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 235 | $87.15 | $20,480.49 |
DisclosureSEC source: 0001628280-18-009133 · wf-form4_153084235077425.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 21:04 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 1,120 | $110.04 | $123,244.80 |
DisclosureSEC source: 0001628280-18-000987 · wf-form4_151786456048685.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 655 | $111.15 | $72,803.25 |
DisclosureSEC source: 0001628280-18-000987 · wf-form4_151786456048685.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120 F4 · shares: Pursuant to such terms of the February 1, 2017 RSU grant, 655 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:04 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-000987 · wf-form4_151786456048685.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On February 1, 2017, the Reporting Person received a grant of RSUs covering 7,100 shares of KLA-Tencor common stock. On February 1, 2018, the Reporting Person vested in 25% of such RSUs. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:04 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-000987 · wf-form4_151786456048685.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On February 1, 2017, the Reporting Person received a grant of RSUs covering 7,100 shares of KLA-Tencor common stock. On February 1, 2018, the Reporting Person vested in 25% of such RSUs. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:01 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 47 | $111.38 | $5,234.86 |
DisclosureSEC source: 0001628280-18-000844 · wf-form4_151751885622510.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Read SEC document |
| January 02, 2018 Filed Feb 1, 2018 21:01 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 47 | $77.82 | $3,657.45 |
DisclosureSEC source: 0001628280-18-000844 · wf-form4_151751885622510.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 21:52 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 640 | $101.52 | $64,972.80 |
DisclosureSEC source: 0001628280-17-011553 · wf-form4_151069602184708.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:52 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 699 | $102.44 | $71,605.56 |
DisclosureSEC source: 0001628280-17-011553 · wf-form4_151069602184708.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 10, 2017. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:52 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011553 · wf-form4_151069602184708.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 25% of the RSUs that vested from the grant made on November 11, 2016. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:52 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 1,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011553 · wf-form4_151069602184708.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents 25% of the RSUs that vested from the grant made on November 11, 2016. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 22:10 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 7,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010739 · wf-form4_150966062048848.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,372 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: 25% of the award vests on each anniversary of the date of grant, subject to continued service on such vesting date. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:30 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,055 | $93.73 | $192,615.15 |
DisclosureSEC source: 0001628280-17-009175 · wf-form4_150490259717338.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 2,244 | $93.69 | $210,240.36 |
DisclosureSEC source: 0001628280-17-009066 · wf-form4_150465682990447.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056 F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009066 · wf-form4_150465682990447.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009066 · wf-form4_150465682990447.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 31, 2017 Filed Sep 6, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 8,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009066 · wf-form4_150465682990447.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,642 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 9,187 shares (based on 125% of the target shares of 7,350) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 8,599. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 22:55 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 878 | $91.99 | $80,767.22 |
DisclosureSEC source: 0001628280-17-008533 · wf-form4_150240572531353.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,692 | $89.15 | $507,441.80 |
DisclosureSEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 7 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878 F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 959 | $92.01 | $88,237.59 |
DisclosureSEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 6 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,570 F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 959 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 5 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 7,350 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs. Read SEC document |
| August 06, 2017 Filed Aug 9, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,413 | $88.83 | $392,006.79 |
DisclosureSEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 4 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,692 F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 4,413 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 06, 2017 Filed Aug 9, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 8,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 3 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 7,150 (RSU), 7,150 (PRSU) and 8,800 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs. Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 1,801 | $88.83 | $159,982.83 |
DisclosureSEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,649 F2 · shares: Pursuant to such terms of the August 4, 2016 RSU grant, 1,801 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 04, 2017 Filed Aug 9, 2017 00:14 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008389 · wf-form4_150223762878241.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 4, 2016, the Reporting Person received a grant of RSUs covering 13,800 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 20:31 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 5,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008120 · wf-form4_150187864878640.xml · nonDerivative · entry 1 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,786 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 20:45 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 260 | $91.74 | $23,852.40 |
DisclosureSEC source: 0001628280-17-006942 · wf-form4_149937389874729.xml · nonDerivative · entry 2 Trafas Brian M. · CIK 0001642421 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.